CM

Caption Management Portfolio holdings

AUM $1.72B
1-Year Est. Return 7.75%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+7.75%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$469M
AUM Growth
+$153M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
645
New
Increased
Reduced
Closed

Top Buys

1
+$22M
2
+$11.9M
3
+$9.51M
4
AXSM icon
Axsome Therapeutics
AXSM
+$9.14M
5
CZR icon
Caesars Entertainment
CZR
+$7.71M

Top Sells

1
+$22.3M
2
+$8.74M
3
+$6.68M
4
TRGP icon
Targa Resources
TRGP
+$5.92M
5
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
+$5.44M

Sector Composition

1 Healthcare 36.44%
2 Consumer Discretionary 14.16%
3 Technology 12.68%
4 Financials 6.55%
5 Energy 5.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
401
– –
-4,000
402
– –
0
403
– –
0
404
– –
-50,000
405
– –
0
406
– –
-85,000
407
– –
-17,040
408
– –
0
409
– –
0
410
– –
-12,500
411
– –
-55,000
412
– –
-28,700
413
– –
0
414
– –
-17,500
415
– –
-8,000
416
– –
0
417
– –
0
418
– –
0
419
– –
-7,100
420
– –
-10,000
421
– –
0
422
– –
0
423
– –
0
424
– –
0
425
– –
0
15 16
17
18 19