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Caption Management Portfolio holdings

AUM $21.5B
1-Year Est. Return 81.81%
This Fund
S&P 500
This Quarter Est. Return
+30.39%
1 Year Est. Return
+81.81%
3 Year Est. Return
+226.72%
5 Year Est. Return
+294.21%
10 Year Est. Return
–
AUM
$4.39B
AUM Growth
+$111M
Cap. Flow
-$124M
Cap. Flow %
-2.84%
Top 10 Hldgs %
14.05%
Holding
1,400
New
403
Increased
168
Reduced
199
Closed
465

Top Buys

Rank Stock Value
1
TECK icon
Teck Resources
TECK
+$13.2M
2
GE icon
GE Aerospace
GE
+$11.9M
3
DBA icon
Invesco DB Agriculture Fund
DBA
+$10.8M
4
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
+$10.3M
5
SBNY
Signature Bank
SBNY
+$8.05M

Top Sells

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$24M
2
AEO icon
American Eagle Outfitters
AEO
+$16.5M
3
ADBE icon
Adobe
ADBE
+$15M
4
PFE icon
Pfizer
PFE
+$13.7M
5
LHCG
LHC Group LLC
LHCG
+$12.5M

Sector Composition

Rank Sector Weight
1 Miscellaneous 86.75%
2 Healthcare 3.26%
3 Consumer Discretionary 3.05%
4 Technology 2.59%
5 Industrials 1.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SIRI icon
526
CALL
SiriusXM
SIRI
$9.41B
$1.43M 0.03%
+22,500
New +$1.38M
JEF icon
527
CALL
Jefferies Financial Group
JEF
$11.1B
$1.42M 0.03%
+60,563
New +$1.27M
NVTA
528
PUT
DELISTED
Invitae Corporation
NVTA
$1.42M 0.03%
34,000
– –
TWST icon
529
PUT
Twist Bioscience
TWST
$10.5B
$1.41M 0.03%
10,000
– –
AES icon
530
AES
AES
$10.6B
$1.41M 0.03%
60,000
-17,000
-22% -$353K
BHC icon
531
Bausch Health
BHC
$2.13B
$1.41M 0.03%
+67,500
New +$1.26M
DBRG icon
532
PUT
DigitalBridge
DBRG
$2.98B
$1.4M 0.03%
72,750
-304,675
-81% -$4.88M
LAUR icon
533
PUT
Laureate Education
LAUR
$4.97B
$1.4M 0.03%
+96,000
New +$1.36M
DENN
534
CALL
DELISTED
Denny's
DENN
$1.4M 0.03%
+95,000
New +$1.09M
KYNB
535
CALL
Kyntra Bio
KYNB
$28.8M
$1.39M 0.03%
+1,500
New +$1.58M
DBVT
536
CALL
DBV Technologies
DBVT
$784M
$1.39M 0.03%
+53,000
New +$1.17M
CSIQ icon
537
CALL
Canadian Solar
CSIQ
$806M
$1.38M 0.03%
27,000
-73,000
-73% -$2.99M
RRR icon
538
CALL
Red Rock Resorts
RRR
$3.16B
$1.38M 0.03%
+55,000
New +$1.17M
BBBY
539
CALL
DELISTED
Bed Bath & Beyond Inc
BBBY
$1.38M 0.03%
77,500
+27,500
+55% +$571K
RGNX icon
540
CALL
Regenxbio
RGNX
$536M
$1.36M 0.03%
30,000
-15,000
-33% -$524K
RGNX icon
541
PUT
Regenxbio
RGNX
$536M
$1.36M 0.03%
30,000
-15,000
-33% -$524K
AUY
542
CALL
DELISTED
Yamana Gold, Inc.
AUY
$1.35M 0.03%
236,400
– –
WKHS icon
543
CALL
Workhorse Group
WKHS
$33.9M
$1.35M 0.03%
23
+16
+229% +$1.04M
ADVM
544
PUT
DELISTED
Adverum Biotechnologies
ADVM
$1.34M 0.03%
+12,380
New +$1.53M
PENN icon
545
CALL
PENN Entertainment
PENN
$2.35B
$1.33M 0.03%
15,400
-111,800
-88% -$7.98M
VTR icon
546
CALL
Ventas
VTR
$45.2B
$1.32M 0.03%
+27,000
New +$1.25M
TRN icon
547
CALL
Trinity Industries
TRN
$2.27B
$1.32M 0.03%
+50,000
New +$1.13M
TRN icon
548
PUT
Trinity Industries
TRN
$2.27B
$1.32M 0.03%
+50,000
New +$1.13M
SWCH
549
PUT
DELISTED
Switch, Inc. Class A Common Stock
SWCH
$1.31M 0.03%
+80,000
New +$1.25M
GOSS icon
550
CALL
Gossamer Bio
GOSS
$73.9M
$1.3M 0.03%
1,688
+125
+8% +$98.5K
20 21
22
23 24

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Caption Management's Q4 2020 Portfolio in Review

As of Q4 2020, Caption Management held 1,400 positions worth $4.39B, up 2.6% from $4.28B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management's Q4 2020 filing shows 403 new, 168 increased, 199 reduced and 465 closed positions. Its largest new stake was GE Aerospace: 264,797 shares worth $14.3M. The largest sale was Amazon, an estimated $24M.

By sector, the portfolio is most concentrated in Miscellaneous at 87% of assets, up from 85% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Caption Management's largest Q4 2020 buy was GE Aerospace: 264,797 shares worth $14.3M.
  • Caption Management added most to Teck Resources in Q4 2020, an estimated $13.2M increase.
  • Caption Management's biggest Q4 2020 reduction was Amazon, cutting an estimated $24M.
  • Caption Management fully exited Adobe in Q4 2020, selling an estimated $15M.
  • Caption Management's ten largest holdings make up 14% of its $4.39B portfolio in Q4 2020.
  • Caption Management opened 403 new positions and closed 465 in Q4 2020.
  • Caption Management's portfolio value rose 2.6% quarter-over-quarter to $4.39B.

Based on Caption Management's 13F filing for Q4 2020, filed 16 Feb 2021.