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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
+30.39%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$4.39B
AUM Growth
+$111M
Cap. Flow
-$575M
Cap. Flow %
-13.12%
Top 10 Hldgs %
14.05%
Holding
1,400
New
403
Increased
168
Reduced
199
Closed
465

Top Buys

Rank Stock Value
1
TECK icon
Teck Resources
TECK
+$13.2M
2
GE icon
GE Aerospace
GE
+$11.9M
3
DBA icon
Invesco DB Agriculture Fund
DBA
+$10.8M
4
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
+$10.3M
5
SBNY
Signature Bank
SBNY
+$8.05M

Top Sells

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$24M
2
AEO icon
American Eagle Outfitters
AEO
+$16.5M
3
ADBE icon
Adobe
ADBE
+$15M
4
PFE icon
Pfizer
PFE
+$13.7M
5
LHCG
LHC Group LLC
LHCG
+$12.5M

Sector Composition

Rank Sector Weight
1 Healthcare 3.21%
2 Consumer Discretionary 3.05%
3 Technology 2.58%
4 Industrials 1.15%
5 Materials 1.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BHVN
26
PUT
DELISTED
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
$26.3M 0.6%
306,300
+228,800
+295% +$19.4M
HZNP
27
CALL
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$25.1M 0.57%
343,400
+234,400
+215% +$17.4M
ENPH icon
28
Enphase Energy
ENPH
$5.2B
$24.9M 0.57%
142,000
+3,200
+2% +$406K
W icon
29
CALL
Wayfair
W
$11.8B
$24.8M 0.57%
109,900
-100
-0.1% -$26.5K
AAL icon
30
PUT
American Airlines Group
AAL
$10.6B
$24.4M 0.56%
1,549,200
-84,300
-5% -$1.17M
TAL icon
31
PUT
TAL Education Group
TAL
$6.7B
$23.6M 0.54%
330,000
– –
TEAM icon
32
CALL
Atlassian
TEAM
$26.3B
$23.4M 0.53%
+100,000
New +$21.1M
ZGNX
33
CALL
DELISTED
Zogenix, Inc.
ZGNX
$23.3M 0.53%
1,165,800
+1,115,800
+2,232% +$22.8M
FIVE icon
34
PUT
Five Below
FIVE
$12B
$23.3M 0.53%
+133,100
New +$19.7M
STLA icon
35
CALL
Stellantis
STLA
$21.3B
$23.3M 0.53%
1,287,000
-27,600
-2% -$407K
STNE icon
36
PUT
StoneCo
STNE
$2.76B
$22.7M 0.52%
270,400
-135,600
-33% -$9.08M
SEDG icon
37
SolarEdge
SEDG
$2.74B
$22.3M 0.51%
69,800
-4,469
-6% -$1.24M
BHVN
38
DELISTED
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
$21.8M 0.5%
254,606
+121,606
+91% +$10.3M
ADNT icon
39
CALL
Adient
ADNT
$1.65B
$21.7M 0.49%
+622,700
New +$17.6M
UPLD icon
40
CALL
Upland Software
UPLD
$13.1M
$21.1M 0.48%
+45,920
New +$20.2M
CLF icon
41
CALL
Cleveland-Cliffs
CLF
$6.4B
$20.9M 0.48%
+1,435,000
New +$14.5M
NVCR icon
42
PUT
NovoCure
NVCR
$1.78B
$20.6M 0.47%
+119,100
New +$16.3M
ONB icon
43
CALL
Old National Bancorp
ONB
$10.3B
$20.3M 0.46%
1,226,400
+1,026,400
+513% +$15.7M
NVCR icon
44
CALL
NovoCure
NVCR
$1.78B
$19.4M 0.44%
+112,000
New +$15.3M
TECK icon
45
PUT
Teck Resources
TECK
$29.5B
$19.2M 0.44%
1,060,000
+1,010,000
+2,020% +$15.6M
ARKG icon
46
PUT
ARK Genomic Revolution ETF
ARKG
$1.6B
$19.1M 0.44%
+205,300
New +$16.4M
GOTU icon
47
PUT
Gaotu Techedu
GOTU
$458M
$19.1M 0.43%
368,900
+361,000
+4,570% +$26.3M
COST icon
48
CALL
Costco
COST
$423B
$18.8M 0.43%
+50,000
New +$18.7M
BILI icon
49
CALL
Bilibili
BILI
$8.05B
$18.4M 0.42%
+214,800
New +$12.6M
AMZN icon
50
CALL
Amazon
AMZN
$3.06T
$18.2M 0.42%
112,000
-710,000
-86% -$113M
1
2
3 4 5

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PP
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VMPIC
Varma Mutual Pension Insurance Co Helsinki, Finland $17B AUM 24.09% 1-Year Est. Return
BCIM
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BBA
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Macquarie Group
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FCM
Farallon Capital Management San Francisco, California $17.5B AUM 50.95% 1-Year Est. Return
AIMCA
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Caption Management's Q4 2020 Portfolio in Review

As of Q4 2020, Caption Management held 1,400 positions worth $4.39B, up 2.6% from $4.28B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management withdrew a net $575M in Q4 2020, closing 465 positions and reducing 199 holdings. Its most notable exit was Adobe, an estimated $15M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 3.2% of assets, up from 2.8% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, Caption Management opened a new position in GE Aerospace worth $14.3M.

  • Caption Management's largest Q4 2020 buy was GE Aerospace: 264,797 shares worth $14.3M.
  • Caption Management added most to Teck Resources in Q4 2020, an estimated $13.2M increase.
  • Caption Management's biggest Q4 2020 reduction was Amazon, cutting an estimated $24M.
  • Caption Management fully exited Adobe in Q4 2020, selling an estimated $15M.
  • Caption Management's ten largest holdings make up 14% of its $4.39B portfolio in Q4 2020.
  • Caption Management opened 403 new positions and closed 465 in Q4 2020.
  • Caption Management's portfolio value rose 2.6% quarter-over-quarter to $4.39B.

Based on Caption Management's 13F filing for Q4 2020, filed 16 Feb 2021.