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Caption Management Portfolio holdings

AUM $21.5B
1-Year Est. Return 81.81%
This Fund
S&P 500
This Quarter Est. Return
+13.77%
1 Year Est. Return
+81.81%
3 Year Est. Return
+226.72%
5 Year Est. Return
+294.21%
10 Year Est. Return
–
AUM
$6.41B
AUM Growth
-$838M
Cap. Flow
+$4.26M
Cap. Flow %
0.07%
Top 10 Hldgs %
13.63%
Holding
1,903
New
444
Increased
263
Reduced
318
Closed
672

Top Buys

Rank Stock Value
1
PMT
PennyMac Mortgage Investment
PMT
+$19.7M
2
BMY icon
Bristol-Myers Squibb
BMY
+$17M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$13.6M
4
EVA
Enviva Inc.
EVA
+$8.45M
5
APA icon
APA Corp
APA
+$7.51M

Top Sells

Rank Stock Value
1
PBR icon
Petrobras
PBR
+$43.9M
2
UAN icon
CVR Partners
UAN
+$26M
3
ZM icon
Zoom
ZM
+$12.1M
4
EQT icon
EQT Corp
EQT
+$12M
5
PING
Ping Identity Holding Corp.
PING
+$6.13M

Sector Composition

Rank Sector Weight
1 Miscellaneous 91.14%
2 Healthcare 2.61%
3 Energy 1.26%
4 Technology 1.15%
5 Consumer Discretionary 0.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVCR icon
351
CALL
NovoCure
NVCR
$1.88B
$4.14M 0.06%
+56,500
New +$4.25M
BBD icon
352
Banco Bradesco
BBD
$37B
$4.14M 0.06%
1,436,527
+696,527
+94% +$2.26M
RNW icon
353
PUT
ReNew
RNW
$2.49B
$4.13M 0.06%
751,000
+445,900
+146% +$2.6M
UBER icon
354
PUT
Uber
UBER
$146B
$4.11M 0.06%
166,000
+81,000
+95% +$2.22M
AEL
355
PUT
DELISTED
American Equity Investment Life Holding Company
AEL
$4.1M 0.06%
+89,900
New +$3.62M
ARQT icon
356
CALL
Arcutis Biotherapeutics
ARQT
$2.96B
$4.08M 0.06%
276,000
+211,000
+325% +$3.69M
XOP icon
357
PUT
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$4.19B
$4.08M 0.06%
30,000
– –
CNK icon
358
PUT
Cinemark Holdings
CNK
$3.93B
$4.07M 0.06%
470,000
+420,000
+840% +$4.73M
CTLT
359
CALL
DELISTED
CATALENT, INC.
CTLT
$4.05M 0.06%
+90,000
New +$4.89M
KNX icon
360
PUT
Knight Transportation
KNX
$11.1B
$4.05M 0.06%
+77,200
New +$3.99M
NCNO icon
361
CALL
nCino
NCNO
$2.32B
$4.03M 0.06%
+152,600
New +$4.29M
NCNO icon
362
PUT
nCino
NCNO
$2.32B
$4.03M 0.06%
+152,600
New +$4.29M
BBW icon
363
PUT
Build-A-Bear
BBW
$317M
$4.02M 0.06%
+168,800
New +$3.25M
BILL icon
364
CALL
BILL Holdings
BILL
$4.26B
$4.02M 0.06%
+36,900
New +$4.43M
ZS icon
365
CALL
Zscaler
ZS
$31.6B
$3.99M 0.06%
+35,700
New +$4.85M
VRE
366
CALL
DELISTED
Veris Residential
VRE
$3.98M 0.06%
+250,000
New +$3.69M
BABA icon
367
CALL
Alibaba
BABA
$272B
$3.96M 0.06%
+45,000
New +$3.55M
CPNG icon
368
CALL
Coupang
CPNG
$26.4B
$3.96M 0.06%
269,000
+138,000
+105% +$2.44M
NTNX icon
369
CALL
Nutanix
NTNX
$18.4B
$3.95M 0.06%
151,700
+66,700
+78% +$1.82M
ALGN icon
370
CALL
Align Technology
ALGN
$10.4B
$3.94M 0.06%
+18,700
New +$3.74M
PPLI
371
PUT
People Inc
PPLI
$2.85B
$3.88M 0.06%
106,663
+51,808
+94% +$2.05M
WSM icon
372
CALL
Williams-Sonoma
WSM
$26.1B
$3.88M 0.06%
67,600
– –
AU icon
373
CALL
AngloGold Ashanti
AU
$50.9B
$3.88M 0.06%
200,000
– –
FANG icon
374
PUT
Diamondback Energy
FANG
$59.2B
$3.87M 0.06%
28,300
-460,400
-94% -$67.3M
AFRM icon
375
PUT
Affirm
AFRM
$24.3B
$3.87M 0.06%
400,000
-10,000
-2% -$151K
13 14
15
16 17

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AWM
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LCIP
Life Cycle Investment Partners London $21.4B AUM
BPA
Beacon Pointe Advisors Newport Beach, California $21.5B AUM 23.65% 1-Year Est. Return
SA
Sanctuary Advisors Indianapolis, Indiana $21.6B AUM 28.31% 1-Year Est. Return
AA
ALPS Advisors Denver, Colorado $21.3B AUM 23.41% 1-Year Est. Return
RAM
Resona Asset Management Koto-Ku,tokyo, Japan $21.3B AUM 36.92% 1-Year Est. Return
FCM
Farallon Capital Management San Francisco, California $21.7B AUM 79.24% 1-Year Est. Return
BG
Bahl & Gaynor Cincinnati, Ohio $21.7B AUM 30.58% 1-Year Est. Return

Caption Management's Q4 2022 Portfolio in Review

As of Q4 2022, Caption Management held 1,903 positions worth $6.41B, down 12% from $7.25B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management's Q4 2022 filing shows 444 new, 263 increased, 318 reduced and 672 closed positions. Its largest new stake was PennyMac Mortgage Investment: 1,448,050 shares worth $17.9M. The largest sale was Petrobras, an estimated $43.9M.

By sector, the portfolio is most concentrated in Miscellaneous at 91% of assets, down from 92% a quarter earlier, followed by Healthcare and Energy.

  • Caption Management's largest Q4 2022 buy was PennyMac Mortgage Investment: 1,448,050 shares worth $17.9M.
  • Caption Management added most to State Street SPDR S&P Biotech ETF in Q4 2022, an estimated $13.6M increase.
  • Caption Management's biggest Q4 2022 reduction was EQT Corp, cutting an estimated $12M.
  • Caption Management fully exited Petrobras in Q4 2022, selling an estimated $43.9M.
  • Caption Management's ten largest holdings make up 14% of its $6.41B portfolio in Q4 2022.
  • Caption Management opened 444 new positions and closed 672 in Q4 2022.
  • Caption Management's portfolio value fell 12% quarter-over-quarter to $6.41B.

Based on Caption Management's 13F filing for Q4 2022, filed 14 Feb 2023.