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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
+30.39%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$4.39B
AUM Growth
+$111M
Cap. Flow
-$575M
Cap. Flow %
-13.12%
Top 10 Hldgs %
14.05%
Holding
1,400
New
403
Increased
168
Reduced
199
Closed
465

Top Buys

Rank Stock Value
1
TECK icon
Teck Resources
TECK
+$13.2M
2
GE icon
GE Aerospace
GE
+$11.9M
3
DBA icon
Invesco DB Agriculture Fund
DBA
+$10.8M
4
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
+$10.3M
5
SBNY
Signature Bank
SBNY
+$8.05M

Top Sells

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$24M
2
AEO icon
American Eagle Outfitters
AEO
+$16.5M
3
ADBE icon
Adobe
ADBE
+$15M
4
PFE icon
Pfizer
PFE
+$13.7M
5
LHCG
LHC Group LLC
LHCG
+$12.5M

Sector Composition

Rank Sector Weight
1 Healthcare 3.21%
2 Consumer Discretionary 3.05%
3 Technology 2.58%
4 Industrials 1.15%
5 Materials 1.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CC icon
401
PUT
Chemours
CC
$2.5B
$2.33M 0.05%
93,800
– –
WSC icon
402
CALL
WillScot Mobile Mini Holdings
WSC
$4.39B
$2.32M 0.05%
+100,000
New +$2.02M
BBIO icon
403
CALL
BridgeBio Pharma
BBIO
$15.7B
$2.31M 0.05%
32,500
+7,500
+30% +$362K
ARNA
404
CALL
DELISTED
Arena Pharmaceuticals Inc
ARNA
$2.31M 0.05%
30,100
+10,100
+51% +$757K
ARNA
405
PUT
DELISTED
Arena Pharmaceuticals Inc
ARNA
$2.31M 0.05%
30,100
+10,100
+51% +$757K
ARWR icon
406
PUT
Arrowhead Research
ARWR
$11.9B
$2.3M 0.05%
+30,000
New +$1.92M
AMBA icon
407
CALL
Ambarella
AMBA
$3.77B
$2.29M 0.05%
25,000
– –
VLDR
408
PUT
DELISTED
Velodyne Lidar, Inc. Common Stock
VLDR
$2.28M 0.05%
+100,000
New +$1.7M
MIME
409
DELISTED
Mimecast Limited
MIME
$2.27M 0.05%
+40,000
New +$1.85M
WBD icon
410
PUT
Warner Bros
WBD
$65.9B
$2.26M 0.05%
75,000
– –
MLKN icon
411
MillerKnoll
MLKN
$1.53B
$2.24M 0.05%
66,200
+61,700
+1,371% +$2.15M
B
412
CALL
Barrick Mining
B
$61.5B
$2.22M 0.05%
97,500
– –
FATE icon
413
CALL
Fate Therapeutics
FATE
$286M
$2.22M 0.05%
24,400
+4,400
+22% +$273K
FATE icon
414
PUT
Fate Therapeutics
FATE
$286M
$2.22M 0.05%
+24,400
New +$1.52M
AOUT icon
415
PUT
American Outdoor Brands
AOUT
$155M
$2.21M 0.05%
+130,000
New +$1.96M
BXMT icon
416
CALL
Blackstone Mortgage Trust
BXMT
$2.45B
$2.21M 0.05%
80,400
– –
TRIL
417
PUT
DELISTED
Trillium Therapeutics Inc.
TRIL
$2.21M 0.05%
+150,000
New +$2.16M
WMB icon
418
CALL
Williams Companies
WMB
$87.5B
$2.19M 0.05%
+109,500
New +$2.22M
SWIR
419
CALL
DELISTED
Sierra Wireless
SWIR
$2.19M 0.05%
+150,100
New +$1.88M
KL
420
CALL
DELISTED
Kirkland Lake Gold Ltd Ordinary
KL
$2.17M 0.05%
52,500
– –
CALM icon
421
Cal-Maine
CALM
$4.12B
$2.14M 0.05%
57,100
+46,525
+440% +$1.79M
THS
422
CALL
DELISTED
Treehouse Foods
THS
$2.12M 0.05%
+50,000
New +$2.03M
FTAI icon
423
FTAI Aviation
FTAI
$21.1B
$2.11M 0.05%
105,390
+101,994
+3,003% +$1.7M
GM icon
424
PUT
General Motors
GM
$80.4B
$2.08M 0.05%
+50,000
New +$1.94M
RIG icon
425
CALL
Transocean
RIG
$5.89B
$2.08M 0.05%
900,000
-725,000
-45% -$1.07M
15 16
17
18 19

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PP
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VMPIC
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BCIM
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BBA
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Macquarie Group
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FCM
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AIMCA
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Caption Management's Q4 2020 Portfolio in Review

As of Q4 2020, Caption Management held 1,400 positions worth $4.39B, up 2.6% from $4.28B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management withdrew a net $575M in Q4 2020, closing 465 positions and reducing 199 holdings. Its most notable exit was Adobe, an estimated $15M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 3.2% of assets, up from 2.8% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, Caption Management opened a new position in GE Aerospace worth $14.3M.

  • Caption Management's largest Q4 2020 buy was GE Aerospace: 264,797 shares worth $14.3M.
  • Caption Management added most to Teck Resources in Q4 2020, an estimated $13.2M increase.
  • Caption Management's biggest Q4 2020 reduction was Amazon, cutting an estimated $24M.
  • Caption Management fully exited Adobe in Q4 2020, selling an estimated $15M.
  • Caption Management's ten largest holdings make up 14% of its $4.39B portfolio in Q4 2020.
  • Caption Management opened 403 new positions and closed 465 in Q4 2020.
  • Caption Management's portfolio value rose 2.6% quarter-over-quarter to $4.39B.

Based on Caption Management's 13F filing for Q4 2020, filed 16 Feb 2021.