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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
+13.77%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$6.41B
AUM Growth
-$838M
Cap. Flow
-$1.23B
Cap. Flow %
-19.2%
Top 10 Hldgs %
13.63%
Holding
1,903
New
444
Increased
263
Reduced
318
Closed
672

Top Buys

Rank Stock Value
1
PMT
PennyMac Mortgage Investment
PMT
+$19.7M
2
BMY icon
Bristol-Myers Squibb
BMY
+$17M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$13.6M
4
EVA
Enviva Inc.
EVA
+$8.45M
5
APA icon
APA Corp
APA
+$7.51M

Top Sells

Rank Stock Value
1
PBR icon
Petrobras
PBR
+$43.9M
2
UAN icon
CVR Partners
UAN
+$26M
3
ZM icon
Zoom
ZM
+$12.1M
4
EQT icon
EQT Corp
EQT
+$12M
5
PING
Ping Identity Holding Corp.
PING
+$6.13M

Sector Composition

Rank Sector Weight
1 Healthcare 2.55%
2 Energy 1.26%
3 Technology 1.15%
4 Consumer Discretionary 0.9%
5 Materials 0.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMGN icon
501
PUT
Amgen
AMGN
$204B
$2.5M 0.04%
+9,500
New +$2.55M
ONON icon
502
On Holding
ONON
$12.6B
$2.49M 0.04%
+145,000
New +$2.54M
SOFI icon
503
SoFi Technologies
SOFI
$23.3B
$2.49M 0.04%
539,500
+433,351
+408% +$2.15M
HIMX
504
CALL
Himax Technologies
HIMX
$2.23B
$2.48M 0.04%
400,000
– –
UBER icon
505
CALL
Uber
UBER
$146B
$2.47M 0.04%
100,000
-400,000
-80% -$10.9M
EXC icon
506
Exelon
EXC
$47B
$2.45M 0.04%
56,700
+56,000
+8,000% +$2.21M
TMUS icon
507
CALL
T-Mobile US
TMUS
$190B
$2.45M 0.04%
+17,500
New +$2.51M
TMUS icon
508
PUT
T-Mobile US
TMUS
$190B
$2.45M 0.04%
17,500
-12,500
-42% -$1.8M
WYNN icon
509
Wynn Resorts
WYNN
$10.2B
$2.45M 0.04%
29,700
+23,183
+356% +$1.7M
THC icon
510
PUT
Tenet Healthcare
THC
$20.1B
$2.44M 0.04%
50,000
-40,000
-44% -$1.85M
PCG icon
511
CALL
PG&E
PCG
$38.4B
$2.44M 0.04%
150,000
-65,000
-30% -$983K
NBIX icon
512
PUT
Neurocrine Biosciences
NBIX
$16.9B
$2.39M 0.04%
+20,000
New +$2.34M
BMBL icon
513
CALL
Bumble
BMBL
$403M
$2.38M 0.04%
+113,000
New +$2.6M
CAKE icon
514
PUT
Cheesecake Factory
CAKE
$5.21B
$2.38M 0.04%
+75,000
New +$2.51M
NSTG
515
DELISTED
NanoString Technologies, Inc.
NSTG
$2.37M 0.04%
297,488
+154,670
+108% +$1.34M
WAL icon
516
Western Alliance Bancorporation
WAL
$9.04B
$2.37M 0.04%
+39,722
New +$2.57M
INBX
517
PUT
DELISTED
Inhibrx, Inc. Common Stock
INBX
$2.37M 0.04%
96,000
-99,000
-51% -$2.91M
CCL icon
518
CALL
Carnival Corporation Ltd
CCL
$39.4B
$2.36M 0.04%
292,200
– –
NTLA icon
519
CALL
Intellia Therapeutics
NTLA
$1.5B
$2.36M 0.04%
67,500
-50,000
-43% -$2.38M
EFX icon
520
Equifax
EFX
$20.5B
$2.33M 0.04%
+12,000
New +$2.19M
SIX
521
CALL
DELISTED
Six Flags Entertainment Corp.
SIX
$2.33M 0.04%
100,000
– –
APPN icon
522
CALL
Appian
APPN
$2.03B
$2.31M 0.04%
+71,000
New +$2.8M
APPN icon
523
PUT
Appian
APPN
$2.03B
$2.31M 0.04%
+71,000
New +$2.8M
MHO icon
524
CALL
M/I Homes
MHO
$3.75B
$2.31M 0.04%
+50,000
New +$2.15M
KGC icon
525
Kinross Gold
KGC
$27.8B
$2.29M 0.04%
560,527
+525,927
+1,520% +$2.08M
19 20
21
22 23

Similar funds

ASRS
Arizona State Retirement System Phoenix, Arizona $17.1B AUM 30.52% 1-Year Est. Return
PP
Prudential plc London, England, United Kingdom $17.1B AUM 15.7% 1-Year Est. Return
VMPIC
Varma Mutual Pension Insurance Co Helsinki, Finland $17B AUM 24.09% 1-Year Est. Return
BCIM
British Columbia Investment Management Victoria, British Columbia, Canada $17B AUM 31.69% 1-Year Est. Return
BBA
Baker Bros. Advisors New York $17.4B AUM 131.5% 1-Year Est. Return
Macquarie Group
Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return
FCM
Farallon Capital Management San Francisco, California $17.5B AUM 50.95% 1-Year Est. Return
AIMCA
Alberta Investment Management Corp (AIMCo) Edmonton, Alberta, Canada $16.7B AUM 23.27% 1-Year Est. Return

Caption Management's Q4 2022 Portfolio in Review

As of Q4 2022, Caption Management held 1,903 positions worth $6.41B, down 12% from $7.25B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management withdrew a net $1.23B in Q4 2022, closing 672 positions and reducing 318 holdings. Its most notable exit was Petrobras, an estimated $43.9M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 2.5% of assets, up from 1.5% a quarter earlier, followed by Energy and Technology.

Against the trend, Caption Management opened a new position in PennyMac Mortgage Investment worth $17.9M.

  • Caption Management's largest Q4 2022 buy was PennyMac Mortgage Investment: 1,448,050 shares worth $17.9M.
  • Caption Management added most to State Street SPDR S&P Biotech ETF in Q4 2022, an estimated $13.6M increase.
  • Caption Management's biggest Q4 2022 reduction was EQT Corp, cutting an estimated $12M.
  • Caption Management fully exited Petrobras in Q4 2022, selling an estimated $43.9M.
  • Caption Management's ten largest holdings make up 14% of its $6.41B portfolio in Q4 2022.
  • Caption Management opened 444 new positions and closed 672 in Q4 2022.
  • Caption Management's portfolio value fell 12% quarter-over-quarter to $6.41B.

Based on Caption Management's 13F filing for Q4 2022, filed 14 Feb 2023.