CM

Caption Management Portfolio holdings

AUM $1.09B
1-Year Est. Return 4.13%
This Quarter Est. Return
1 Year Est. Return
+4.13%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$602M
AUM Growth
-$28.6M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
809
New
Increased
Reduced
Closed

Top Buys

1
+$15.5M
2
+$14.3M
3
+$11.5M
4
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
+$10.4M
5
SBNY
Signature Bank
SBNY
+$10.4M

Top Sells

1
+$24.5M
2
+$19.7M
3
+$15.3M
4
PFE icon
Pfizer
PFE
+$13.7M
5
PTON icon
Peloton Interactive
PTON
+$13.1M

Sector Composition

1 Healthcare 23.36%
2 Consumer Discretionary 22.24%
3 Technology 18.83%
4 Industrials 8.33%
5 Materials 7.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
476
– –
0
477
– –
-4,400
478
– –
-8,000
479
– –
0
480
– –
0
481
– –
0
482
– –
0
483
– –
0
484
– –
0
485
– –
-35,000
486
– –
-28,000
487
– –
0
488
– –
0
489
– –
-13,000
490
– –
0
491
– –
0
492
– –
-125,333
493
– –
0
494
– –
0
495
– –
-212,500
496
– –
0
497
– –
0
498
– –
-25,010
499
– –
0
500
– –
0
18 19
20
21 22