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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
+30.39%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$4.39B
AUM Growth
+$111M
Cap. Flow
-$575M
Cap. Flow %
-13.12%
Top 10 Hldgs %
14.05%
Holding
1,400
New
403
Increased
168
Reduced
199
Closed
465

Top Buys

Rank Stock Value
1
TECK icon
Teck Resources
TECK
+$13.2M
2
GE icon
GE Aerospace
GE
+$11.9M
3
DBA icon
Invesco DB Agriculture Fund
DBA
+$10.8M
4
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
+$10.3M
5
SBNY
Signature Bank
SBNY
+$8.05M

Top Sells

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$24M
2
AEO icon
American Eagle Outfitters
AEO
+$16.5M
3
ADBE icon
Adobe
ADBE
+$15M
4
PFE icon
Pfizer
PFE
+$13.7M
5
LHCG
LHC Group LLC
LHCG
+$12.5M

Sector Composition

Rank Sector Weight
1 Healthcare 3.21%
2 Consumer Discretionary 3.05%
3 Technology 2.58%
4 Industrials 1.15%
5 Materials 1.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLF icon
351
PUT
Cleveland-Cliffs
CLF
$6.57B
$2.91M 0.07%
+200,000
New +$2.02M
IFF icon
352
International Flavors & Fragrances
IFF
$20.2B
$2.9M 0.07%
+26,600
New +$2.99M
ARMK icon
353
Aramark
ARMK
$15B
$2.89M 0.07%
103,875
-13,850
-12% -$332K
CRM icon
354
CALL
Salesforce
CRM
$151B
$2.87M 0.07%
12,900
-305,000
-96% -$74.2M
BE icon
355
CALL
Bloom Energy
BE
$60.6B
$2.87M 0.07%
100,000
– –
QURE icon
356
uniQure
QURE
$3.03B
$2.86M 0.07%
79,094
-50,906
-39% -$2.15M
LKFT
357
Lakefront Biotherapeutics American Depositary Shares
LKFT
$1.78B
$2.82M 0.06%
+28,500
New +$3.49M
RL icon
358
PUT
Ralph Lauren
RL
$22.6B
$2.8M 0.06%
+27,000
New +$2.26M
CSTM icon
359
Constellium
CSTM
$3.76B
$2.8M 0.06%
200,000
+196,000
+4,900% +$2.21M
MTOR
360
CALL
DELISTED
MERITOR, Inc.
MTOR
$2.79M 0.06%
+100,000
New +$2.64M
MGNI icon
361
CALL
Magnite
MGNI
$2.76B
$2.76M 0.06%
90,000
-10,000
-10% -$151K
KMI icon
362
CALL
Kinder Morgan
KMI
$71.7B
$2.73M 0.06%
200,000
– –
PDD icon
363
Pinduoduo
PDD
$126B
$2.73M 0.06%
15,375
-53,425
-78% -$6.39M
CHEF icon
364
Chefs' Warehouse
CHEF
$4.71B
$2.73M 0.06%
+106,178
New +$2.09M
PVH icon
365
PVH
PVH
$4B
$2.72M 0.06%
+29,000
New +$2.21M
GLNG icon
366
PUT
Golar LNG
GLNG
$5B
$2.72M 0.06%
282,000
– –
DX
367
CALL
Dynex Capital
DX
$3.15B
$2.67M 0.06%
150,000
-75,000
-33% -$1.28M
DX
368
PUT
Dynex Capital
DX
$3.15B
$2.67M 0.06%
150,000
– –
ADAM
369
PUT
Adamas Trust
ADAM
$815M
$2.66M 0.06%
180,000
+78,750
+78% +$996K
AZN icon
370
PUT
AstraZeneca
AZN
$263B
$2.65M 0.06%
+26,550
New +$2.81M
IRM icon
371
CALL
Iron Mountain
IRM
$36.4B
$2.65M 0.06%
90,000
– –
AMX icon
372
CALL
America Movil
AMX
$76.1B
$2.65M 0.06%
182,000
+112,000
+160% +$1.52M
AR icon
373
CALL
Antero Resources
AR
$11.1B
$2.62M 0.06%
481,600
-200,000
-29% -$821K
GNTX icon
374
CALL
Gentex
GNTX
$4.97B
$2.6M 0.06%
+76,500
New +$2.36M
CGC
375
CALL
Canopy Growth
CGC
$387M
$2.59M 0.06%
10,530
+30
+0.3% +$6.84K
13 14
15
16 17

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PP
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VMPIC
Varma Mutual Pension Insurance Co Helsinki, Finland $17B AUM 24.09% 1-Year Est. Return
BCIM
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BBA
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Macquarie Group
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FCM
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AIMCA
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Caption Management's Q4 2020 Portfolio in Review

As of Q4 2020, Caption Management held 1,400 positions worth $4.39B, up 2.6% from $4.28B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management withdrew a net $575M in Q4 2020, closing 465 positions and reducing 199 holdings. Its most notable exit was Adobe, an estimated $15M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 3.2% of assets, up from 2.8% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, Caption Management opened a new position in GE Aerospace worth $14.3M.

  • Caption Management's largest Q4 2020 buy was GE Aerospace: 264,797 shares worth $14.3M.
  • Caption Management added most to Teck Resources in Q4 2020, an estimated $13.2M increase.
  • Caption Management's biggest Q4 2020 reduction was Amazon, cutting an estimated $24M.
  • Caption Management fully exited Adobe in Q4 2020, selling an estimated $15M.
  • Caption Management's ten largest holdings make up 14% of its $4.39B portfolio in Q4 2020.
  • Caption Management opened 403 new positions and closed 465 in Q4 2020.
  • Caption Management's portfolio value rose 2.6% quarter-over-quarter to $4.39B.

Based on Caption Management's 13F filing for Q4 2020, filed 16 Feb 2021.