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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
+13.77%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$6.41B
AUM Growth
-$838M
Cap. Flow
-$1.23B
Cap. Flow %
-19.2%
Top 10 Hldgs %
13.63%
Holding
1,903
New
444
Increased
263
Reduced
318
Closed
672

Top Buys

Rank Stock Value
1
PMT
PennyMac Mortgage Investment
PMT
+$19.7M
2
BMY icon
Bristol-Myers Squibb
BMY
+$17M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$13.6M
4
EVA
Enviva Inc.
EVA
+$8.45M
5
APA icon
APA Corp
APA
+$7.51M

Top Sells

Rank Stock Value
1
PBR icon
Petrobras
PBR
+$43.9M
2
UAN icon
CVR Partners
UAN
+$26M
3
ZM icon
Zoom
ZM
+$12.1M
4
EQT icon
EQT Corp
EQT
+$12M
5
PING
Ping Identity Holding Corp.
PING
+$6.13M

Sector Composition

Rank Sector Weight
1 Healthcare 2.55%
2 Energy 1.26%
3 Technology 1.15%
4 Consumer Discretionary 0.9%
5 Materials 0.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NBIX icon
451
CALL
Neurocrine Biosciences
NBIX
$16.8B
$2.99M 0.05%
25,000
-3,600
-13% -$422K
CS
452
DELISTED
Credit Suisse Group
CS
$2.98M 0.05%
+981,500
New +$3.82M
CS
453
PUT
DELISTED
Credit Suisse Group
CS
$2.98M 0.05%
+981,500
New +$3.82M
BBWI icon
454
PUT
Bath & Body Works
BBWI
$4.06B
$2.95M 0.05%
70,000
-110,000
-61% -$4.1M
KRTX
455
PUT
DELISTED
Karuna Therapeutics, Inc. Common Stock
KRTX
$2.95M 0.05%
15,000
– –
HD icon
456
Home Depot
HD
$331B
$2.91M 0.05%
9,225
+8,000
+653% +$2.44M
FLEX icon
457
Flex
FLEX
$41.7B
$2.91M 0.05%
179,855
+27,648
+18% +$415K
ABR icon
458
CALL
Arbor Realty Trust
ABR
$964M
$2.9M 0.05%
220,000
– –
ARRY icon
459
CALL
Array Technologies
ARRY
$803M
$2.9M 0.05%
150,000
– –
Z icon
460
PUT
Zillow
Z
$7.79B
$2.9M 0.05%
90,000
-325,000
-78% -$10.8M
TTE icon
461
CALL
TotalEnergies
TTE
$195B
$2.89M 0.05%
46,500
-117,500
-72% -$6.71M
WDAY icon
462
CALL
Workday
WDAY
$39.6B
$2.84M 0.04%
17,000
-20,000
-54% -$3.12M
M icon
463
Macy's
M
$6.53B
$2.84M 0.04%
137,380
+71,196
+108% +$1.46M
NEM icon
464
CALL
Newmont
NEM
$98.7B
$2.83M 0.04%
60,000
-133,500
-69% -$5.96M
JD icon
465
PUT
JD.com
JD
$44.6B
$2.81M 0.04%
50,000
-40,000
-44% -$2.01M
WAL icon
466
CALL
Western Alliance Bancorporation
WAL
$8.79B
$2.8M 0.04%
+47,000
New +$3.04M
HOLI
467
PUT
DELISTED
Hollsys Automation Technologies INTERNATIONAL, LTD. COMMON (British Virgin Island)
HOLI
$2.79M 0.04%
+170,000
New +$2.83M
TRTN
468
PUT
DELISTED
Triton International Limited
TRTN
$2.78M 0.04%
40,400
– –
ISEE
469
CALL
DELISTED
IVERIC bio, Inc. Common Stock
ISEE
$2.76M 0.04%
128,700
-1,984,800
-94% -$42.4M
LKFT
470
PUT
Lakefront Biotherapeutics American Depositary Shares
LKFT
$1.78B
$2.75M 0.04%
+61,900
New +$2.6M
VYX icon
471
CALL
NCR Voyix
VYX
$1.14B
$2.74M 0.04%
191,036
-703,834
-79% -$9.36M
VEEV icon
472
Veeva Systems
VEEV
$33.1B
$2.74M 0.04%
+17,000
New +$2.9M
AAP icon
473
PUT
Advance Auto Parts
AAP
$3.35B
$2.73M 0.04%
+18,600
New +$3.01M
PRVA icon
474
PUT
Privia Health
PRVA
$2.98B
$2.73M 0.04%
120,000
+71,200
+146% +$1.98M
RVNC
475
DELISTED
Revance Therapeutics, Inc.
RVNC
$2.72M 0.04%
+147,500
New +$3.37M
17 18
19
20 21

Similar funds

ASRS
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PP
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VMPIC
Varma Mutual Pension Insurance Co Helsinki, Finland $17B AUM 24.09% 1-Year Est. Return
BCIM
British Columbia Investment Management Victoria, British Columbia, Canada $17B AUM 31.69% 1-Year Est. Return
BBA
Baker Bros. Advisors New York $17.4B AUM 131.5% 1-Year Est. Return
Macquarie Group
Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return
FCM
Farallon Capital Management San Francisco, California $17.5B AUM 50.95% 1-Year Est. Return
AIMCA
Alberta Investment Management Corp (AIMCo) Edmonton, Alberta, Canada $16.7B AUM 23.27% 1-Year Est. Return

Caption Management's Q4 2022 Portfolio in Review

As of Q4 2022, Caption Management held 1,903 positions worth $6.41B, down 12% from $7.25B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management withdrew a net $1.23B in Q4 2022, closing 672 positions and reducing 318 holdings. Its most notable exit was Petrobras, an estimated $43.9M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 2.5% of assets, up from 1.5% a quarter earlier, followed by Energy and Technology.

Against the trend, Caption Management opened a new position in PennyMac Mortgage Investment worth $17.9M.

  • Caption Management's largest Q4 2022 buy was PennyMac Mortgage Investment: 1,448,050 shares worth $17.9M.
  • Caption Management added most to State Street SPDR S&P Biotech ETF in Q4 2022, an estimated $13.6M increase.
  • Caption Management's biggest Q4 2022 reduction was EQT Corp, cutting an estimated $12M.
  • Caption Management fully exited Petrobras in Q4 2022, selling an estimated $43.9M.
  • Caption Management's ten largest holdings make up 14% of its $6.41B portfolio in Q4 2022.
  • Caption Management opened 444 new positions and closed 672 in Q4 2022.
  • Caption Management's portfolio value fell 12% quarter-over-quarter to $6.41B.

Based on Caption Management's 13F filing for Q4 2022, filed 14 Feb 2023.