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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
+30.39%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$4.39B
AUM Growth
+$111M
Cap. Flow
-$575M
Cap. Flow %
-13.12%
Top 10 Hldgs %
14.05%
Holding
1,400
New
403
Increased
168
Reduced
199
Closed
465

Top Buys

Rank Stock Value
1
TECK icon
Teck Resources
TECK
+$13.2M
2
GE icon
GE Aerospace
GE
+$11.9M
3
DBA icon
Invesco DB Agriculture Fund
DBA
+$10.8M
4
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
+$10.3M
5
SBNY
Signature Bank
SBNY
+$8.05M

Top Sells

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$24M
2
AEO icon
American Eagle Outfitters
AEO
+$16.5M
3
ADBE icon
Adobe
ADBE
+$15M
4
PFE icon
Pfizer
PFE
+$13.7M
5
LHCG
LHC Group LLC
LHCG
+$12.5M

Sector Composition

Rank Sector Weight
1 Healthcare 3.21%
2 Consumer Discretionary 3.05%
3 Technology 2.58%
4 Industrials 1.15%
5 Materials 1.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BYD icon
476
CALL
Boyd Gaming
BYD
$6.18B
$1.72M 0.04%
+40,000
New +$1.47M
UAA icon
477
PUT
Under Armour
UAA
$2.84B
$1.72M 0.04%
100,000
– –
AX icon
478
CALL
Axos Financial
AX
$5.77B
$1.71M 0.04%
+45,600
New +$1.44M
EQH icon
479
CALL
Equitable Holdings
EQH
$13B
$1.71M 0.04%
66,700
– –
FIT
480
PUT
DELISTED
Fitbit, Inc. Class A common stock
FIT
$1.7M 0.04%
250,000
– –
ATI icon
481
PUT
ATI
ATI
$25.6B
$1.68M 0.04%
100,000
– –
MCFE
482
CALL
DELISTED
McAfee Corp. Class A Common Stock
MCFE
$1.67M 0.04%
+100,000
New +$1.65M
MCFE
483
PUT
DELISTED
McAfee Corp. Class A Common Stock
MCFE
$1.67M 0.04%
+100,000
New +$1.65M
ADNT icon
484
Adient
ADNT
$1.65B
$1.66M 0.04%
47,701
+32,701
+218% +$922K
HPE icon
485
PUT
Hewlett Packard
HPE
$63.4B
$1.66M 0.04%
140,000
– –
DISH
486
DELISTED
DISH Network Corp.
DISH
$1.65M 0.04%
51,000
+29,000
+132% +$892K
JELD icon
487
JELD-WEN Holding
JELD
$122M
$1.65M 0.04%
65,000
-13,000
-17% -$312K
PLTR icon
488
PUT
Palantir
PLTR
$295B
$1.65M 0.04%
+70,000
New +$1.25M
HOUS
489
CALL
DELISTED
Anywhere Real Estate
HOUS
$1.64M 0.04%
125,000
– –
IVR icon
490
CALL
Invesco Mortgage Capital
IVR
$759M
$1.62M 0.04%
48,000
+12,000
+33% +$372K
HOME
491
CALL
DELISTED
At Home Group Inc.
HOME
$1.62M 0.04%
+105,000
New +$1.83M
HOME
492
PUT
DELISTED
At Home Group Inc.
HOME
$1.62M 0.04%
+105,000
New +$1.83M
DISH
493
PUT
DELISTED
DISH Network Corp.
DISH
$1.62M 0.04%
50,000
– –
FUBO icon
494
PUT
FuboTV Inc
FUBO
$261M
$1.61M 0.04%
+4,800
New +$1.31M
WGO icon
495
PUT
Winnebago Industries
WGO
$856M
$1.61M 0.04%
26,900
– –
ACAD icon
496
CALL
Acadia Pharmaceuticals
ACAD
$4.43B
$1.6M 0.04%
+30,000
New +$1.49M
DD icon
497
CALL
DuPont de Nemours
DD
$18.5B
$1.6M 0.04%
17,925
-77,675
-81% -$6.1M
RWT
498
Redwood Trust
RWT
$574M
$1.6M 0.04%
+181,700
New +$1.56M
AUPH icon
499
Aurinia Pharmaceuticals
AUPH
$1.91B
$1.59M 0.04%
115,000
– –
ATSG
500
CALL
DELISTED
Air Transport Services Group
ATSG
$1.57M 0.04%
+50,000
New +$1.46M
18 19
20
21 22

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PP
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VMPIC
Varma Mutual Pension Insurance Co Helsinki, Finland $17B AUM 24.09% 1-Year Est. Return
BCIM
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BBA
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Macquarie Group
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FCM
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AIMCA
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Caption Management's Q4 2020 Portfolio in Review

As of Q4 2020, Caption Management held 1,400 positions worth $4.39B, up 2.6% from $4.28B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management withdrew a net $575M in Q4 2020, closing 465 positions and reducing 199 holdings. Its most notable exit was Adobe, an estimated $15M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 3.2% of assets, up from 2.8% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, Caption Management opened a new position in GE Aerospace worth $14.3M.

  • Caption Management's largest Q4 2020 buy was GE Aerospace: 264,797 shares worth $14.3M.
  • Caption Management added most to Teck Resources in Q4 2020, an estimated $13.2M increase.
  • Caption Management's biggest Q4 2020 reduction was Amazon, cutting an estimated $24M.
  • Caption Management fully exited Adobe in Q4 2020, selling an estimated $15M.
  • Caption Management's ten largest holdings make up 14% of its $4.39B portfolio in Q4 2020.
  • Caption Management opened 403 new positions and closed 465 in Q4 2020.
  • Caption Management's portfolio value rose 2.6% quarter-over-quarter to $4.39B.

Based on Caption Management's 13F filing for Q4 2020, filed 16 Feb 2021.