CM

Caption Management Portfolio holdings

AUM $1.72B
1-Year Est. Return 7.75%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+7.75%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$593M
AUM Growth
+$24.6M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
1,008
New
Increased
Reduced
Closed

Top Buys

1
+$17.9M
2
+$16.2M
3
+$13.9M
4
RXDX
Prometheus Biosciences, Inc. Common Stock
RXDX
+$8.93M
5
ONC
BeOne Medicines Ltd
ONC
+$8.91M

Top Sells

1
+$44.9M
2
+$26M
3
+$12.1M
4
EQT icon
EQT Corp
EQT
+$10.1M
5
PING
Ping Identity Holding Corp.
PING
+$6.13M

Sector Composition

1 Healthcare 27.52%
2 Energy 13.62%
3 Technology 12.41%
4 Consumer Discretionary 9.73%
5 Materials 6.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
451
– –
-62,230
452
– –
-3,000
453
– –
0
454
– –
-200
455
– –
0
456
– –
-22,330
457
– –
0
458
– –
0
459
– –
-26,500
460
– –
0
461
– –
-117,981
462
– –
-57,671
463
– –
-10,493
464
– –
0
465
– –
-4,700
466
– –
0
467
– –
-86,859
468
– –
-20,000
469
– –
-5,200
470
– –
-7,744
471
– –
-56,010
472
– –
0
473
– –
-3,300
474
– –
0
475
– –
0
17 18
19
20 21