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Caption Management Portfolio holdings
AUM
$17.1B
1-Year Est. Return
70.99%
This Fund
S&P 500
This Quarter
Est. Return
+13.77%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$6.41B
AUM Growth
-$838M
(-12%)
Cap. Flow
-$1.23B
Cap. Flow
% of AUM
-19.2%
Top 10 Holdings %
Top 10 Hldgs %
13.63%
Holding
1,903
New
444
Increased
263
Reduced
318
Closed
672
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
PMT
PennyMac Mortgage Investment
PMT
|
+$19.7M |
| 2 |
Bristol-Myers Squibb
BMY
|
+$17M |
| 3 |
State Street SPDR S&P Biotech ETF
XBI
|
+$13.6M |
| 4 |
EVA
Enviva Inc.
EVA
|
+$8.45M |
| 5 |
APA Corp
APA
|
+$7.51M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Petrobras
PBR
|
+$43.9M |
| 2 |
CVR Partners
UAN
|
+$26M |
| 3 |
Zoom
ZM
|
+$12.1M |
| 4 |
EQT Corp
EQT
|
+$12M |
| 5 |
PING
Ping Identity Holding Corp.
PING
|
+$6.13M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 2.55% |
| 2 | Energy | 1.26% |
| 3 | Technology | 1.15% |
| 4 | Consumer Discretionary | 0.9% |
| 5 | Materials | 0.62% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
476
GSK
GSK
$103B
| $2.71M | 0.04% |
+77,253
| New | +$2.57M |
|
477
CALL
Toast
TOST
$19B
| $2.7M | 0.04% |
150,000
| – | – |
|
478
CALL
Axsome Therapeutics
AXSM
$10.9B
| $2.7M | 0.04% |
+35,000
| New | +$2.09M |
|
|
479
PUT
Axsome Therapeutics
AXSM
$10.9B
| $2.7M | 0.04% |
+35,000
| New | +$2.09M |
|
480
Griffon
GFF
$4.1B
| $2.7M | 0.04% |
75,400
+39,453
| +110% | +$1.32M |
|
481
Community Health Systems
CYH
$412M
| $2.67M | 0.04% |
618,388
+87,347
| +16% | +$269K |
|
482
Valaris
VAL
$5.32B
| $2.66M | 0.04% |
+39,374
| New | +$2.46M |
|
483
CALL
Green Plains
GPRE
$1.17B
| $2.64M | 0.04% |
86,700
+31,700
| +58% | +$977K |
|
|
SWN
484
CALL
DELISTED
Southwestern Energy Company
SWN
| $2.63M | 0.04% |
+449,500
| New | +$2.95M |
|
485
Ovintiv
OVV
$17.1B
| $2.61M | 0.04% |
51,400
-78,600
| -60% | -$4.11M |
|
|
486
PUT
Ovintiv
OVV
$17.1B
| $2.61M | 0.04% |
51,400
-255,000
| -83% | -$13.3M |
|
487
CALL
Floor & Decor
FND
$6.08B
| $2.6M | 0.04% |
+37,400
| New | +$2.72M |
|
488
Fluor
FLR
$7.01B
| $2.6M | 0.04% |
75,000
+30,000
| +67% | +$958K |
|
489
CALL
Advanced Micro Devices
AMD
$790B
| $2.59M | 0.04% |
40,000
| – | – |
|
490
PUT
EOG Resources
EOG
$77.6B
| $2.59M | 0.04% |
20,000
| – | – |
|
|
CINC
491
PUT
DELISTED
CinCor Pharma, Inc. Common Stock
CINC
| $2.58M | 0.04% |
+210,100
| New | +$5.01M |
|
|
FYBR
492
CALL
DELISTED
Frontier Communications
FYBR
| $2.58M | 0.04% |
101,300
-75,000
| -43% | -$1.8M |
|
493
PUT
CF Industries
CF
$18.2B
| $2.56M | 0.04% |
30,000
+15,000
| +100% | +$1.52M |
|
494
Rocket Pharmaceuticals
RCKT
$372M
| $2.54M | 0.04% |
+130,000
| New | +$2.39M |
|
495
CALL
Valero Energy
VLO
$88.5B
| $2.54M | 0.04% |
20,000
| – | – |
|
496
PUT
Acacia Research
ACTG
$447M
| $2.53M | 0.04% |
+600,000
| New | +$2.35M |
|
497
Legend Biotech
LEGN
$3.68B
| $2.52M | 0.04% |
50,500
+49,290
| +4,074% | +$2.39M |
|
498
Quanterix
QTRX
$175M
| $2.52M | 0.04% |
181,939
-28,061
| -13% | -$323K |
|
499
Texas Roadhouse
TXRH
$13.8B
| $2.51M | 0.04% |
+27,600
| New | +$2.65M |
|
500
PUT
Starwood Property Trust
STWD
$5.92B
| $2.5M | 0.04% |
136,400
-125,000
| -48% | -$2.49M |
|
Similar funds
ASRS
PP
VMPIC
BCIM
BBA
FCM
AIMCA
Caption Management's Q4 2022 Portfolio in Review
As of Q4 2022, Caption Management held 1,903 positions worth $6.41B, down 12% from $7.25B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
Caption Management withdrew a net $1.23B in Q4 2022, closing 672 positions and reducing 318 holdings. Its most notable exit was Petrobras, an estimated $43.9M position sold in full.
By sector, the portfolio is most concentrated in Healthcare at 2.5% of assets, up from 1.5% a quarter earlier, followed by Energy and Technology.
Against the trend, Caption Management opened a new position in PennyMac Mortgage Investment worth $17.9M.
- Caption Management's largest Q4 2022 buy was PennyMac Mortgage Investment: 1,448,050 shares worth $17.9M.
- Caption Management added most to State Street SPDR S&P Biotech ETF in Q4 2022, an estimated $13.6M increase.
- Caption Management's biggest Q4 2022 reduction was EQT Corp, cutting an estimated $12M.
- Caption Management fully exited Petrobras in Q4 2022, selling an estimated $43.9M.
- Caption Management's ten largest holdings make up 14% of its $6.41B portfolio in Q4 2022.
- Caption Management opened 444 new positions and closed 672 in Q4 2022.
- Caption Management's portfolio value fell 12% quarter-over-quarter to $6.41B.
Based on Caption Management's 13F filing for Q4 2022, filed 14 Feb 2023.