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Caption Management Portfolio holdings

AUM $21.5B
1-Year Est. Return 81.81%
This Fund
S&P 500
This Quarter Est. Return
+30.39%
1 Year Est. Return
+81.81%
3 Year Est. Return
+226.72%
5 Year Est. Return
+294.21%
10 Year Est. Return
–
AUM
$4.39B
AUM Growth
+$111M
Cap. Flow
-$124M
Cap. Flow %
-2.84%
Top 10 Hldgs %
14.05%
Holding
1,400
New
403
Increased
168
Reduced
199
Closed
465

Top Buys

Rank Stock Value
1
TECK icon
Teck Resources
TECK
+$13.2M
2
GE icon
GE Aerospace
GE
+$11.9M
3
DBA icon
Invesco DB Agriculture Fund
DBA
+$10.8M
4
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
+$10.3M
5
SBNY
Signature Bank
SBNY
+$8.05M

Top Sells

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$24M
2
AEO icon
American Eagle Outfitters
AEO
+$16.5M
3
ADBE icon
Adobe
ADBE
+$15M
4
PFE icon
Pfizer
PFE
+$13.7M
5
LHCG
LHC Group LLC
LHCG
+$12.5M

Sector Composition

Rank Sector Weight
1 Miscellaneous 86.75%
2 Healthcare 3.26%
3 Consumer Discretionary 3.05%
4 Technology 2.59%
5 Industrials 1.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARR
501
CALL
Armour Residential REIT
ARR
$2.12B
$1.56M 0.04%
29,000
– –
ARR
502
PUT
Armour Residential REIT
ARR
$2.12B
$1.56M 0.04%
29,000
-44,000
-60% -$2.26M
OZK icon
503
CALL
Bank OZK
OZK
$5.29B
$1.56M 0.04%
50,000
-20,000
-29% -$540K
CX icon
504
CALL
Cemex
CX
$14.7B
$1.55M 0.04%
+300,000
New +$1.38M
MRTX
505
DELISTED
Mirati Therapeutics, Inc. Common Stock
MRTX
$1.54M 0.04%
7,025
+1,585
+29% +$343K
QDEL icon
506
QuidelOrtho
QDEL
$756M
$1.54M 0.04%
+8,577
New +$1.91M
CMA
507
PUT
DELISTED
Comerica
CMA
$1.54M 0.04%
27,500
– –
NBIX icon
508
Neurocrine Biosciences
NBIX
$15.4B
$1.53M 0.04%
16,000
-4,900
-23% -$473K
ABEV icon
509
PUT
Ambev
ABEV
$45.9B
$1.53M 0.03%
+500,000
New +$1.35M
GEL icon
510
CALL
Genesis Energy
GEL
$1.87B
$1.52M 0.03%
+245,600
New +$1.39M
GBT
511
CALL
DELISTED
Global Blood Therapeutics, Inc.
GBT
$1.51M 0.03%
35,000
-37,900
-52% -$1.87M
MITK icon
512
Mitek Systems
MITK
$796M
$1.51M 0.03%
+85,000
New +$1.18M
TFC icon
513
PUT
Truist Financial
TFC
$59.2B
$1.51M 0.03%
31,500
– –
ATI icon
514
CALL
ATI
ATI
$25.1B
$1.51M 0.03%
+90,000
New +$1.14M
OMER icon
515
Omeros
OMER
$1.34B
$1.51M 0.03%
105,468
+9,053
+9% +$111K
OUT icon
516
Outfront Media
OUT
$4.95B
$1.5M 0.03%
+77,722
New +$1.31M
PCRX icon
517
PUT
Pacira BioSciences
PCRX
$999M
$1.5M 0.03%
25,000
– –
SKY icon
518
CALL
Champion Homes
SKY
$4.69B
$1.49M 0.03%
+48,200
New +$1.42M
AL
519
CALL
DELISTED
Air Lease Corp
AL
$1.49M 0.03%
+33,600
New +$1.2M
OMER icon
520
CALL
Omeros
OMER
$1.34B
$1.49M 0.03%
104,000
-80,100
-44% -$979K
UBER icon
521
Uber
UBER
$145B
$1.49M 0.03%
+29,100
New +$1.3M
CVSA
522
CALL
Covista Inc
CVSA
$4.32B
$1.48M 0.03%
43,600
-56,400
-56% -$1.61M
CNK icon
523
PUT
Cinemark Holdings
CNK
$3.98B
$1.48M 0.03%
+84,800
New +$1.07M
OMF icon
524
OneMain Financial
OMF
$7.03B
$1.48M 0.03%
30,626
+3,426
+13% +$135K
SUPN icon
525
Supernus Pharmaceuticals
SUPN
$2.51B
$1.46M 0.03%
+58,000
New +$1.25M
19 20
21
22 23

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Caption Management's Q4 2020 Portfolio in Review

As of Q4 2020, Caption Management held 1,400 positions worth $4.39B, up 2.6% from $4.28B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management's Q4 2020 filing shows 403 new, 168 increased, 199 reduced and 465 closed positions. Its largest new stake was GE Aerospace: 264,797 shares worth $14.3M. The largest sale was Amazon, an estimated $24M.

By sector, the portfolio is most concentrated in Miscellaneous at 87% of assets, up from 85% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Caption Management's largest Q4 2020 buy was GE Aerospace: 264,797 shares worth $14.3M.
  • Caption Management added most to Teck Resources in Q4 2020, an estimated $13.2M increase.
  • Caption Management's biggest Q4 2020 reduction was Amazon, cutting an estimated $24M.
  • Caption Management fully exited Adobe in Q4 2020, selling an estimated $15M.
  • Caption Management's ten largest holdings make up 14% of its $4.39B portfolio in Q4 2020.
  • Caption Management opened 403 new positions and closed 465 in Q4 2020.
  • Caption Management's portfolio value rose 2.6% quarter-over-quarter to $4.39B.

Based on Caption Management's 13F filing for Q4 2020, filed 16 Feb 2021.