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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
+30.39%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$4.39B
AUM Growth
+$111M
Cap. Flow
-$575M
Cap. Flow %
-13.12%
Top 10 Hldgs %
14.05%
Holding
1,400
New
403
Increased
168
Reduced
199
Closed
465

Top Buys

Rank Stock Value
1
TECK icon
Teck Resources
TECK
+$13.2M
2
GE icon
GE Aerospace
GE
+$11.9M
3
DBA icon
Invesco DB Agriculture Fund
DBA
+$10.8M
4
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
+$10.3M
5
SBNY
Signature Bank
SBNY
+$8.05M

Top Sells

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$24M
2
AEO icon
American Eagle Outfitters
AEO
+$16.5M
3
ADBE icon
Adobe
ADBE
+$15M
4
PFE icon
Pfizer
PFE
+$13.7M
5
LHCG
LHC Group LLC
LHCG
+$12.5M

Sector Composition

Rank Sector Weight
1 Healthcare 3.21%
2 Consumer Discretionary 3.05%
3 Technology 2.58%
4 Industrials 1.15%
5 Materials 1.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UPWK icon
426
CALL
Upwork
UPWK
$1.13B
$2.07M 0.05%
60,000
– –
UNM icon
427
PUT
Unum
UNM
$13.6B
$2.06M 0.05%
+90,000
New +$1.86M
LAUR icon
428
Laureate Education
LAUR
$5.28B
$2.06M 0.05%
+141,710
New +$2M
RL icon
429
Ralph Lauren
RL
$22.6B
$2.04M 0.05%
19,710
-6,540
-25% -$549K
AGIO icon
430
Agios Pharmaceuticals
AGIO
$1.79B
$2.04M 0.05%
47,000
+16,000
+52% +$633K
DIN icon
431
CALL
Dine Brands
DIN
$456M
$2.03M 0.05%
+35,000
New +$2.13M
CMPS
432
CALL
Compass Pathways
CMPS
$1.53B
$2.01M 0.05%
+42,200
New +$1.8M
DCPH
433
CALL
DELISTED
Deciphera Pharmaceuticals, Inc. Common Stock
DCPH
$2M 0.05%
35,000
-10,000
-22% -$593K
DCPH
434
PUT
DELISTED
Deciphera Pharmaceuticals, Inc. Common Stock
DCPH
$2M 0.05%
35,000
-10,000
-22% -$593K
EGIO
435
CALL
DELISTED
Edgio, Inc. Common Stock
EGIO
$1.99M 0.05%
12,500
+7,500
+150% +$1.37M
FSLR icon
436
First Solar
FSLR
$22.7B
$1.98M 0.05%
+20,000
New +$1.73M
TRGP icon
437
CALL
Targa Resources
TRGP
$58B
$1.98M 0.05%
75,000
+47,100
+169% +$1M
MRTX
438
PUT
DELISTED
Mirati Therapeutics, Inc. Common Stock
MRTX
$1.98M 0.05%
9,000
-32,500
-78% -$7.03M
JWN
439
DELISTED
Nordstrom
JWN
$1.97M 0.04%
63,000
+6,200
+11% +$129K
VST icon
440
PUT
Vistra
VST
$50B
$1.97M 0.04%
+100,000
New +$1.86M
TRGP icon
441
PUT
Targa Resources
TRGP
$58B
$1.97M 0.04%
+74,500
New +$1.59M
ON icon
442
PUT
ON Semiconductor
ON
$31.8B
$1.96M 0.04%
60,000
– –
VTR icon
443
PUT
Ventas
VTR
$48B
$1.96M 0.04%
40,000
– –
REGN icon
444
Regeneron Pharmaceuticals
REGN
$78.5B
$1.93M 0.04%
+4,000
New +$2.16M
APLT
445
PUT
DELISTED
Applied Therapeutics
APLT
$1.93M 0.04%
+87,500
New +$1.82M
NOK icon
446
CALL
Nokia
NOK
$51B
$1.91M 0.04%
488,900
– –
WYNN icon
447
Wynn Resorts
WYNN
$10.3B
$1.91M 0.04%
+16,900
New +$1.56M
RXT icon
448
CALL
Rackspace Technology
RXT
$1.05B
$1.91M 0.04%
100,000
+56,500
+130% +$1.02M
MRVL icon
449
PUT
Marvell Technology
MRVL
$168B
$1.9M 0.04%
40,000
-8,000
-17% -$346K
BEN icon
450
Franklin Resources
BEN
$17.6B
$1.87M 0.04%
+75,000
New +$1.67M
16 17
18
19 20

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ASRS
Arizona State Retirement System Phoenix, Arizona $17.1B AUM 30.52% 1-Year Est. Return
PP
Prudential plc London, England, United Kingdom $17.1B AUM 15.7% 1-Year Est. Return
VMPIC
Varma Mutual Pension Insurance Co Helsinki, Finland $17B AUM 24.09% 1-Year Est. Return
BCIM
British Columbia Investment Management Victoria, British Columbia, Canada $17B AUM 31.69% 1-Year Est. Return
BBA
Baker Bros. Advisors New York $17.4B AUM 131.5% 1-Year Est. Return
Macquarie Group
Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return
FCM
Farallon Capital Management San Francisco, California $17.5B AUM 50.95% 1-Year Est. Return
AIMCA
Alberta Investment Management Corp (AIMCo) Edmonton, Alberta, Canada $16.7B AUM 23.27% 1-Year Est. Return

Caption Management's Q4 2020 Portfolio in Review

As of Q4 2020, Caption Management held 1,400 positions worth $4.39B, up 2.6% from $4.28B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management withdrew a net $575M in Q4 2020, closing 465 positions and reducing 199 holdings. Its most notable exit was Adobe, an estimated $15M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 3.2% of assets, up from 2.8% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, Caption Management opened a new position in GE Aerospace worth $14.3M.

  • Caption Management's largest Q4 2020 buy was GE Aerospace: 264,797 shares worth $14.3M.
  • Caption Management added most to Teck Resources in Q4 2020, an estimated $13.2M increase.
  • Caption Management's biggest Q4 2020 reduction was Amazon, cutting an estimated $24M.
  • Caption Management fully exited Adobe in Q4 2020, selling an estimated $15M.
  • Caption Management's ten largest holdings make up 14% of its $4.39B portfolio in Q4 2020.
  • Caption Management opened 403 new positions and closed 465 in Q4 2020.
  • Caption Management's portfolio value rose 2.6% quarter-over-quarter to $4.39B.

Based on Caption Management's 13F filing for Q4 2020, filed 16 Feb 2021.