We are live on ! Find out more
CM

Caption Management Portfolio holdings

AUM $21.5B
1-Year Est. Return 81.81%
This Fund
S&P 500
This Quarter Est. Return
-2%
1 Year Est. Return
+81.81%
3 Year Est. Return
+226.72%
5 Year Est. Return
+294.21%
10 Year Est. Return
–
AUM
$8.75B
AUM Growth
+$1.09B
Cap. Flow
+$497M
Cap. Flow %
5.68%
Top 10 Hldgs %
11.21%
Holding
1,949
New
703
Increased
293
Reduced
258
Closed
492

Top Buys

Rank Stock Value
1
PBR icon
Petrobras
PBR
+$43.8M
2
CHTR icon
Charter Communications
CHTR
+$30.5M
3
X
US Steel
X
+$28.3M
4
STMP
Stamps.com, Inc.
STMP
+$22.8M
5
INOV
Inovalon Holdings, Inc. Class A Common Stock
INOV
+$19.1M

Top Sells

Rank Stock Value
1
DRI icon
Darden Restaurants
DRI
+$71.1M
2
W icon
Wayfair
W
+$40.2M
3
INFL icon
Horizon Kinetics Inflation Beneficiaries ETF
INFL
+$20.8M
4
RAPT
RAPT Therapeutics
RAPT
+$13.9M
5
VYX icon
NCR Voyix
VYX
+$10.7M

Sector Composition

Rank Sector Weight
1 Miscellaneous 82.89%
2 Healthcare 3.78%
3 Consumer Discretionary 2.54%
4 Materials 2.05%
5 Technology 1.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SIX
526
CALL
DELISTED
Six Flags Entertainment Corp.
SIX
$4.17M 0.05%
98,000
+48,000
+96% +$1.99M
DELL icon
527
Dell
DELL
$357B
$4.16M 0.05%
78,920
-25,057
-24% -$1.25M
BRSL
528
PUT
Brightstar Lottery PLC
BRSL
$1.94B
$4.16M 0.05%
158,000
-23,500
-13% -$498K
CYTK icon
529
CALL
Cytokinetics
CYTK
$9.74B
$4.11M 0.05%
115,000
+69,000
+150% +$2.03M
COTY icon
530
Coty
COTY
$2.32B
$4.09M 0.05%
+520,000
New +$4.45M
SKY icon
531
CALL
Champion Homes
SKY
$4.64B
$4.08M 0.05%
+68,000
New +$4.03M
IONS icon
532
Ionis Pharmaceuticals
IONS
$7.54B
$4.06M 0.05%
120,993
+24,986
+26% +$941K
EHTH icon
533
CALL
eHealth
EHTH
$27.9M
$4.05M 0.05%
100,000
– –
EOG icon
534
CALL
EOG Resources
EOG
$76.6B
$4.01M 0.05%
50,000
– –
SAND
535
CALL
DELISTED
Sandstorm Gold
SAND
$4.01M 0.05%
696,500
– –
CI icon
536
PUT
Cigna
CI
$74.9B
$4M 0.05%
+20,000
New +$4.35M
PARA
537
CALL
DELISTED
Paramount Global Class B
PARA
$3.95M 0.05%
100,000
+25,000
+33% +$1.02M
LKFT
538
CALL
Lakefront Biotherapeutics American Depositary Shares
LKFT
$1.82B
$3.95M 0.05%
+75,000
New +$4.45M
CLDX icon
539
Celldex Therapeutics
CLDX
$3.06B
$3.94M 0.05%
+73,000
New +$3.43M
CTRA
540
PUT
DELISTED
Coterra Energy
CTRA
$3.92M 0.04%
+180,000
New +$3.09M
GKOS icon
541
PUT
Glaukos
GKOS
$9.68B
$3.9M 0.04%
+81,000
New +$4.49M
EPD icon
542
CALL
Enterprise Products Partners
EPD
$82.8B
$3.9M 0.04%
180,000
-100,000
-36% -$2.27M
RGNX icon
543
PUT
Regenxbio
RGNX
$514M
$3.89M 0.04%
92,700
+62,700
+209% +$2.26M
SOFI icon
544
SoFi Technologies
SOFI
$21.7B
$3.89M 0.04%
+244,700
New +$3.84M
CLW icon
545
Clearwater Paper
CLW
$346M
$3.85M 0.04%
100,573
+81,665
+432% +$2.6M
ZEN
546
DELISTED
ZENDESK INC
ZEN
$3.85M 0.04%
+33,100
New +$4.28M
NCLH icon
547
PUT
Norwegian Cruise Line
NCLH
$6.64B
$3.85M 0.04%
+144,200
New +$3.67M
BABA icon
548
CALL
Alibaba
BABA
$267B
$3.85M 0.04%
26,000
+16,000
+160% +$2.91M
CNK icon
549
CALL
Cinemark Holdings
CNK
$3.98B
$3.84M 0.04%
+200,000
New +$3.4M
CAT icon
550
CALL
Caterpillar
CAT
$361B
$3.84M 0.04%
+20,000
New +$4.17M
20 21
22
23 24

Similar funds

AWM
AE Wealth Management Topeka, Kansas $21.5B AUM 26.98% 1-Year Est. Return
LCIP
Life Cycle Investment Partners London $21.4B AUM
BPA
Beacon Pointe Advisors Newport Beach, California $21.5B AUM 23.65% 1-Year Est. Return
SA
Sanctuary Advisors Indianapolis, Indiana $21.6B AUM 28.31% 1-Year Est. Return
AA
ALPS Advisors Denver, Colorado $21.3B AUM 23.41% 1-Year Est. Return
RAM
Resona Asset Management Koto-Ku,tokyo, Japan $21.3B AUM 36.92% 1-Year Est. Return
FCM
Farallon Capital Management San Francisco, California $21.7B AUM 79.24% 1-Year Est. Return
BG
Bahl & Gaynor Cincinnati, Ohio $21.7B AUM 30.58% 1-Year Est. Return

Caption Management's Q3 2021 Portfolio in Review

As of Q3 2021, Caption Management held 1,949 positions worth $8.75B, up 14% from $7.66B the previous quarter. Its ten largest holdings account for 11% of the portfolio.

Caption Management deployed $497M of net new capital in Q3 2021, opening 703 new positions and adding to 293 existing holdings. Its largest new stake was Petrobras: 4,114,400 shares worth $42.5M.

By sector, the portfolio is most concentrated in Miscellaneous at 83% of assets, down from 86% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Wayfair, an estimated $40.2M trimmed.

  • Caption Management's largest Q3 2021 buy was Petrobras: 4,114,400 shares worth $42.5M.
  • Caption Management added most to Stamps.com, Inc. in Q3 2021, an estimated $22.8M increase.
  • Caption Management's biggest Q3 2021 reduction was Wayfair, cutting an estimated $40.2M.
  • Caption Management fully exited Darden Restaurants in Q3 2021, selling an estimated $71.1M.
  • Caption Management's ten largest holdings make up 11% of its $8.75B portfolio in Q3 2021.
  • Caption Management opened 703 new positions and closed 492 in Q3 2021.
  • Caption Management's portfolio value rose 14% quarter-over-quarter to $8.75B.

Based on Caption Management's 13F filing for Q3 2021, filed 12 Nov 2021.