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Caption Management Portfolio holdings
AUM
$17.1B
1-Year Est. Return
70.99%
This Fund
S&P 500
This Quarter
Est. Return
-2%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$8.75B
AUM Growth
+$1.09B
(+14%)
Cap. Flow
+$1.62B
Cap. Flow
% of AUM
18.52%
Top 10 Holdings %
Top 10 Hldgs %
11.21%
Holding
1,949
New
703
Increased
293
Reduced
258
Closed
492
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Petrobras
PBR
|
+$43.8M |
| 2 |
Charter Communications
CHTR
|
+$30.5M |
| 3 |
X
US Steel
X
|
+$28.3M |
| 4 |
STMP
Stamps.com, Inc.
STMP
|
+$22.8M |
| 5 |
INOV
Inovalon Holdings, Inc. Class A Common Stock
INOV
|
+$19.1M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Darden Restaurants
DRI
|
+$71.1M |
| 2 |
Wayfair
W
|
+$40.2M |
| 3 |
Horizon Kinetics Inflation Beneficiaries ETF
INFL
|
+$20.8M |
| 4 |
RAPT
RAPT Therapeutics
RAPT
|
+$13.9M |
| 5 |
NCR Voyix
VYX
|
+$10.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 3.49% |
| 2 | Consumer Discretionary | 2.52% |
| 3 | Materials | 1.97% |
| 4 | Energy | 1.87% |
| 5 | Technology | 1.65% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
376
Baidu
BIDU
$37.7B
| $6M | 0.07% |
+39,000
| New | +$6.41M |
|
|
ZNGA
377
PUT
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
| $5.99M | 0.07% |
+795,000
| New | +$7.22M |
|
|
BLDP
378
PUT
Ballard Power Systems
BLDP
$805M
| $5.97M | 0.07% |
425,000
+400,000
| +1,600% | +$6.34M |
|
379
PUT
Alibaba
BABA
$293B
| $5.92M | 0.07% |
+40,000
| New | +$7.28M |
|
380
PUT
VanEck Gold Miners ETF
GDX
$22.7B
| $5.89M | 0.07% |
+200,000
| New | +$6.52M |
|
381
PUT
Teladoc Health
TDOC
$1.22B
| $5.88M | 0.07% |
46,400
| – | – |
|
382
CALL
TripAdvisor
TRIP
$1.65B
| $5.88M | 0.07% |
173,600
+18,600
| +12% | +$667K |
|
383
Cameco
CCJ
$37.6B
| $5.87M | 0.07% |
270,000
+250,610
| +1,292% | +$4.74M |
|
384
CALL
Jazz Pharmaceuticals
JAZZ
$15.9B
| $5.86M | 0.07% |
45,000
-20,600
| -31% | -$3.11M |
|
385
CALL
Credit Acceptance
CACC
$5.95B
| $5.85M | 0.07% |
10,000
| – | – |
|
|
386
PUT
Credit Acceptance
CACC
$5.95B
| $5.85M | 0.07% |
10,000
| – | – |
|
|
ISEE
387
CALL
DELISTED
IVERIC bio, Inc. Common Stock
ISEE
| $5.79M | 0.07% |
+356,500
| New | +$3.88M |
|
388
CALL
Duke Energy
DUK
$97.8B
| $5.79M | 0.07% |
+59,300
| New | +$6.14M |
|
389
CALL
Sonos
SONO
$1.73B
| $5.78M | 0.07% |
178,700
-83,100
| -32% | -$2.99M |
|
|
390
Alibaba
BABA
$293B
| $5.77M | 0.07% |
39,000
+34,500
| +767% | +$6.28M |
|
391
CALL
Teradata
TDC
$2.92B
| $5.74M | 0.07% |
100,000
| – | – |
|
392
CALL
Quince Therapeutics
QNCX
$22.9M
| $5.73M | 0.07% |
+313
| New | +$4.98M |
|
393
PUT
Omeros
OMER
$857M
| $5.72M | 0.07% |
415,000
+140,000
| +51% | +$2.1M |
|
394
CALL
NRG Energy
NRG
$28.3B
| $5.72M | 0.07% |
140,000
-205,900
| -60% | -$8.76M |
|
395
CALL
Analog Devices
ADI
$179B
| $5.71M | 0.07% |
+34,100
| New | +$5.72M |
|
|
396
PUT
Analog Devices
ADI
$179B
| $5.71M | 0.07% |
+34,100
| New | +$5.72M |
|
397
PUT
Axsome Therapeutics
AXSM
$11.2B
| $5.7M | 0.07% |
+173,000
| New | +$6.74M |
|
|
HSII
398
CALL
DELISTED
Heidrick & Struggles
HSII
| $5.7M | 0.07% |
+127,700
| New | +$5.38M |
|
399
Best Buy
BBY
$18.2B
| $5.7M | 0.07% |
+53,902
| New | +$6.06M |
|
400
PUT
Lam Research
LRCX
$367B
| $5.69M | 0.07% |
+100,000
| New | +$6.08M |
|
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Caption Management's Q3 2021 Portfolio in Review
As of Q3 2021, Caption Management held 1,949 positions worth $8.75B, up 14% from $7.66B the previous quarter. Its ten largest holdings account for 11% of the portfolio.
Caption Management deployed $1.62B of net new capital in Q3 2021, opening 703 new positions and adding to 293 existing holdings. Its largest new stake was Petrobras: 4,114,400 shares worth $42.5M.
By sector, the portfolio is most concentrated in Healthcare at 3.5% of assets, up from 3.5% a quarter earlier, followed by Consumer Discretionary and Materials.
On the sell side, the largest reduction was Wayfair, an estimated $40.2M trimmed.
- Caption Management's largest Q3 2021 buy was Petrobras: 4,114,400 shares worth $42.5M.
- Caption Management added most to Stamps.com, Inc. in Q3 2021, an estimated $22.8M increase.
- Caption Management's biggest Q3 2021 reduction was Wayfair, cutting an estimated $40.2M.
- Caption Management fully exited Darden Restaurants in Q3 2021, selling an estimated $71.1M.
- Caption Management's ten largest holdings make up 11% of its $8.75B portfolio in Q3 2021.
- Caption Management opened 703 new positions and closed 492 in Q3 2021.
- Caption Management's portfolio value rose 14% quarter-over-quarter to $8.75B.
Based on Caption Management's 13F filing for Q3 2021, filed 12 Nov 2021.