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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
+40.12%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$2.98B
AUM Growth
+$1.06B
Cap. Flow
+$658M
Cap. Flow %
22.1%
Top 10 Hldgs %
14.47%
Holding
1,103
New
423
Increased
157
Reduced
131
Closed
302

Top Buys

Rank Stock Value
1
QURE icon
uniQure
QURE
+$16.9M
2
TW icon
Tradeweb Markets
TW
+$11M
3
ON icon
ON Semiconductor
ON
+$8.24M
4
SAGE
Sage Therapeutics
SAGE
+$8.03M
5
INST
Instructure, Inc.
INST
+$6.85M

Top Sells

Rank Stock Value
1
PYPL icon
PayPal
PYPL
+$22.3M
2
MPC icon
Marathon Petroleum
MPC
+$9.07M
3
AXTA icon
Axalta
AXTA
+$6.53M
4
TRGP icon
Targa Resources
TRGP
+$5.63M
5
PLNT icon
Planet Fitness
PLNT
+$5.39M

Sector Composition

Rank Sector Weight
1 Healthcare 5.74%
2 Consumer Discretionary 2.23%
3 Technology 2%
4 Financials 1.03%
5 Energy 0.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADVM
526
DELISTED
Adverum Biotechnologies
ADVM
$880K 0.03%
7,640
-4,840
-39% -$427K
CLW icon
527
CALL
Clearwater Paper
CLW
$339M
$872K 0.03%
+40,900
New +$822K
EB
528
DELISTED
Eventbrite
EB
$867K 0.03%
43,000
+39,700
+1,203% +$759K
NKTR icon
529
CALL
Nektar Therapeutics
NKTR
$2.39B
$864K 0.03%
2,667
+1,334
+100% +$387K
NKTR icon
530
PUT
Nektar Therapeutics
NKTR
$2.39B
$864K 0.03%
2,667
+1,334
+100% +$387K
SBGI icon
531
Sinclair Inc
SBGI
$992M
$833K 0.03%
+25,000
New +$931K
URBN icon
532
CALL
Urban Outfitters
URBN
$6.35B
$833K 0.03%
30,000
-20,000
-40% -$556K
AVYA
533
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
$832K 0.03%
61,600
+23,200
+60% +$285K
XLNX
534
DELISTED
Xilinx Inc
XLNX
$831K 0.03%
+8,500
New +$799K
MIND icon
535
MIND Technology
MIND
$45.3M
$828K 0.03%
28,850
-8,794
-23% -$219K
GPRO icon
536
CALL
GoPro
GPRO
$130M
$825K 0.03%
190,000
– –
CCXI
537
CALL
DELISTED
ChemoCentryx, Inc.
CCXI
$824K 0.03%
+20,800
New +$365K
WIFI
538
DELISTED
Boingo Wireless, Inc.
WIFI
$822K 0.03%
+75,141
New +$816K
S
539
CALL
DELISTED
Sprint Corporation
S
$808K 0.03%
155,000
+43,000
+38% +$252K
CORT icon
540
CALL
Corcept Therapeutics
CORT
$12.4B
$805K 0.03%
+66,500
New +$926K
CORT icon
541
PUT
Corcept Therapeutics
CORT
$12.4B
$805K 0.03%
+66,500
New +$926K
TGNA
542
DELISTED
TEGNA Inc
TGNA
$805K 0.03%
48,216
+25,116
+109% +$391K
SPWH icon
543
Sportsman's Warehouse
SPWH
$44.5M
$803K 0.03%
+100,000
New +$707K
HBB icon
544
Hamilton Beach Brands
HBB
$311M
$797K 0.03%
41,749
+9,473
+29% +$174K
FATE icon
545
Fate Therapeutics
FATE
$286M
$783K 0.03%
+40,000
New +$635K
AJG icon
546
Arthur J. Gallagher & Co
AJG
$64.1B
$781K 0.03%
+8,200
New +$751K
GOSS icon
547
CALL
Gossamer Bio
GOSS
$82.9M
$781K 0.03%
50,000
-80,900
-62% -$1.63M
VOLT
548
DELISTED
Volt Information Sciences, Inc.
VOLT
$781K 0.03%
314,916
+205,500
+188% +$571K
ALLO icon
549
CALL
Allogene Therapeutics
ALLO
$649M
$780K 0.03%
30,000
-33,500
-53% -$923K
ALLO icon
550
PUT
Allogene Therapeutics
ALLO
$649M
$780K 0.03%
30,000
+16,500
+122% +$454K
20 21
22
23 24

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Caption Management's Q4 2019 Portfolio in Review

As of Q4 2019, Caption Management held 1,103 positions worth $2.98B, up 55% from $1.92B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management deployed $658M of net new capital in Q4 2019, opening 423 new positions and adding to 157 existing holdings. Its largest new stake was Tradeweb Markets: 256,000 shares worth $11.9M.

By sector, the portfolio is most concentrated in Healthcare at 5.7% of assets, up from 4.6% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the largest reduction was Marathon Petroleum, an estimated $9.07M trimmed.

  • Caption Management's largest Q4 2019 buy was Tradeweb Markets: 256,000 shares worth $11.9M.
  • Caption Management added most to uniQure in Q4 2019, an estimated $16.9M increase.
  • Caption Management's biggest Q4 2019 reduction was Marathon Petroleum, cutting an estimated $9.07M.
  • Caption Management fully exited PayPal in Q4 2019, selling an estimated $22.3M.
  • Caption Management's ten largest holdings make up 14% of its $2.98B portfolio in Q4 2019.
  • Caption Management opened 423 new positions and closed 302 in Q4 2019.
  • Caption Management's portfolio value rose 55% quarter-over-quarter to $2.98B.

Based on Caption Management's 13F filing for Q4 2019, filed 13 Feb 2020.