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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
-3.11%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$6.49B
AUM Growth
+$847M
Cap. Flow
+$1.01B
Cap. Flow %
15.59%
Top 10 Hldgs %
14.48%
Holding
1,654
New
595
Increased
238
Reduced
232
Closed
414

Top Buys

Rank Stock Value
1
C icon
Citigroup
C
+$75.8M
2
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$49.9M
3
ONON icon
On Holding
ONON
+$19.3M
4
LMT icon
Lockheed Martin
LMT
+$17.5M
5
NEE icon
NextEra Energy
NEE
+$14.3M

Top Sells

Rank Stock Value
1
WWE
World Wrestling Entertainment
WWE
+$20.2M
2
ATVI
Activision Blizzard
ATVI
+$12.8M
3
SPB icon
Spectrum Brands
SPB
+$12.2M
4
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$11.6M
5
SGEN
Seagen Inc. Common Stock
SGEN
+$11.1M

Sector Composition

Rank Sector Weight
1 Healthcare 2.4%
2 Technology 1.47%
3 Consumer Discretionary 1.45%
4 Financials 1.41%
5 Industrials 1.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OPCH icon
376
Option Care Health
OPCH
$3.45B
$4.05M 0.06%
125,300
-211,326
-63% -$7.12M
TMO icon
377
Thermo Fisher Scientific
TMO
$213B
$4.05M 0.06%
+8,000
New +$4.26M
PII icon
378
PUT
Polaris
PII
$3.82B
$4.02M 0.06%
+38,600
New +$4.59M
AMLX icon
379
CALL
Amylyx Pharmaceuticals
AMLX
$2.26B
$4M 0.06%
218,600
-357,100
-62% -$7.55M
IHI icon
380
PUT
iShares US Medical Devices ETF
IHI
$3.13B
$4M 0.06%
+82,500
New +$4.39M
ZYXI
381
PUT
DELISTED
Zynex
ZYXI
$4M 0.06%
+500,000
New +$4.18M
IOVA icon
382
CALL
Iovance Biotherapeutics
IOVA
$1.82B
$3.98M 0.06%
874,300
+844,300
+2,814% +$5.51M
IEP icon
383
PUT
Icahn Enterprises
IEP
$5.24B
$3.95M 0.06%
+199,900
New +$5.05M
ICE icon
384
Intercontinental Exchange
ICE
$85.6B
$3.92M 0.06%
+35,663
New +$4.09M
NXST icon
385
PUT
Nexstar Media Group
NXST
$5.82B
$3.91M 0.06%
+27,300
New +$4.43M
KALV
386
CALL
DELISTED
KalVista Pharmaceuticals
KALV
$3.85M 0.06%
+400,300
New +$4.09M
NRG icon
387
PUT
NRG Energy
NRG
$28.3B
$3.85M 0.06%
100,000
+25,000
+33% +$946K
REPL icon
388
PUT
Replimune Group
REPL
$941M
$3.85M 0.06%
+225,000
New +$4.42M
FSLY icon
389
PUT
Fastly Inc
FSLY
$3.55B
$3.83M 0.06%
+200,000
New +$3.9M
EXEL icon
390
CALL
Exelixis
EXEL
$13.3B
$3.83M 0.06%
175,400
+145,400
+485% +$3.04M
APP icon
391
CALL
Applovin
APP
$133B
$3.83M 0.06%
95,800
+80,000
+506% +$2.84M
MCD icon
392
McDonald's
MCD
$192B
$3.79M 0.06%
14,400
+13,400
+1,340% +$3.82M
TBCH
393
CALL
Turtle Beach Corp
TBCH
$243M
$3.78M 0.06%
416,000
+271,400
+188% +$2.91M
VTRS icon
394
CALL
Viatris
VTRS
$20.4B
$3.77M 0.06%
382,500
– –
TEVA icon
395
Teva Pharmaceuticals
TEVA
$40.8B
$3.77M 0.06%
369,461
+13,471
+4% +$125K
ETRN
396
CALL
DELISTED
Equitrans Midstream Corporation Common Stock
ETRN
$3.75M 0.06%
400,000
-230,000
-37% -$2.19M
GEHC icon
397
PUT
GE HealthCare
GEHC
$30.7B
$3.74M 0.06%
+55,000
New +$4M
ENVX icon
398
CALL
Enovix
ENVX
$892M
$3.73M 0.06%
340,000
-205,714
-38% -$2.94M
ROIV icon
399
CALL
Roivant Sciences
ROIV
$24.5B
$3.73M 0.06%
+319,300
New +$3.61M
TVTX icon
400
CALL
Travere Therapeutics
TVTX
$5.2B
$3.73M 0.06%
+417,000
New +$5.88M
14 15
16
17 18

Similar funds

ASRS
Arizona State Retirement System Phoenix, Arizona $17.1B AUM 30.52% 1-Year Est. Return
PP
Prudential plc London, England, United Kingdom $17.1B AUM 15.7% 1-Year Est. Return
VMPIC
Varma Mutual Pension Insurance Co Helsinki, Finland $17B AUM 24.09% 1-Year Est. Return
BCIM
British Columbia Investment Management Victoria, British Columbia, Canada $17B AUM 31.69% 1-Year Est. Return
BBA
Baker Bros. Advisors New York $17.4B AUM 131.5% 1-Year Est. Return
Macquarie Group
Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return
FCM
Farallon Capital Management San Francisco, California $17.5B AUM 50.95% 1-Year Est. Return
AIMCA
Alberta Investment Management Corp (AIMCo) Edmonton, Alberta, Canada $16.7B AUM 23.27% 1-Year Est. Return

Caption Management's Q3 2023 Portfolio in Review

As of Q3 2023, Caption Management held 1,654 positions worth $6.49B, up 15% from $5.65B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management deployed $1.01B of net new capital in Q3 2023, opening 595 new positions and adding to 238 existing holdings. Its largest new stake was Citigroup: 1,727,200 shares worth $71M.

By sector, the portfolio is most concentrated in Healthcare at 2.4% of assets, down from 2.6% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Spectrum Brands, an estimated $12.2M trimmed.

  • Caption Management's largest Q3 2023 buy was Citigroup: 1,727,200 shares worth $71M.
  • Caption Management added most to Lockheed Martin in Q3 2023, an estimated $17.5M increase.
  • Caption Management's biggest Q3 2023 reduction was Spectrum Brands, cutting an estimated $12.2M.
  • Caption Management fully exited World Wrestling Entertainment in Q3 2023, selling an estimated $20.2M.
  • Caption Management's ten largest holdings make up 14% of its $6.49B portfolio in Q3 2023.
  • Caption Management opened 595 new positions and closed 414 in Q3 2023.
  • Caption Management's portfolio value rose 15% quarter-over-quarter to $6.49B.

Based on Caption Management's 13F filing for Q3 2023, filed 14 Nov 2023.