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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
-3.11%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$6.49B
AUM Growth
+$847M
Cap. Flow
+$1.01B
Cap. Flow %
15.59%
Top 10 Hldgs %
14.48%
Holding
1,654
New
595
Increased
238
Reduced
232
Closed
414

Top Buys

Rank Stock Value
1
C icon
Citigroup
C
+$75.8M
2
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$49.9M
3
ONON icon
On Holding
ONON
+$19.3M
4
LMT icon
Lockheed Martin
LMT
+$17.5M
5
NEE icon
NextEra Energy
NEE
+$14.3M

Top Sells

Rank Stock Value
1
WWE
World Wrestling Entertainment
WWE
+$20.2M
2
ATVI
Activision Blizzard
ATVI
+$12.8M
3
SPB icon
Spectrum Brands
SPB
+$12.2M
4
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$11.6M
5
SGEN
Seagen Inc. Common Stock
SGEN
+$11.1M

Sector Composition

Rank Sector Weight
1 Healthcare 2.4%
2 Technology 1.47%
3 Consumer Discretionary 1.45%
4 Financials 1.41%
5 Industrials 1.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ASPN icon
401
Aspen Aerogels
ASPN
$384M
$3.7M 0.06%
430,000
-172,948
-29% -$1.23M
B
402
CALL
Barrick Mining
B
$61.5B
$3.69M 0.06%
253,500
+216,000
+576% +$3.54M
MDGL icon
403
CALL
Madrigal Pharmaceuticals
MDGL
$10.8B
$3.68M 0.06%
25,200
-34,800
-58% -$6.55M
FOXA icon
404
PUT
Fox Class A
FOXA
$24.5B
$3.68M 0.06%
+117,900
New +$3.87M
KSS icon
405
CALL
Kohl's
KSS
$2.17B
$3.67M 0.06%
175,000
– –
LEGN icon
406
CALL
Legend Biotech
LEGN
$3.59B
$3.66M 0.06%
54,500
-183,000
-77% -$12.7M
DEI icon
407
PUT
Douglas Emmett
DEI
$1.98B
$3.66M 0.06%
286,800
-32,100
-10% -$434K
NBIX icon
408
PUT
Neurocrine Biosciences
NBIX
$16.8B
$3.66M 0.06%
32,500
+2,500
+8% +$263K
AYX
409
PUT
DELISTED
Alteryx Inc
AYX
$3.66M 0.06%
+97,000
New +$3.48M
DIS icon
410
PUT
Walt Disney
DIS
$167B
$3.65M 0.06%
45,000
– –
TECH icon
411
CALL
Bio-Techne
TECH
$11.2B
$3.62M 0.06%
+53,200
New +$4.2M
EVLV icon
412
CALL
Evolv Technologies
EVLV
$995M
$3.62M 0.06%
745,000
+395,000
+113% +$2.43M
XYZ
413
CALL
Block Inc
XYZ
$48.4B
$3.62M 0.06%
81,800
– –
SGML icon
414
PUT
Sigma Lithium
SGML
$1.11B
$3.6M 0.06%
+111,000
New +$3.97M
MRTX
415
CALL
DELISTED
Mirati Therapeutics, Inc. Common Stock
MRTX
$3.58M 0.06%
+82,100
New +$2.93M
TFC icon
416
PUT
Truist Financial
TFC
$63.3B
$3.58M 0.06%
+125,000
New +$3.84M
EQR icon
417
CALL
Equity Residential
EQR
$24.9B
$3.56M 0.05%
60,700
+700
+1% +$45.2K
INTC icon
418
PUT
Intel
INTC
$455B
$3.56M 0.05%
+100,000
New +$3.48M
RVNC
419
CALL
DELISTED
Revance Therapeutics, Inc.
RVNC
$3.54M 0.05%
308,300
-261,500
-46% -$5.03M
LEGN icon
420
PUT
Legend Biotech
LEGN
$3.59B
$3.53M 0.05%
52,500
+22,500
+75% +$1.56M
MSOS icon
421
AdvisorShares Pure US Cannabis ETF
MSOS
$858M
$3.51M 0.05%
+442,100
New +$2.79M
PH icon
422
Parker-Hannifin
PH
$123B
$3.51M 0.05%
+9,000
New +$3.62M
UMC icon
423
CALL
United Microelectronic
UMC
$47.7B
$3.5M 0.05%
496,200
-6,600
-1% -$47.8K
BMRN icon
424
PUT
BioMarin Pharmaceuticals
BMRN
$11.6B
$3.49M 0.05%
39,400
-320,900
-89% -$28.6M
KALV
425
PUT
DELISTED
KalVista Pharmaceuticals
KALV
$3.48M 0.05%
+361,500
New +$3.69M
15 16
17
18 19

Similar funds

ASRS
Arizona State Retirement System Phoenix, Arizona $17.1B AUM 30.52% 1-Year Est. Return
PP
Prudential plc London, England, United Kingdom $17.1B AUM 15.7% 1-Year Est. Return
VMPIC
Varma Mutual Pension Insurance Co Helsinki, Finland $17B AUM 24.09% 1-Year Est. Return
BCIM
British Columbia Investment Management Victoria, British Columbia, Canada $17B AUM 31.69% 1-Year Est. Return
BBA
Baker Bros. Advisors New York $17.4B AUM 131.5% 1-Year Est. Return
Macquarie Group
Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return
FCM
Farallon Capital Management San Francisco, California $17.5B AUM 50.95% 1-Year Est. Return
AIMCA
Alberta Investment Management Corp (AIMCo) Edmonton, Alberta, Canada $16.7B AUM 23.27% 1-Year Est. Return

Caption Management's Q3 2023 Portfolio in Review

As of Q3 2023, Caption Management held 1,654 positions worth $6.49B, up 15% from $5.65B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management deployed $1.01B of net new capital in Q3 2023, opening 595 new positions and adding to 238 existing holdings. Its largest new stake was Citigroup: 1,727,200 shares worth $71M.

By sector, the portfolio is most concentrated in Healthcare at 2.4% of assets, down from 2.6% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Spectrum Brands, an estimated $12.2M trimmed.

  • Caption Management's largest Q3 2023 buy was Citigroup: 1,727,200 shares worth $71M.
  • Caption Management added most to Lockheed Martin in Q3 2023, an estimated $17.5M increase.
  • Caption Management's biggest Q3 2023 reduction was Spectrum Brands, cutting an estimated $12.2M.
  • Caption Management fully exited World Wrestling Entertainment in Q3 2023, selling an estimated $20.2M.
  • Caption Management's ten largest holdings make up 14% of its $6.49B portfolio in Q3 2023.
  • Caption Management opened 595 new positions and closed 414 in Q3 2023.
  • Caption Management's portfolio value rose 15% quarter-over-quarter to $6.49B.

Based on Caption Management's 13F filing for Q3 2023, filed 14 Nov 2023.