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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
-3.11%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$6.49B
AUM Growth
+$847M
Cap. Flow
+$1.01B
Cap. Flow %
15.59%
Top 10 Hldgs %
14.48%
Holding
1,654
New
595
Increased
238
Reduced
232
Closed
414

Top Buys

Rank Stock Value
1
C icon
Citigroup
C
+$75.8M
2
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$49.9M
3
ONON icon
On Holding
ONON
+$19.3M
4
LMT icon
Lockheed Martin
LMT
+$17.5M
5
NEE icon
NextEra Energy
NEE
+$14.3M

Top Sells

Rank Stock Value
1
WWE
World Wrestling Entertainment
WWE
+$20.2M
2
ATVI
Activision Blizzard
ATVI
+$12.8M
3
SPB icon
Spectrum Brands
SPB
+$12.2M
4
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$11.6M
5
SGEN
Seagen Inc. Common Stock
SGEN
+$11.1M

Sector Composition

Rank Sector Weight
1 Healthcare 2.4%
2 Technology 1.47%
3 Consumer Discretionary 1.45%
4 Financials 1.41%
5 Industrials 1.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CRSP icon
351
CALL
CRISPR Therapeutics
CRSP
$4.73B
$4.42M 0.07%
97,300
-63,000
-39% -$3.25M
MSGS icon
352
PUT
Madison Square Garden
MSGS
$9.48B
$4.41M 0.07%
+25,000
New +$4.7M
AZN icon
353
CALL
AstraZeneca
AZN
$263B
$4.4M 0.07%
32,500
+17,500
+117% +$2.39M
GEN icon
354
PUT
Gen Digital
GEN
$16.4B
$4.39M 0.07%
248,500
-1,500
-0.6% -$29.3K
BMO icon
355
PUT
Bank of Montreal
BMO
$126B
$4.39M 0.07%
+52,000
New +$4.57M
PYPL icon
356
CALL
PayPal
PYPL
$48.9B
$4.38M 0.07%
75,000
+5,000
+7% +$326K
MOO icon
357
PUT
VanEck Agribusiness ETF
MOO
$972M
$4.38M 0.07%
55,700
-55,500
-50% -$4.62M
MSOS icon
358
PUT
AdvisorShares Pure US Cannabis ETF
MSOS
$858M
$4.37M 0.07%
+550,000
New +$3.47M
MED icon
359
PUT
Medifast
MED
$109M
$4.36M 0.07%
+58,300
New +$5.17M
SGRY icon
360
PUT
Surgery Partners
SGRY
$2.01B
$4.36M 0.07%
149,000
– –
BAX icon
361
PUT
Baxter International
BAX
$13.5B
$4.31M 0.07%
114,100
+69,100
+154% +$2.94M
BX icon
362
CALL
Blackstone
BX
$102B
$4.29M 0.07%
+40,000
New +$4.17M
CAL icon
363
CALL
Caleres
CAL
$431M
$4.27M 0.07%
+148,600
New +$3.94M
DIS icon
364
CALL
Walt Disney
DIS
$167B
$4.26M 0.07%
52,500
– –
AMLX icon
365
PUT
Amylyx Pharmaceuticals
AMLX
$2.26B
$4.17M 0.06%
227,800
+53,800
+31% +$1.14M
EW icon
366
PUT
Edwards Lifesciences
EW
$49.6B
$4.16M 0.06%
+60,000
New +$4.82M
URNM icon
367
Sprott Uranium Miners ETF
URNM
$1.76B
$4.13M 0.06%
+87,491
New +$3.3M
WWD icon
368
CALL
Woodward
WWD
$21.3B
$4.11M 0.06%
+33,100
New +$4.13M
Z icon
369
PUT
Zillow
Z
$7.79B
$4.11M 0.06%
89,000
– –
TEVA icon
370
PUT
Teva Pharmaceuticals
TEVA
$40.8B
$4.11M 0.06%
402,700
+8,600
+2% +$80.1K
SGML icon
371
Sigma Lithium
SGML
$1.11B
$4.1M 0.06%
126,500
+122,000
+2,711% +$4.37M
GNRC icon
372
Generac Holdings
GNRC
$11.6B
$4.1M 0.06%
+37,653
New +$4.66M
TAP icon
373
PUT
Molson Coors Class B
TAP
$7.79B
$4.1M 0.06%
+64,500
New +$4.2M
HLF icon
374
CALL
Herbalife
HLF
$1.29B
$4.08M 0.06%
291,800
-191,800
-40% -$2.9M
WPC icon
375
W.P. Carey
WPC
$16.8B
$4.06M 0.06%
+76,575
New +$4.91M
13 14
15
16 17

Similar funds

ASRS
Arizona State Retirement System Phoenix, Arizona $17.1B AUM 30.52% 1-Year Est. Return
PP
Prudential plc London, England, United Kingdom $17.1B AUM 15.7% 1-Year Est. Return
VMPIC
Varma Mutual Pension Insurance Co Helsinki, Finland $17B AUM 24.09% 1-Year Est. Return
BCIM
British Columbia Investment Management Victoria, British Columbia, Canada $17B AUM 31.69% 1-Year Est. Return
BBA
Baker Bros. Advisors New York $17.4B AUM 131.5% 1-Year Est. Return
Macquarie Group
Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return
FCM
Farallon Capital Management San Francisco, California $17.5B AUM 50.95% 1-Year Est. Return
AIMCA
Alberta Investment Management Corp (AIMCo) Edmonton, Alberta, Canada $16.7B AUM 23.27% 1-Year Est. Return

Caption Management's Q3 2023 Portfolio in Review

As of Q3 2023, Caption Management held 1,654 positions worth $6.49B, up 15% from $5.65B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management deployed $1.01B of net new capital in Q3 2023, opening 595 new positions and adding to 238 existing holdings. Its largest new stake was Citigroup: 1,727,200 shares worth $71M.

By sector, the portfolio is most concentrated in Healthcare at 2.4% of assets, down from 2.6% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Spectrum Brands, an estimated $12.2M trimmed.

  • Caption Management's largest Q3 2023 buy was Citigroup: 1,727,200 shares worth $71M.
  • Caption Management added most to Lockheed Martin in Q3 2023, an estimated $17.5M increase.
  • Caption Management's biggest Q3 2023 reduction was Spectrum Brands, cutting an estimated $12.2M.
  • Caption Management fully exited World Wrestling Entertainment in Q3 2023, selling an estimated $20.2M.
  • Caption Management's ten largest holdings make up 14% of its $6.49B portfolio in Q3 2023.
  • Caption Management opened 595 new positions and closed 414 in Q3 2023.
  • Caption Management's portfolio value rose 15% quarter-over-quarter to $6.49B.

Based on Caption Management's 13F filing for Q3 2023, filed 14 Nov 2023.