CM

Caption Management Portfolio holdings

AUM $1.09B
1-Year Est. Return 4.13%
This Quarter Est. Return
1 Year Est. Return
+4.13%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$307M
AUM Growth
-$162M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
727
New
Increased
Reduced
Closed

Top Buys

1
+$7.62M
2
+$6.26M
3
+$5.57M
4
ALXN
Alexion Pharmaceuticals
ALXN
+$5.41M
5
ICUI icon
ICU Medical
ICUI
+$4.8M

Top Sells

1
+$28.3M
2
+$11.9M
3
+$9.51M
4
QURE icon
uniQure
QURE
+$8.65M
5
INST
Instructure, Inc.
INST
+$7.04M

Sector Composition

1 Healthcare 27.97%
2 Consumer Discretionary 25.44%
3 Technology 10.57%
4 Industrials 8.47%
5 Energy 4.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
451
– –
0
452
– –
0
453
– –
-4,000
454
– –
-146,000
455
– –
-78,800
456
– –
0
457
– –
-30,000
458
– –
-285,000
459
– –
0
460
– –
-1,200
461
– –
-333,600
462
– –
0
463
– –
-37,800
464
– –
0
465
$0 ﹤0.01%
845
-2,655
466
– –
-3,700
467
– –
0
468
– –
0
469
– –
0
470
– –
0
471
– –
-3,200
472
– –
-9,200
473
– –
0
474
– –
0
475
– –
0
17 18
19
20 21