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Caption Management Portfolio holdings

AUM $21.5B
1-Year Est. Return 81.81%
This Fund
S&P 500
This Quarter Est. Return
+30.39%
1 Year Est. Return
+81.81%
3 Year Est. Return
+226.72%
5 Year Est. Return
+294.21%
10 Year Est. Return
–
AUM
$4.39B
AUM Growth
+$111M
Cap. Flow
-$124M
Cap. Flow %
-2.84%
Top 10 Hldgs %
14.05%
Holding
1,400
New
403
Increased
168
Reduced
199
Closed
465

Top Buys

Rank Stock Value
1
TECK icon
Teck Resources
TECK
+$13.2M
2
GE icon
GE Aerospace
GE
+$11.9M
3
DBA icon
Invesco DB Agriculture Fund
DBA
+$10.8M
4
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
+$10.3M
5
SBNY
Signature Bank
SBNY
+$8.05M

Top Sells

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$24M
2
AEO icon
American Eagle Outfitters
AEO
+$16.5M
3
ADBE icon
Adobe
ADBE
+$15M
4
PFE icon
Pfizer
PFE
+$13.7M
5
LHCG
LHC Group LLC
LHCG
+$12.5M

Sector Composition

Rank Sector Weight
1 Miscellaneous 86.75%
2 Healthcare 3.26%
3 Consumer Discretionary 3.05%
4 Technology 2.59%
5 Industrials 1.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZTO icon
376
ZTO Express
ZTO
$15.8B
$2.58M 0.06%
+88,521
New +$2.6M
SLM icon
377
SLM Corp
SLM
$4.73B
$2.55M 0.06%
+206,000
New +$2.17M
IONS icon
378
Ionis Pharmaceuticals
IONS
$7.71B
$2.55M 0.06%
45,127
-79,873
-64% -$3.98M
UBER icon
379
PUT
Uber
UBER
$145B
$2.55M 0.06%
50,000
-50,000
-50% -$2.24M
TMX
380
CALL
DELISTED
Terminix Global Holdings, Inc.
TMX
$2.55M 0.06%
+50,000
New +$2.41M
VIPS icon
381
Vipshop
VIPS
$5.86B
$2.52M 0.06%
89,683
-25,717
-22% -$570K
DELL icon
382
CALL
Dell
DELL
$372B
$2.52M 0.06%
+67,674
New +$2.36M
VTRS icon
383
PUT
Viatris
VTRS
$19.7B
$2.51M 0.06%
134,000
– –
DBRG icon
384
CALL
DigitalBridge
DBRG
$2.98B
$2.46M 0.06%
127,825
-184,800
-59% -$2.96M
KEY icon
385
CALL
KeyCorp
KEY
$22.5B
$2.46M 0.06%
150,000
– –
EDIT icon
386
CALL
Editas Medicine
EDIT
$435M
$2.45M 0.06%
35,000
+7,500
+27% +$308K
EVER icon
387
CALL
EverQuote
EVER
$822M
$2.43M 0.06%
+65,000
New +$2.46M
RCL icon
388
CALL
Royal Caribbean
RCL
$67.5B
$2.43M 0.06%
+32,500
New +$2.27M
MUR icon
389
CALL
Murphy Oil
MUR
$5.41B
$2.42M 0.06%
200,000
– –
HLT icon
390
PUT
Hilton Worldwide
HLT
$68.7B
$2.41M 0.06%
21,700
-159,800
-88% -$15.8M
ALLY icon
391
Ally Financial
ALLY
$12.4B
$2.41M 0.06%
67,600
+10,300
+18% +$312K
WWE
392
PUT
DELISTED
World Wrestling Entertainment
WWE
$2.4M 0.05%
+50,000
New +$2.1M
ERIC icon
393
PUT
Ericsson
ERIC
$33.6B
$2.39M 0.05%
+200,000
New +$2.34M
LKQ icon
394
CALL
LKQ Corp
LKQ
$6.05B
$2.38M 0.05%
67,500
– –
LKQ icon
395
PUT
LKQ Corp
LKQ
$6.05B
$2.38M 0.05%
67,500
– –
INMD icon
396
CALL
InMode
INMD
$842M
$2.37M 0.05%
+100,000
New +$2.11M
ZYME icon
397
PUT
Zymeworks
ZYME
$1.98B
$2.36M 0.05%
+50,000
New +$2.32M
LPLA icon
398
PUT
LPL Financial
LPLA
$26.1B
$2.35M 0.05%
+22,500
New +$2.02M
PZZA icon
399
PUT
Papa John's
PZZA
$671M
$2.33M 0.05%
27,500
– –
KSS icon
400
Kohl's
KSS
$1.92B
$2.33M 0.05%
57,200
-18,400
-24% -$535K
14 15
16
17 18

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Caption Management's Q4 2020 Portfolio in Review

As of Q4 2020, Caption Management held 1,400 positions worth $4.39B, up 2.6% from $4.28B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management's Q4 2020 filing shows 403 new, 168 increased, 199 reduced and 465 closed positions. Its largest new stake was GE Aerospace: 264,797 shares worth $14.3M. The largest sale was Amazon, an estimated $24M.

By sector, the portfolio is most concentrated in Miscellaneous at 87% of assets, up from 85% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Caption Management's largest Q4 2020 buy was GE Aerospace: 264,797 shares worth $14.3M.
  • Caption Management added most to Teck Resources in Q4 2020, an estimated $13.2M increase.
  • Caption Management's biggest Q4 2020 reduction was Amazon, cutting an estimated $24M.
  • Caption Management fully exited Adobe in Q4 2020, selling an estimated $15M.
  • Caption Management's ten largest holdings make up 14% of its $4.39B portfolio in Q4 2020.
  • Caption Management opened 403 new positions and closed 465 in Q4 2020.
  • Caption Management's portfolio value rose 2.6% quarter-over-quarter to $4.39B.

Based on Caption Management's 13F filing for Q4 2020, filed 16 Feb 2021.