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Caption Management Portfolio holdings

AUM $21.5B
1-Year Est. Return 81.81%
This Fund
S&P 500
This Quarter Est. Return
+3.14%
1 Year Est. Return
+81.81%
3 Year Est. Return
+226.72%
5 Year Est. Return
+294.21%
10 Year Est. Return
–
AUM
$7.25B
AUM Growth
-$2.88M
Cap. Flow
-$580M
Cap. Flow %
-8%
Top 10 Hldgs %
14.3%
Holding
1,990
New
595
Increased
284
Reduced
345
Closed
531

Top Buys

Rank Stock Value
1
EQT icon
EQT Corp
EQT
+$22.4M
2
ZM icon
Zoom
ZM
+$15.7M
3
SABR icon
Sabre
SABR
+$8.12M
4
EXAS
Exact Sciences
EXAS
+$5.98M
5
OVV icon
Ovintiv
OVV
+$5.76M

Top Sells

Rank Stock Value
1
FANG icon
Diamondback Energy
FANG
+$59.9M
2
TCOM icon
Trip.com Group
TCOM
+$53.8M
3
DVN icon
Devon Energy
DVN
+$42.6M
4
FCX icon
Freeport-McMoran
FCX
+$36.7M
5
CLAR icon
Clarus
CLAR
+$26M

Sector Composition

Rank Sector Weight
1 Miscellaneous 92.49%
2 Energy 2.02%
3 Healthcare 1.54%
4 Technology 0.89%
5 Materials 0.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QCOM icon
426
CALL
Qualcomm
QCOM
$201B
$3.84M 0.05%
+34,000
New +$4.67M
ILMN icon
427
PUT
Illumina
ILMN
$33.6B
$3.81M 0.05%
20,560
-43,690
-68% -$8.64M
CELH icon
428
CALL
Celsius Holdings
CELH
$6.99B
$3.81M 0.05%
126,000
-240,000
-66% -$7.52M
ISEE
429
PUT
DELISTED
IVERIC bio, Inc. Common Stock
ISEE
$3.81M 0.05%
+212,100
New +$2.78M
HZNP
430
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$3.8M 0.05%
61,380
+33,880
+123% +$2.37M
VZ icon
431
PUT
Verizon
VZ
$214B
$3.8M 0.05%
+100,000
New +$4.45M
LTHM
432
CALL
DELISTED
Livent Corporation
LTHM
$3.78M 0.05%
+123,400
New +$3.46M
ONC
433
BeOne Medicines Ltd
ONC
$39.2B
$3.77M 0.05%
+28,000
New +$4.81M
SHLS icon
434
PUT
Shoals Technologies Group
SHLS
$1.19B
$3.77M 0.05%
+175,000
New +$3.91M
AHCO icon
435
CALL
AdaptHealth
AHCO
$776M
$3.75M 0.05%
+200,000
New +$4.11M
XOP icon
436
PUT
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$4.19B
$3.74M 0.05%
+30,000
New +$3.96M
LIVN icon
437
PUT
LivaNova
LIVN
$4.38B
$3.73M 0.05%
73,400
+50,900
+226% +$3.02M
AEM icon
438
Agnico Eagle Mines
AEM
$99.7B
$3.72M 0.05%
88,020
+49,441
+128% +$2.12M
DBA icon
439
Invesco DB Agriculture Fund
DBA
$1.25B
$3.71M 0.05%
185,300
+7,174
+4% +$145K
AGI icon
440
PUT
Alamos Gold
AGI
$14.7B
$3.7M 0.05%
+500,000
New +$3.7M
AKYA
441
CALL
DELISTED
Akoya BioSciences
AKYA
$3.67M 0.05%
+312,500
New +$4.12M
XPOF icon
442
PUT
Xponential Fitness
XPOF
$162M
$3.65M 0.05%
200,000
– –
RXDX
443
PUT
DELISTED
Prometheus Biosciences, Inc. Common Stock
RXDX
$3.65M 0.05%
61,800
+22,000
+55% +$1.01M
RCKT icon
444
CALL
Rocket Pharmaceuticals
RCKT
$374M
$3.65M 0.05%
+228,600
New +$3.57M
MAXN
445
CALL
DELISTED
Maxeon Solar Technologies
MAXN
$3.65M 0.05%
1,534
– –
SBLK icon
446
Star Bulk Carriers
SBLK
$3.62B
$3.63M 0.05%
207,769
-23,497
-10% -$536K
SBLK icon
447
PUT
Star Bulk Carriers
SBLK
$3.62B
$3.63M 0.05%
207,700
– –
VSXY
448
PUT
Victoria's Secret
VSXY
$5.79B
$3.63M 0.05%
+124,500
New +$4.2M
AKRO
449
CALL
DELISTED
Akero Therapeutics
AKRO
$3.62M 0.05%
+106,300
New +$1.63M
XOP icon
450
CALL
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$4.19B
$3.62M 0.05%
+29,000
New +$3.83M
16 17
18
19 20

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Caption Management's Q3 2022 Portfolio in Review

As of Q3 2022, Caption Management held 1,990 positions worth $7.25B, down 0.04% from $7.25B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management withdrew a net $580M in Q3 2022, closing 531 positions and reducing 345 holdings. Its most notable exit was US Steel, an estimated $21.7M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 92% of assets, up from 85% a quarter earlier, followed by Energy and Healthcare.

Against the trend, Caption Management opened a new position in Zoom worth $12.1M.

  • Caption Management's largest Q3 2022 buy was Zoom: 165,000 shares worth $12.1M.
  • Caption Management added most to EQT Corp in Q3 2022, an estimated $22.4M increase.
  • Caption Management's biggest Q3 2022 reduction was Diamondback Energy, cutting an estimated $59.9M.
  • Caption Management fully exited US Steel in Q3 2022, selling an estimated $21.7M.
  • Caption Management's ten largest holdings make up 14% of its $7.25B portfolio in Q3 2022.
  • Caption Management opened 595 new positions and closed 531 in Q3 2022.
  • Caption Management's portfolio value fell 0.04% quarter-over-quarter to $7.25B.

Based on Caption Management's 13F filing for Q3 2022, filed 14 Nov 2022.