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Caption Management Portfolio holdings

AUM $21.5B
1-Year Est. Return 81.81%
This Fund
S&P 500
This Quarter Est. Return
+40.12%
1 Year Est. Return
+81.81%
3 Year Est. Return
+226.72%
5 Year Est. Return
+294.21%
10 Year Est. Return
–
AUM
$2.98B
AUM Growth
+$1.06B
Cap. Flow
+$87.8M
Cap. Flow %
2.95%
Top 10 Hldgs %
14.47%
Holding
1,103
New
423
Increased
157
Reduced
131
Closed
302

Top Buys

Rank Stock Value
1
QURE icon
uniQure
QURE
+$16.9M
2
TW icon
Tradeweb Markets
TW
+$11M
3
ON icon
ON Semiconductor
ON
+$8.24M
4
SAGE
Sage Therapeutics
SAGE
+$8.03M
5
INST
Instructure, Inc.
INST
+$6.85M

Top Sells

Rank Stock Value
1
PYPL icon
PayPal
PYPL
+$22.3M
2
MPC icon
Marathon Petroleum
MPC
+$9.07M
3
AXTA icon
Axalta
AXTA
+$6.53M
4
TRGP icon
Targa Resources
TRGP
+$5.63M
5
PLNT icon
Planet Fitness
PLNT
+$5.39M

Sector Composition

Rank Sector Weight
1 Miscellaneous 84.25%
2 Healthcare 6.97%
3 Technology 2.28%
4 Consumer Discretionary 2.23%
5 Financials 1.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INSM icon
476
PUT
Insmed
INSM
$27.1B
$1.14M 0.04%
47,600
-27,400
-37% -$557K
S
477
DELISTED
Sprint Corporation
S
$1.14M 0.04%
218,100
+186,200
+584% +$1.09M
BRSL
478
CALL
Brightstar Lottery PLC
BRSL
$1.9B
$1.12M 0.04%
+75,000
New +$1.07M
SABR icon
479
CALL
Sabre
SABR
$936M
$1.12M 0.04%
+50,000
New +$1.11M
CODI icon
480
CALL
Compass Diversified
CODI
$834M
$1.12M 0.04%
+45,000
New +$993K
DISH
481
CALL
DELISTED
DISH Network Corp.
DISH
$1.12M 0.04%
31,500
+6,500
+26% +$225K
KRNT icon
482
CALL
Kornit Digital
KRNT
$661M
$1.11M 0.04%
32,500
-50,000
-61% -$1.66M
IR icon
483
CALL
Ingersoll Rand
IR
$28.2B
$1.1M 0.04%
+30,000
New +$985K
TFC icon
484
Truist Financial
TFC
$59.2B
$1.1M 0.04%
+19,500
New +$1.06M
MYGN icon
485
PUT
Myriad Genetics
MYGN
$396M
$1.09M 0.04%
40,000
-22,000
-35% -$605K
FFBC icon
486
PUT
First Financial Bancorp
FFBC
$3.37B
$1.08M 0.04%
+42,500
New +$1.04M
FLG
487
CALL
Flagstar Bank National Association
FLG
$5.26B
$1.08M 0.04%
+30,000
New +$1.11M
FLG
488
PUT
Flagstar Bank National Association
FLG
$5.26B
$1.08M 0.04%
+30,000
New +$1.11M
HUYA
489
Huya Inc
HUYA
$470M
$1.08M 0.04%
+60,000
New +$1.27M
GME icon
490
CALL
GameStop
GME
$11.5B
$1.08M 0.04%
+708,000
New +$1.04M
LUMN icon
491
PUT
Lumen
LUMN
$6.68B
$1.07M 0.04%
+81,000
New +$1.09M
ZGNX
492
CALL
DELISTED
Zogenix, Inc.
ZGNX
$1.07M 0.04%
+20,500
New +$939K
GEO icon
493
The GEO Group
GEO
$4.23B
$1.07M 0.04%
+64,326
New +$977K
UIS icon
494
CALL
Unisys
UIS
$181M
$1.07M 0.04%
+90,000
New +$902K
CLW icon
495
Clearwater Paper
CLW
$339M
$1.07M 0.04%
50,000
+35,000
+233% +$703K
HMHC
496
CALL
DELISTED
Houghton Mifflin Harcourt Company
HMHC
$1.07M 0.04%
+170,400
New +$995K
PBI icon
497
Pitney Bowes
PBI
$2.37B
$1.06M 0.04%
262,211
+250,211
+2,085% +$1.15M
KPTI icon
498
CALL
Karyopharm Therapeutics
KPTI
$40.6M
$1.05M 0.04%
3,667
+2,667
+267% +$579K
CBB
499
PUT
DELISTED
Cincinnati Bell Inc.
CBB
$1.05M 0.04%
+100,000
New +$614K
ARVN icon
500
CALL
Arvinas
ARVN
$543M
$1.03M 0.03%
+25,000
New +$732K
18 19
20
21 22

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Caption Management's Q4 2019 Portfolio in Review

As of Q4 2019, Caption Management held 1,103 positions worth $2.98B, up 55% from $1.92B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management's Q4 2019 filing shows 423 new, 157 increased, 131 reduced and 302 closed positions. Its largest new stake was Tradeweb Markets: 256,000 shares worth $11.9M. The largest sale was PayPal, an estimated $22.3M.

By sector, the portfolio is most concentrated in Miscellaneous at 84% of assets, up from 84% a quarter earlier, followed by Healthcare and Technology.

  • Caption Management's largest Q4 2019 buy was Tradeweb Markets: 256,000 shares worth $11.9M.
  • Caption Management added most to uniQure in Q4 2019, an estimated $16.9M increase.
  • Caption Management's biggest Q4 2019 reduction was Marathon Petroleum, cutting an estimated $9.07M.
  • Caption Management fully exited PayPal in Q4 2019, selling an estimated $22.3M.
  • Caption Management's ten largest holdings make up 14% of its $2.98B portfolio in Q4 2019.
  • Caption Management opened 423 new positions and closed 302 in Q4 2019.
  • Caption Management's portfolio value rose 55% quarter-over-quarter to $2.98B.

Based on Caption Management's 13F filing for Q4 2019, filed 13 Feb 2020.