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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
-3.11%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$6.49B
AUM Growth
+$847M
Cap. Flow
+$1.01B
Cap. Flow %
15.59%
Top 10 Hldgs %
14.48%
Holding
1,654
New
595
Increased
238
Reduced
232
Closed
414

Top Buys

Rank Stock Value
1
C icon
Citigroup
C
+$75.8M
2
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$49.9M
3
ONON icon
On Holding
ONON
+$19.3M
4
LMT icon
Lockheed Martin
LMT
+$17.5M
5
NEE icon
NextEra Energy
NEE
+$14.3M

Top Sells

Rank Stock Value
1
WWE
World Wrestling Entertainment
WWE
+$20.2M
2
ATVI
Activision Blizzard
ATVI
+$12.8M
3
SPB icon
Spectrum Brands
SPB
+$12.2M
4
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$11.6M
5
SGEN
Seagen Inc. Common Stock
SGEN
+$11.1M

Sector Composition

Rank Sector Weight
1 Healthcare 2.4%
2 Technology 1.47%
3 Consumer Discretionary 1.45%
4 Financials 1.41%
5 Industrials 1.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ONON icon
26
PUT
On Holding
ONON
$12.1B
$38M 0.58%
+1,364,800
New +$43.2M
IMVT icon
27
PUT
Immunovant
IMVT
$7.93B
$37.5M 0.58%
977,500
+960,000
+5,486% +$21.7M
PH icon
28
PUT
Parker-Hannifin
PH
$123B
$35.9M 0.55%
+92,200
New +$37.1M
INSP icon
29
PUT
Inspire Medical Systems
INSP
$1.45B
$32M 0.49%
+161,100
New +$40.6M
IP icon
30
PUT
International Paper
IP
$21.6B
$31.6M 0.49%
890,300
+2,700
+0.3% +$91.8K
VST icon
31
PUT
Vistra
VST
$50B
$31.5M 0.49%
950,000
+251,100
+36% +$7.54M
IP icon
32
CALL
International Paper
IP
$21.6B
$31.4M 0.48%
884,900
– –
REGN icon
33
CALL
Regeneron Pharmaceuticals
REGN
$78.5B
$30.4M 0.47%
+36,900
New +$29M
FANG icon
34
CALL
Diamondback Energy
FANG
$57.1B
$30.2M 0.47%
+195,000
New +$28.8M
LMT icon
35
CALL
Lockheed Martin
LMT
$134B
$29.6M 0.46%
72,500
– –
LMT icon
36
PUT
Lockheed Martin
LMT
$134B
$29.6M 0.46%
72,500
– –
DLR icon
37
PUT
Digital Realty Trust
DLR
$69.7B
$29.2M 0.45%
241,200
+151,300
+168% +$18.6M
BMY icon
38
CALL
Bristol-Myers Squibb
BMY
$133B
$28.9M 0.45%
498,500
-200,000
-29% -$12.3M
ATVI
39
CALL
DELISTED
Activision Blizzard
ATVI
$28.8M 0.44%
308,100
-961,500
-76% -$87.7M
LMT icon
40
Lockheed Martin
LMT
$134B
$28.8M 0.44%
70,500
+39,500
+127% +$17.5M
TH icon
41
CALL
Target Hospitality
TH
$1.51B
$28M 0.43%
1,763,600
+1,102,800
+167% +$15.6M
GRPN icon
42
CALL
Groupon
GRPN
$1.05B
$27.9M 0.43%
1,819,800
+1,339,800
+279% +$13M
IMVT icon
43
CALL
Immunovant
IMVT
$7.93B
$27.3M 0.42%
712,000
+694,500
+3,969% +$15.7M
IP icon
44
International Paper
IP
$21.6B
$27.3M 0.42%
770,100
+357,311
+87% +$12.1M
NTNX icon
45
PUT
Nutanix
NTNX
$16B
$27M 0.42%
773,100
+539,300
+231% +$16.9M
SSTK icon
46
CALL
Shutterstock
SSTK
$198M
$26.9M 0.41%
+707,900
New +$31.7M
SPHR icon
47
PUT
Sphere Entertainment
SPHR
$5.14B
$26.4M 0.41%
710,500
+259,300
+57% +$9.56M
BMY icon
48
PUT
Bristol-Myers Squibb
BMY
$133B
$26M 0.4%
448,500
-200,000
-31% -$12.3M
RCL icon
49
CALL
Royal Caribbean
RCL
$85.1B
$24.9M 0.38%
270,000
– –
TPR icon
50
PUT
Tapestry
TPR
$30.8B
$24.7M 0.38%
857,800
+732,800
+586% +$26.8M
1
2
3 4 5

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PP
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VMPIC
Varma Mutual Pension Insurance Co Helsinki, Finland $17B AUM 24.09% 1-Year Est. Return
BCIM
British Columbia Investment Management Victoria, British Columbia, Canada $17B AUM 31.69% 1-Year Est. Return
BBA
Baker Bros. Advisors New York $17.4B AUM 131.5% 1-Year Est. Return
Macquarie Group
Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return
FCM
Farallon Capital Management San Francisco, California $17.5B AUM 50.95% 1-Year Est. Return
AIMCA
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Caption Management's Q3 2023 Portfolio in Review

As of Q3 2023, Caption Management held 1,654 positions worth $6.49B, up 15% from $5.65B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management deployed $1.01B of net new capital in Q3 2023, opening 595 new positions and adding to 238 existing holdings. Its largest new stake was Citigroup: 1,727,200 shares worth $71M.

By sector, the portfolio is most concentrated in Healthcare at 2.4% of assets, down from 2.6% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Spectrum Brands, an estimated $12.2M trimmed.

  • Caption Management's largest Q3 2023 buy was Citigroup: 1,727,200 shares worth $71M.
  • Caption Management added most to Lockheed Martin in Q3 2023, an estimated $17.5M increase.
  • Caption Management's biggest Q3 2023 reduction was Spectrum Brands, cutting an estimated $12.2M.
  • Caption Management fully exited World Wrestling Entertainment in Q3 2023, selling an estimated $20.2M.
  • Caption Management's ten largest holdings make up 14% of its $6.49B portfolio in Q3 2023.
  • Caption Management opened 595 new positions and closed 414 in Q3 2023.
  • Caption Management's portfolio value rose 15% quarter-over-quarter to $6.49B.

Based on Caption Management's 13F filing for Q3 2023, filed 14 Nov 2023.