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Caption Management Portfolio holdings

AUM $21.5B
1-Year Est. Return 81.81%
This Fund
S&P 500
This Quarter Est. Return
+30.39%
1 Year Est. Return
+81.81%
3 Year Est. Return
+226.72%
5 Year Est. Return
+294.21%
10 Year Est. Return
–
AUM
$4.39B
AUM Growth
+$111M
Cap. Flow
-$124M
Cap. Flow %
-2.84%
Top 10 Hldgs %
14.05%
Holding
1,400
New
403
Increased
168
Reduced
199
Closed
465

Top Buys

Rank Stock Value
1
TECK icon
Teck Resources
TECK
+$13.2M
2
GE icon
GE Aerospace
GE
+$11.9M
3
DBA icon
Invesco DB Agriculture Fund
DBA
+$10.8M
4
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
+$10.3M
5
SBNY
Signature Bank
SBNY
+$8.05M

Top Sells

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$24M
2
AEO icon
American Eagle Outfitters
AEO
+$16.5M
3
ADBE icon
Adobe
ADBE
+$15M
4
PFE icon
Pfizer
PFE
+$13.7M
5
LHCG
LHC Group LLC
LHCG
+$12.5M

Sector Composition

Rank Sector Weight
1 Miscellaneous 86.75%
2 Healthcare 3.26%
3 Consumer Discretionary 3.05%
4 Technology 2.59%
5 Industrials 1.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UPWK icon
426
CALL
Upwork
UPWK
$1.06B
$2.07M 0.05%
60,000
– –
UNM icon
427
PUT
Unum
UNM
$15.1B
$2.06M 0.05%
+90,000
New +$1.86M
LAUR icon
428
Laureate Education
LAUR
$4.96B
$2.06M 0.05%
+141,710
New +$2M
RL icon
429
Ralph Lauren
RL
$20.2B
$2.04M 0.05%
19,710
-6,540
-25% -$549K
AGIO icon
430
Agios Pharmaceuticals
AGIO
$2.01B
$2.04M 0.05%
47,000
+16,000
+52% +$633K
DIN icon
431
CALL
Dine Brands
DIN
$356M
$2.03M 0.05%
+35,000
New +$2.13M
CMPS
432
CALL
Compass Pathways
CMPS
$2.05B
$2.01M 0.05%
+42,200
New +$1.8M
DCPH
433
CALL
DELISTED
Deciphera Pharmaceuticals, Inc. Common Stock
DCPH
$2M 0.05%
35,000
-10,000
-22% -$593K
DCPH
434
PUT
DELISTED
Deciphera Pharmaceuticals, Inc. Common Stock
DCPH
$2M 0.05%
35,000
-10,000
-22% -$593K
EGIO
435
CALL
DELISTED
Edgio, Inc. Common Stock
EGIO
$1.99M 0.05%
12,500
+7,500
+150% +$1.37M
FSLR icon
436
First Solar
FSLR
$21.6B
$1.98M 0.05%
+20,000
New +$1.73M
TRGP icon
437
CALL
Targa Resources
TRGP
$61.3B
$1.98M 0.05%
75,000
+47,100
+169% +$1M
MRTX
438
PUT
DELISTED
Mirati Therapeutics, Inc. Common Stock
MRTX
$1.98M 0.05%
9,000
-32,500
-78% -$7.03M
JWN
439
DELISTED
Nordstrom
JWN
$1.97M 0.04%
63,000
+6,200
+11% +$129K
VST icon
440
PUT
Vistra
VST
$48.7B
$1.97M 0.04%
+100,000
New +$1.86M
TRGP icon
441
PUT
Targa Resources
TRGP
$61.3B
$1.97M 0.04%
+74,500
New +$1.59M
ON icon
442
PUT
ON Semiconductor
ON
$26.7B
$1.96M 0.04%
60,000
– –
VTR icon
443
PUT
Ventas
VTR
$45B
$1.96M 0.04%
40,000
– –
REGN icon
444
Regeneron Pharmaceuticals
REGN
$80.5B
$1.93M 0.04%
+4,000
New +$2.16M
APLT
445
PUT
DELISTED
Applied Therapeutics
APLT
$1.93M 0.04%
+87,500
New +$1.82M
NOK icon
446
CALL
Nokia
NOK
$58.9B
$1.91M 0.04%
488,900
– –
WYNN icon
447
Wynn Resorts
WYNN
$8.77B
$1.91M 0.04%
+16,900
New +$1.56M
RXT icon
448
CALL
Rackspace Technology
RXT
$1B
$1.91M 0.04%
100,000
+56,500
+130% +$1.02M
MRVL icon
449
PUT
Marvell Technology
MRVL
$217B
$1.9M 0.04%
40,000
-8,000
-17% -$346K
BEN icon
450
Franklin Templeton
BEN
$16.8B
$1.87M 0.04%
+75,000
New +$1.67M
16 17
18
19 20

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Caption Management's Q4 2020 Portfolio in Review

As of Q4 2020, Caption Management held 1,400 positions worth $4.39B, up 2.6% from $4.28B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management's Q4 2020 filing shows 403 new, 168 increased, 199 reduced and 465 closed positions. Its largest new stake was GE Aerospace: 264,797 shares worth $14.3M. The largest sale was Amazon, an estimated $24M.

By sector, the portfolio is most concentrated in Miscellaneous at 87% of assets, up from 85% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Caption Management's largest Q4 2020 buy was GE Aerospace: 264,797 shares worth $14.3M.
  • Caption Management added most to Teck Resources in Q4 2020, an estimated $13.2M increase.
  • Caption Management's biggest Q4 2020 reduction was Amazon, cutting an estimated $24M.
  • Caption Management fully exited Adobe in Q4 2020, selling an estimated $15M.
  • Caption Management's ten largest holdings make up 14% of its $4.39B portfolio in Q4 2020.
  • Caption Management opened 403 new positions and closed 465 in Q4 2020.
  • Caption Management's portfolio value rose 2.6% quarter-over-quarter to $4.39B.

Based on Caption Management's 13F filing for Q4 2020, filed 16 Feb 2021.