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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
-3.11%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$6.49B
AUM Growth
+$847M
Cap. Flow
+$1.01B
Cap. Flow %
15.59%
Top 10 Hldgs %
14.48%
Holding
1,654
New
595
Increased
238
Reduced
232
Closed
414

Top Buys

Rank Stock Value
1
C icon
Citigroup
C
+$75.8M
2
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$49.9M
3
ONON icon
On Holding
ONON
+$19.3M
4
LMT icon
Lockheed Martin
LMT
+$17.5M
5
NEE icon
NextEra Energy
NEE
+$14.3M

Top Sells

Rank Stock Value
1
WWE
World Wrestling Entertainment
WWE
+$20.2M
2
ATVI
Activision Blizzard
ATVI
+$12.8M
3
SPB icon
Spectrum Brands
SPB
+$12.2M
4
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$11.6M
5
SGEN
Seagen Inc. Common Stock
SGEN
+$11.1M

Sector Composition

Rank Sector Weight
1 Healthcare 2.4%
2 Technology 1.47%
3 Consumer Discretionary 1.45%
4 Financials 1.41%
5 Industrials 1.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PAR icon
526
PUT
PAR Technology
PAR
$699M
$2.45M 0.04%
+63,700
New +$2.41M
HUN icon
527
PUT
Huntsman Corp
HUN
$1.71B
$2.44M 0.04%
100,000
– –
AZN icon
528
AstraZeneca
AZN
$263B
$2.44M 0.04%
18,000
+17,989
+163,536% +$2.46M
ASND icon
529
CALL
Ascendis Pharma A/S
ASND
$16B
$2.43M 0.04%
26,000
-117,200
-82% -$11M
CL icon
530
Colgate-Palmolive
CL
$73.1B
$2.42M 0.04%
34,000
-52,400
-61% -$3.92M
PODD icon
531
PUT
Insulet
PODD
$11.5B
$2.39M 0.04%
+15,000
New +$3.36M
BBIO icon
532
BridgeBio Pharma
BBIO
$15.7B
$2.39M 0.04%
+90,600
New +$2.57M
SAFE
533
PUT
Safehold
SAFE
$1.16B
$2.38M 0.04%
+133,700
New +$2.89M
ZM icon
534
Zoom
ZM
$28.2B
$2.36M 0.04%
+33,750
New +$2.34M
M icon
535
CALL
Macy's
M
$6.53B
$2.32M 0.04%
200,000
+100,000
+100% +$1.4M
FSLR icon
536
First Solar
FSLR
$22.7B
$2.31M 0.04%
14,320
-5,680
-28% -$1.06M
BIIB icon
537
CALL
Biogen
BIIB
$30B
$2.31M 0.04%
9,000
-14,000
-61% -$3.74M
GEN icon
538
CALL
Gen Digital
GEN
$16.4B
$2.3M 0.04%
130,100
+80,100
+160% +$1.56M
THWWW
539
DELISTED
Target Hospitality Corp. Warrant expiring 3/15/2024
THWWW
$2.3M 0.04%
450,000
– –
TFC icon
540
CALL
Truist Financial
TFC
$63.3B
$2.29M 0.04%
+80,000
New +$2.46M
EOLS icon
541
CALL
Evolus
EOLS
$385M
$2.28M 0.04%
+249,800
New +$2.24M
CTLT
542
PUT
DELISTED
CATALENT, INC.
CTLT
$2.28M 0.04%
50,000
-60,000
-55% -$2.8M
NVO
543
Novo Nordisk
NVO
$208B
$2.27M 0.04%
+25,000
New +$2.2M
LVS icon
544
Las Vegas Sands
LVS
$31.7B
$2.27M 0.03%
+49,500
New +$2.68M
BABA icon
545
Alibaba
BABA
$293B
$2.26M 0.03%
26,100
+21,100
+422% +$1.93M
SILK
546
DELISTED
Silk Road Medical, Inc. Common Stock
SILK
$2.26M 0.03%
+150,588
New +$3.13M
DVN icon
547
PUT
Devon Energy
DVN
$52.1B
$2.25M 0.03%
47,200
– –
PTCT icon
548
CALL
PTC Therapeutics
PTCT
$5.68B
$2.24M 0.03%
100,000
-38,200
-28% -$1.42M
BMRN icon
549
CALL
BioMarin Pharmaceuticals
BMRN
$11.6B
$2.24M 0.03%
25,300
-219,200
-90% -$19.5M
AAP icon
550
CALL
Advance Auto Parts
AAP
$3.35B
$2.24M 0.03%
+40,000
New +$2.68M
20 21
22
23 24

Similar funds

ASRS
Arizona State Retirement System Phoenix, Arizona $17.1B AUM 30.52% 1-Year Est. Return
PP
Prudential plc London, England, United Kingdom $17.1B AUM 15.7% 1-Year Est. Return
VMPIC
Varma Mutual Pension Insurance Co Helsinki, Finland $17B AUM 24.09% 1-Year Est. Return
BCIM
British Columbia Investment Management Victoria, British Columbia, Canada $17B AUM 31.69% 1-Year Est. Return
BBA
Baker Bros. Advisors New York $17.4B AUM 131.5% 1-Year Est. Return
Macquarie Group
Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return
FCM
Farallon Capital Management San Francisco, California $17.5B AUM 50.95% 1-Year Est. Return
AIMCA
Alberta Investment Management Corp (AIMCo) Edmonton, Alberta, Canada $16.7B AUM 23.27% 1-Year Est. Return

Caption Management's Q3 2023 Portfolio in Review

As of Q3 2023, Caption Management held 1,654 positions worth $6.49B, up 15% from $5.65B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management deployed $1.01B of net new capital in Q3 2023, opening 595 new positions and adding to 238 existing holdings. Its largest new stake was Citigroup: 1,727,200 shares worth $71M.

By sector, the portfolio is most concentrated in Healthcare at 2.4% of assets, down from 2.6% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Spectrum Brands, an estimated $12.2M trimmed.

  • Caption Management's largest Q3 2023 buy was Citigroup: 1,727,200 shares worth $71M.
  • Caption Management added most to Lockheed Martin in Q3 2023, an estimated $17.5M increase.
  • Caption Management's biggest Q3 2023 reduction was Spectrum Brands, cutting an estimated $12.2M.
  • Caption Management fully exited World Wrestling Entertainment in Q3 2023, selling an estimated $20.2M.
  • Caption Management's ten largest holdings make up 14% of its $6.49B portfolio in Q3 2023.
  • Caption Management opened 595 new positions and closed 414 in Q3 2023.
  • Caption Management's portfolio value rose 15% quarter-over-quarter to $6.49B.

Based on Caption Management's 13F filing for Q3 2023, filed 14 Nov 2023.