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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
+13.77%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$6.41B
AUM Growth
-$838M
Cap. Flow
-$1.23B
Cap. Flow %
-19.2%
Top 10 Hldgs %
13.63%
Holding
1,903
New
444
Increased
263
Reduced
318
Closed
672

Top Buys

Rank Stock Value
1
PMT
PennyMac Mortgage Investment
PMT
+$19.7M
2
BMY icon
Bristol-Myers Squibb
BMY
+$17M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$13.6M
4
EVA
Enviva Inc.
EVA
+$8.45M
5
APA icon
APA Corp
APA
+$7.51M

Top Sells

Rank Stock Value
1
PBR icon
Petrobras
PBR
+$43.9M
2
UAN icon
CVR Partners
UAN
+$26M
3
ZM icon
Zoom
ZM
+$12.1M
4
EQT icon
EQT Corp
EQT
+$12M
5
PING
Ping Identity Holding Corp.
PING
+$6.13M

Sector Composition

Rank Sector Weight
1 Healthcare 2.55%
2 Energy 1.26%
3 Technology 1.15%
4 Consumer Discretionary 0.9%
5 Materials 0.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BDX icon
526
CALL
Becton Dickinson
BDX
$45.6B
$2.29M 0.04%
+9,000
New +$2.12M
AMPS
527
CALL
DELISTED
Altus Power
AMPS
$2.28M 0.04%
350,000
– –
PERI icon
528
CALL
Perion Network
PERI
$375M
$2.28M 0.04%
90,000
– –
PERI icon
529
PUT
Perion Network
PERI
$375M
$2.28M 0.04%
90,000
– –
PCG icon
530
PG&E
PCG
$38.3B
$2.27M 0.04%
139,595
-45,405
-25% -$687K
AHCO icon
531
PUT
AdaptHealth
AHCO
$1.47B
$2.25M 0.04%
117,100
+1,000
+0.9% +$21.1K
TBPH icon
532
CALL
Theravance Biopharma
TBPH
$874M
$2.24M 0.04%
200,000
-10,000
-5% -$105K
CP icon
533
CALL
Canadian Pacific Kansas City
CP
$78.1B
$2.24M 0.03%
30,000
– –
CP icon
534
PUT
Canadian Pacific Kansas City
CP
$78.1B
$2.24M 0.03%
30,000
– –
KSS icon
535
Kohl's
KSS
$2.17B
$2.24M 0.03%
88,617
+87,117
+5,808% +$2.47M
TRTN
536
CALL
DELISTED
Triton International Limited
TRTN
$2.23M 0.03%
32,400
-6,700
-17% -$424K
CNQ icon
537
PUT
Canadian Natural Resources
CNQ
$99.4B
$2.22M 0.03%
80,000
– –
NCLH icon
538
PUT
Norwegian Cruise Line
NCLH
$8.51B
$2.21M 0.03%
180,200
– –
GIS icon
539
General Mills
GIS
$19.1B
$2.19M 0.03%
26,125
+24,000
+1,129% +$1.95M
USB icon
540
US Bancorp
USB
$98.2B
$2.18M 0.03%
50,000
+23,600
+89% +$1.01M
CTRA
541
CALL
DELISTED
Coterra Energy
CTRA
$2.18M 0.03%
88,700
-186,300
-68% -$5.14M
NTES icon
542
PUT
NetEase
NTES
$85.3B
$2.18M 0.03%
30,000
– –
IQ icon
543
iQIYI
IQ
$1.23B
$2.17M 0.03%
410,000
+260,885
+175% +$761K
STWD icon
544
CALL
Starwood Property Trust
STWD
$5.92B
$2.16M 0.03%
118,000
– –
RIG icon
545
CALL
Transocean
RIG
$5.89B
$2.15M 0.03%
471,600
-85,000
-15% -$328K
HBNC icon
546
CALL
Horizon Bancorp
HBNC
$1.04B
$2.14M 0.03%
142,000
+2,000
+1% +$33K
COTY icon
547
CALL
Coty
COTY
$2.42B
$2.14M 0.03%
250,000
– –
PRTA icon
548
CALL
Prothena Corp
PRTA
$425M
$2.11M 0.03%
+35,000
New +$2.05M
HOLX
549
CALL
DELISTED
Hologic
HOLX
$2.09M 0.03%
+28,000
New +$1.99M
PRVA icon
550
Privia Health
PRVA
$2.98B
$2.09M 0.03%
92,235
+35,579
+63% +$990K
20 21
22
23 24

Similar funds

ASRS
Arizona State Retirement System Phoenix, Arizona $17.1B AUM 30.52% 1-Year Est. Return
PP
Prudential plc London, England, United Kingdom $17.1B AUM 15.7% 1-Year Est. Return
VMPIC
Varma Mutual Pension Insurance Co Helsinki, Finland $17B AUM 24.09% 1-Year Est. Return
BCIM
British Columbia Investment Management Victoria, British Columbia, Canada $17B AUM 31.69% 1-Year Est. Return
BBA
Baker Bros. Advisors New York $17.4B AUM 131.5% 1-Year Est. Return
Macquarie Group
Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return
FCM
Farallon Capital Management San Francisco, California $17.5B AUM 50.95% 1-Year Est. Return
AIMCA
Alberta Investment Management Corp (AIMCo) Edmonton, Alberta, Canada $16.7B AUM 23.27% 1-Year Est. Return

Caption Management's Q4 2022 Portfolio in Review

As of Q4 2022, Caption Management held 1,903 positions worth $6.41B, down 12% from $7.25B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management withdrew a net $1.23B in Q4 2022, closing 672 positions and reducing 318 holdings. Its most notable exit was Petrobras, an estimated $43.9M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 2.5% of assets, up from 1.5% a quarter earlier, followed by Energy and Technology.

Against the trend, Caption Management opened a new position in PennyMac Mortgage Investment worth $17.9M.

  • Caption Management's largest Q4 2022 buy was PennyMac Mortgage Investment: 1,448,050 shares worth $17.9M.
  • Caption Management added most to State Street SPDR S&P Biotech ETF in Q4 2022, an estimated $13.6M increase.
  • Caption Management's biggest Q4 2022 reduction was EQT Corp, cutting an estimated $12M.
  • Caption Management fully exited Petrobras in Q4 2022, selling an estimated $43.9M.
  • Caption Management's ten largest holdings make up 14% of its $6.41B portfolio in Q4 2022.
  • Caption Management opened 444 new positions and closed 672 in Q4 2022.
  • Caption Management's portfolio value fell 12% quarter-over-quarter to $6.41B.

Based on Caption Management's 13F filing for Q4 2022, filed 14 Feb 2023.