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Caption Management Portfolio holdings
AUM
$17.1B
1-Year Est. Return
70.99%
This Fund
S&P 500
This Quarter
Est. Return
+30.39%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$4.39B
AUM Growth
+$111M
(+2.6%)
Cap. Flow
-$575M
Cap. Flow
% of AUM
-13.12%
Top 10 Holdings %
Top 10 Hldgs %
14.05%
Holding
1,400
New
403
Increased
168
Reduced
199
Closed
465
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Teck Resources
TECK
|
+$13.2M |
| 2 |
GE Aerospace
GE
|
+$11.9M |
| 3 |
Invesco DB Agriculture Fund
DBA
|
+$10.8M |
| 4 |
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
|
+$10.3M |
| 5 |
SBNY
Signature Bank
SBNY
|
+$8.05M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Amazon
AMZN
|
+$24M |
| 2 |
American Eagle Outfitters
AEO
|
+$16.5M |
| 3 |
Adobe
ADBE
|
+$15M |
| 4 |
Pfizer
PFE
|
+$13.7M |
| 5 |
LHCG
LHC Group LLC
LHCG
|
+$12.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 3.21% |
| 2 | Consumer Discretionary | 3.05% |
| 3 | Technology | 2.58% |
| 4 | Industrials | 1.15% |
| 5 | Materials | 1.06% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
526
CALL
SiriusXM
SIRI
$9.98B
| $1.43M | 0.03% |
+22,500
| New | +$1.38M |
|
527
CALL
Jefferies Financial Group
JEF
$12.6B
| $1.42M | 0.03% |
+60,563
| New | +$1.27M |
|
|
NVTA
528
PUT
DELISTED
Invitae Corporation
NVTA
| $1.42M | 0.03% |
34,000
| – | – |
|
529
PUT
Twist Bioscience
TWST
$5.7B
| $1.41M | 0.03% |
10,000
| – | – |
|
530
AES
AES
$10.5B
| $1.41M | 0.03% |
60,000
-17,000
| -22% | -$353K |
|
531
Bausch Health
BHC
$2.58B
| $1.41M | 0.03% |
+67,500
| New | +$1.26M |
|
532
PUT
DigitalBridge
DBRG
$2.93B
| $1.4M | 0.03% |
72,750
-304,675
| -81% | -$4.88M |
|
533
PUT
Laureate Education
LAUR
$5.28B
| $1.4M | 0.03% |
+96,000
| New | +$1.36M |
|
|
DENN
534
CALL
DELISTED
Denny's
DENN
| $1.4M | 0.03% |
+95,000
| New | +$1.09M |
|
|
KYNB
535
CALL
Kyntra Bio
KYNB
$27.2M
| $1.39M | 0.03% |
+1,500
| New | +$1.58M |
|
|
DBVT
536
CALL
DBV Technologies
DBVT
$799M
| $1.39M | 0.03% |
+53,000
| New | +$1.17M |
|
537
CALL
Canadian Solar
CSIQ
$1.02B
| $1.38M | 0.03% |
27,000
-73,000
| -73% | -$2.99M |
|
538
CALL
Red Rock Resorts
RRR
$3.77B
| $1.38M | 0.03% |
+55,000
| New | +$1.17M |
|
|
BBBY
539
CALL
DELISTED
Bed Bath & Beyond Inc
BBBY
| $1.38M | 0.03% |
77,500
+27,500
| +55% | +$571K |
|
540
CALL
Regenxbio
RGNX
$620M
| $1.36M | 0.03% |
30,000
-15,000
| -33% | -$524K |
|
|
541
PUT
Regenxbio
RGNX
$620M
| $1.36M | 0.03% |
30,000
-15,000
| -33% | -$524K |
|
|
AUY
542
CALL
DELISTED
Yamana Gold, Inc.
AUY
| $1.35M | 0.03% |
236,400
| – | – |
|
543
CALL
Workhorse Group
WKHS
$33.2M
| $1.35M | 0.03% |
23
+16
| +229% | +$1.04M |
|
|
ADVM
544
PUT
DELISTED
Adverum Biotechnologies
ADVM
| $1.34M | 0.03% |
+12,380
| New | +$1.53M |
|
545
CALL
PENN Entertainment
PENN
$2.75B
| $1.33M | 0.03% |
15,400
-111,800
| -88% | -$7.98M |
|
546
CALL
Ventas
VTR
$48B
| $1.32M | 0.03% |
+27,000
| New | +$1.25M |
|
547
CALL
Trinity Industries
TRN
$2.49B
| $1.32M | 0.03% |
+50,000
| New | +$1.13M |
|
|
548
PUT
Trinity Industries
TRN
$2.49B
| $1.32M | 0.03% |
+50,000
| New | +$1.13M |
|
|
SWCH
549
PUT
DELISTED
Switch, Inc. Class A Common Stock
SWCH
| $1.31M | 0.03% |
+80,000
| New | +$1.25M |
|
550
CALL
Gossamer Bio
GOSS
$82.9M
| $1.3M | 0.03% |
135,000
+10,000
| +8% | +$98.5K |
|
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Caption Management's Q4 2020 Portfolio in Review
As of Q4 2020, Caption Management held 1,400 positions worth $4.39B, up 2.6% from $4.28B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
Caption Management withdrew a net $575M in Q4 2020, closing 465 positions and reducing 199 holdings. Its most notable exit was Adobe, an estimated $15M position sold in full.
By sector, the portfolio is most concentrated in Healthcare at 3.2% of assets, up from 2.8% a quarter earlier, followed by Consumer Discretionary and Technology.
Against the trend, Caption Management opened a new position in GE Aerospace worth $14.3M.
- Caption Management's largest Q4 2020 buy was GE Aerospace: 264,797 shares worth $14.3M.
- Caption Management added most to Teck Resources in Q4 2020, an estimated $13.2M increase.
- Caption Management's biggest Q4 2020 reduction was Amazon, cutting an estimated $24M.
- Caption Management fully exited Adobe in Q4 2020, selling an estimated $15M.
- Caption Management's ten largest holdings make up 14% of its $4.39B portfolio in Q4 2020.
- Caption Management opened 403 new positions and closed 465 in Q4 2020.
- Caption Management's portfolio value rose 2.6% quarter-over-quarter to $4.39B.
Based on Caption Management's 13F filing for Q4 2020, filed 16 Feb 2021.