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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
+30.39%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$4.39B
AUM Growth
+$111M
Cap. Flow
-$575M
Cap. Flow %
-13.12%
Top 10 Hldgs %
14.05%
Holding
1,400
New
403
Increased
168
Reduced
199
Closed
465

Top Buys

Rank Stock Value
1
TECK icon
Teck Resources
TECK
+$13.2M
2
GE icon
GE Aerospace
GE
+$11.9M
3
DBA icon
Invesco DB Agriculture Fund
DBA
+$10.8M
4
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
+$10.3M
5
SBNY
Signature Bank
SBNY
+$8.05M

Top Sells

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$24M
2
AEO icon
American Eagle Outfitters
AEO
+$16.5M
3
ADBE icon
Adobe
ADBE
+$15M
4
PFE icon
Pfizer
PFE
+$13.7M
5
LHCG
LHC Group LLC
LHCG
+$12.5M

Sector Composition

Rank Sector Weight
1 Healthcare 3.21%
2 Consumer Discretionary 3.05%
3 Technology 2.58%
4 Industrials 1.15%
5 Materials 1.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZTO icon
376
ZTO Express
ZTO
$18.3B
$2.58M 0.06%
+88,521
New +$2.6M
SLM icon
377
SLM Corp
SLM
$4.89B
$2.55M 0.06%
+206,000
New +$2.17M
IONS icon
378
Ionis Pharmaceuticals
IONS
$8.6B
$2.55M 0.06%
45,127
-79,873
-64% -$3.98M
UBER icon
379
PUT
Uber
UBER
$143B
$2.55M 0.06%
50,000
-50,000
-50% -$2.24M
TMX
380
CALL
DELISTED
Terminix Global Holdings, Inc.
TMX
$2.55M 0.06%
+50,000
New +$2.41M
VIPS icon
381
Vipshop
VIPS
$7.37B
$2.52M 0.06%
89,683
-25,717
-22% -$570K
DELL icon
382
CALL
Dell
DELL
$262B
$2.52M 0.06%
+67,674
New +$2.36M
VTRS icon
383
PUT
Viatris
VTRS
$20.4B
$2.51M 0.06%
134,000
– –
DBRG icon
384
CALL
DigitalBridge
DBRG
$2.93B
$2.46M 0.06%
127,825
-184,800
-59% -$2.96M
KEY icon
385
CALL
KeyCorp
KEY
$24.2B
$2.46M 0.06%
150,000
– –
EDIT icon
386
CALL
Editas Medicine
EDIT
$396M
$2.45M 0.06%
35,000
+7,500
+27% +$308K
EVER icon
387
CALL
EverQuote
EVER
$892M
$2.43M 0.06%
+65,000
New +$2.46M
RCL icon
388
CALL
Royal Caribbean
RCL
$85.1B
$2.43M 0.06%
+32,500
New +$2.27M
MUR icon
389
CALL
Murphy Oil
MUR
$5.7B
$2.42M 0.06%
200,000
– –
HLT icon
390
PUT
Hilton Worldwide
HLT
$72.1B
$2.41M 0.06%
21,700
-159,800
-88% -$15.8M
ALLY icon
391
Ally Financial
ALLY
$13.2B
$2.41M 0.06%
67,600
+10,300
+18% +$312K
WWE
392
PUT
DELISTED
World Wrestling Entertainment
WWE
$2.4M 0.05%
+50,000
New +$2.1M
ERIC icon
393
PUT
Ericsson
ERIC
$32.2B
$2.39M 0.05%
+200,000
New +$2.34M
LKQ icon
394
CALL
LKQ Corp
LKQ
$5.68B
$2.38M 0.05%
67,500
– –
LKQ icon
395
PUT
LKQ Corp
LKQ
$5.68B
$2.38M 0.05%
67,500
– –
INMD icon
396
CALL
InMode
INMD
$870M
$2.37M 0.05%
+100,000
New +$2.11M
ZYME icon
397
PUT
Zymeworks
ZYME
$1.61B
$2.36M 0.05%
+50,000
New +$2.32M
LPLA icon
398
PUT
LPL Financial
LPLA
$28.3B
$2.35M 0.05%
+22,500
New +$2.02M
PZZA icon
399
PUT
Papa John's
PZZA
$984M
$2.33M 0.05%
27,500
– –
KSS icon
400
Kohl's
KSS
$2.17B
$2.33M 0.05%
57,200
-18,400
-24% -$535K
14 15
16
17 18

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PP
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VMPIC
Varma Mutual Pension Insurance Co Helsinki, Finland $17B AUM 24.09% 1-Year Est. Return
BCIM
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BBA
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Macquarie Group
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FCM
Farallon Capital Management San Francisco, California $17.5B AUM 50.95% 1-Year Est. Return
AIMCA
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Caption Management's Q4 2020 Portfolio in Review

As of Q4 2020, Caption Management held 1,400 positions worth $4.39B, up 2.6% from $4.28B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management withdrew a net $575M in Q4 2020, closing 465 positions and reducing 199 holdings. Its most notable exit was Adobe, an estimated $15M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 3.2% of assets, up from 2.8% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, Caption Management opened a new position in GE Aerospace worth $14.3M.

  • Caption Management's largest Q4 2020 buy was GE Aerospace: 264,797 shares worth $14.3M.
  • Caption Management added most to Teck Resources in Q4 2020, an estimated $13.2M increase.
  • Caption Management's biggest Q4 2020 reduction was Amazon, cutting an estimated $24M.
  • Caption Management fully exited Adobe in Q4 2020, selling an estimated $15M.
  • Caption Management's ten largest holdings make up 14% of its $4.39B portfolio in Q4 2020.
  • Caption Management opened 403 new positions and closed 465 in Q4 2020.
  • Caption Management's portfolio value rose 2.6% quarter-over-quarter to $4.39B.

Based on Caption Management's 13F filing for Q4 2020, filed 16 Feb 2021.