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Caption Management Portfolio holdings
AUM
$17.1B
1-Year Est. Return
70.99%
This Fund
S&P 500
This Quarter
Est. Return
-2%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$8.75B
AUM Growth
+$1.09B
(+14%)
Cap. Flow
+$1.62B
Cap. Flow
% of AUM
18.52%
Top 10 Holdings %
Top 10 Hldgs %
11.21%
Holding
1,949
New
703
Increased
293
Reduced
258
Closed
492
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Petrobras
PBR
|
+$43.8M |
| 2 |
Charter Communications
CHTR
|
+$30.5M |
| 3 |
X
US Steel
X
|
+$28.3M |
| 4 |
STMP
Stamps.com, Inc.
STMP
|
+$22.8M |
| 5 |
INOV
Inovalon Holdings, Inc. Class A Common Stock
INOV
|
+$19.1M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Darden Restaurants
DRI
|
+$71.1M |
| 2 |
Wayfair
W
|
+$40.2M |
| 3 |
Horizon Kinetics Inflation Beneficiaries ETF
INFL
|
+$20.8M |
| 4 |
RAPT
RAPT Therapeutics
RAPT
|
+$13.9M |
| 5 |
NCR Voyix
VYX
|
+$10.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 3.49% |
| 2 | Consumer Discretionary | 2.52% |
| 3 | Materials | 1.97% |
| 4 | Energy | 1.87% |
| 5 | Technology | 1.65% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
501
FTAI Aviation
FTAI
$21.1B
| $4.39M | 0.05% |
202,631
+142,156
| +235% | +$3.41M |
|
|
P
502
Everpure Inc
P
$25.7B
| $4.38M | 0.05% |
+174,000
| New | +$3.84M |
|
503
CALL
Carnival Corporation Ltd
CCL
$38.1B
| $4.38M | 0.05% |
175,000
+75,000
| +75% | +$1.74M |
|
504
PUT
Sphere Entertainment
SPHR
$5.14B
| $4.36M | 0.05% |
60,000
-10,000
| -14% | -$750K |
|
505
CALL
Palo Alto Networks
PANW
$270B
| $4.36M | 0.05% |
+54,600
| New | +$3.84M |
|
506
CALL
United Natural Foods
UNFI
$3.08B
| $4.36M | 0.05% |
90,000
-309,700
| -77% | -$11M |
|
|
DISH
507
CALL
DELISTED
DISH Network Corp.
DISH
| $4.35M | 0.05% |
100,000
| – | – |
|
|
FISV
508
Fiserv Inc
FISV
$28.8B
| $4.34M | 0.05% |
+40,000
| New | +$4.47M |
|
509
CALL
Halliburton
HAL
$26.9B
| $4.32M | 0.05% |
200,000
| – | – |
|
510
CALL
Zentalis Pharmaceuticals
ZNTL
$337M
| $4.32M | 0.05% |
64,800
+27,300
| +73% | +$1.57M |
|
511
CALL
MGM Resorts International
MGM
$11.4B
| $4.32M | 0.05% |
+100,000
| New | +$4.07M |
|
512
CALL
Altimmune
ALT
$552M
| $4.31M | 0.05% |
+381,300
| New | +$4.64M |
|
513
Corteva
CTVA
$52.6B
| $4.31M | 0.05% |
+102,500
| New | +$4.43M |
|
|
AMRS
514
CALL
DELISTED
Amyris Inc.
AMRS
| $4.3M | 0.05% |
313,000
+125,000
| +66% | +$1.79M |
|
515
PUT
The Mosaic Company
MOS
$7.03B
| $4.28M | 0.05% |
119,700
| – | – |
|
516
PUT
Harley-Davidson
HOG
$2.58B
| $4.27M | 0.05% |
116,700
+53,700
| +85% | +$2.17M |
|
517
CALL
ConocoPhillips
COP
$147B
| $4.26M | 0.05% |
+62,900
| New | +$3.63M |
|
518
PUT
Insulet
PODD
$11.5B
| $4.26M | 0.05% |
15,000
| – | – |
|
519
PUT
CVS Health
CVS
$133B
| $4.24M | 0.05% |
+50,000
| New | +$4.19M |
|
520
Kohl's
KSS
$2.17B
| $4.24M | 0.05% |
+90,000
| New | +$4.81M |
|
521
CALL
State Street
STT
$50.6B
| $4.24M | 0.05% |
+50,000
| New | +$4.35M |
|
|
LKFT
522
PUT
Lakefront Biotherapeutics American Depositary Shares
LKFT
$1.81B
| $4.21M | 0.05% |
80,000
-89,500
| -53% | -$5.31M |
|
523
CALL
Protagonist Therapeutics
PTGX
$8.79B
| $4.21M | 0.05% |
+237,500
| New | +$10.1M |
|
|
524
PUT
Protagonist Therapeutics
PTGX
$8.79B
| $4.21M | 0.05% |
+237,500
| New | +$10.1M |
|
525
Ambarella
AMBA
$3.77B
| $4.21M | 0.05% |
+27,000
| New | +$3.1M |
|
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Caption Management's Q3 2021 Portfolio in Review
As of Q3 2021, Caption Management held 1,949 positions worth $8.75B, up 14% from $7.66B the previous quarter. Its ten largest holdings account for 11% of the portfolio.
Caption Management deployed $1.62B of net new capital in Q3 2021, opening 703 new positions and adding to 293 existing holdings. Its largest new stake was Petrobras: 4,114,400 shares worth $42.5M.
By sector, the portfolio is most concentrated in Healthcare at 3.5% of assets, up from 3.5% a quarter earlier, followed by Consumer Discretionary and Materials.
On the sell side, the largest reduction was Wayfair, an estimated $40.2M trimmed.
- Caption Management's largest Q3 2021 buy was Petrobras: 4,114,400 shares worth $42.5M.
- Caption Management added most to Stamps.com, Inc. in Q3 2021, an estimated $22.8M increase.
- Caption Management's biggest Q3 2021 reduction was Wayfair, cutting an estimated $40.2M.
- Caption Management fully exited Darden Restaurants in Q3 2021, selling an estimated $71.1M.
- Caption Management's ten largest holdings make up 11% of its $8.75B portfolio in Q3 2021.
- Caption Management opened 703 new positions and closed 492 in Q3 2021.
- Caption Management's portfolio value rose 14% quarter-over-quarter to $8.75B.
Based on Caption Management's 13F filing for Q3 2021, filed 12 Nov 2021.