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Caption Management Portfolio holdings

AUM $21.5B
1-Year Est. Return 81.81%
This Fund
S&P 500
This Quarter Est. Return
+13.77%
1 Year Est. Return
+81.81%
3 Year Est. Return
+226.72%
5 Year Est. Return
+294.21%
10 Year Est. Return
–
AUM
$6.41B
AUM Growth
-$838M
Cap. Flow
+$4.26M
Cap. Flow %
0.07%
Top 10 Hldgs %
13.63%
Holding
1,903
New
444
Increased
263
Reduced
318
Closed
672

Top Buys

Rank Stock Value
1
PMT
PennyMac Mortgage Investment
PMT
+$19.7M
2
BMY icon
Bristol-Myers Squibb
BMY
+$17M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$13.6M
4
EVA
Enviva Inc.
EVA
+$8.45M
5
APA icon
APA Corp
APA
+$7.51M

Top Sells

Rank Stock Value
1
PBR icon
Petrobras
PBR
+$43.9M
2
UAN icon
CVR Partners
UAN
+$26M
3
ZM icon
Zoom
ZM
+$12.1M
4
EQT icon
EQT Corp
EQT
+$12M
5
PING
Ping Identity Holding Corp.
PING
+$6.13M

Sector Composition

Rank Sector Weight
1 Miscellaneous 91.14%
2 Healthcare 2.61%
3 Energy 1.26%
4 Technology 1.15%
5 Consumer Discretionary 0.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GSK icon
376
CALL
GSK
GSK
$100B
$3.87M 0.06%
110,000
+60,000
+120% +$2M
AHCO icon
377
CALL
AdaptHealth
AHCO
$776M
$3.86M 0.06%
201,000
+1,000
+0.5% +$21.1K
LVS icon
378
CALL
Las Vegas Sands
LVS
$26.7B
$3.85M 0.06%
80,000
+30,000
+60% +$1.27M
VOYA icon
379
CALL
Voya Financial
VOYA
$9.28B
$3.84M 0.06%
+62,500
New +$4M
AX icon
380
PUT
Axos Financial
AX
$5.26B
$3.82M 0.06%
100,000
-200,000
-67% -$7.62M
GLNG icon
381
CALL
Golar LNG
GLNG
$5.14B
$3.81M 0.06%
+167,300
New +$4.19M
FCX icon
382
PUT
Freeport-McMoran
FCX
$99.6B
$3.8M 0.06%
+100,000
New +$3.5M
AKAM icon
383
PUT
Akamai
AKAM
$15.1B
$3.79M 0.06%
45,000
-17,000
-27% -$1.48M
DXC icon
384
CALL
DXC Technology
DXC
$1.92B
$3.79M 0.06%
+143,100
New +$3.98M
WB icon
385
Weibo
WB
$1.62B
$3.79M 0.06%
198,273
+60,773
+44% +$916K
AER icon
386
CALL
AerCap
AER
$21.7B
$3.79M 0.06%
65,000
-125,000
-66% -$6.91M
UAL icon
387
CALL
United Airlines
UAL
$34.7B
$3.77M 0.06%
100,000
– –
PATH icon
388
CALL
UiPath
PATH
$7.42B
$3.76M 0.06%
+295,500
New +$3.65M
PRKS icon
389
CALL
United Parks & Resorts
PRKS
$1.63B
$3.75M 0.06%
+70,000
New +$3.75M
TEVA icon
390
Teva Pharmaceutical Industries Limited
TEVA
$45.8B
$3.74M 0.06%
410,000
-472,115
-54% -$4.12M
QCOM icon
391
CALL
Qualcomm
QCOM
$201B
$3.74M 0.06%
34,000
– –
VIPS icon
392
PUT
Vipshop
VIPS
$5.75B
$3.71M 0.06%
271,800
– –
RCL icon
393
CALL
Royal Caribbean
RCL
$66.7B
$3.71M 0.06%
75,000
– –
OLN icon
394
PUT
Olin
OLN
$1.95B
$3.71M 0.06%
+70,000
New +$3.72M
ESTC icon
395
CALL
Elastic
ESTC
$8.94B
$3.69M 0.06%
+71,700
New +$4.3M
BHC icon
396
PUT
Bausch Health
BHC
$2.12B
$3.68M 0.06%
586,500
+443,800
+311% +$3.1M
GES
397
CALL
DELISTED
Guess Inc
GES
$3.64M 0.06%
+176,000
New +$3.24M
APLS
398
PUT
DELISTED
Apellis Pharmaceuticals
APLS
$3.62M 0.06%
+70,000
New +$3.71M
AMBP icon
399
CALL
Ardagh Metal Packaging
AMBP
$2.87B
$3.61M 0.06%
+750,000
New +$3.44M
MRNA icon
400
CALL
Moderna
MRNA
$57.4B
$3.59M 0.06%
+20,000
New +$3.27M
14 15
16
17 18

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BPA
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Caption Management's Q4 2022 Portfolio in Review

As of Q4 2022, Caption Management held 1,903 positions worth $6.41B, down 12% from $7.25B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management's Q4 2022 filing shows 444 new, 263 increased, 318 reduced and 672 closed positions. Its largest new stake was PennyMac Mortgage Investment: 1,448,050 shares worth $17.9M. The largest sale was Petrobras, an estimated $43.9M.

By sector, the portfolio is most concentrated in Miscellaneous at 91% of assets, down from 92% a quarter earlier, followed by Healthcare and Energy.

  • Caption Management's largest Q4 2022 buy was PennyMac Mortgage Investment: 1,448,050 shares worth $17.9M.
  • Caption Management added most to State Street SPDR S&P Biotech ETF in Q4 2022, an estimated $13.6M increase.
  • Caption Management's biggest Q4 2022 reduction was EQT Corp, cutting an estimated $12M.
  • Caption Management fully exited Petrobras in Q4 2022, selling an estimated $43.9M.
  • Caption Management's ten largest holdings make up 14% of its $6.41B portfolio in Q4 2022.
  • Caption Management opened 444 new positions and closed 672 in Q4 2022.
  • Caption Management's portfolio value fell 12% quarter-over-quarter to $6.41B.

Based on Caption Management's 13F filing for Q4 2022, filed 14 Feb 2023.