CM

Caption Management Portfolio holdings

AUM $1.09B
1-Year Est. Return 4.13%
This Quarter Est. Return
1 Year Est. Return
+4.13%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$469M
AUM Growth
+$153M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
645
New
Increased
Reduced
Closed

Top Buys

1
+$22M
2
+$11.9M
3
+$9.51M
4
AXSM icon
Axsome Therapeutics
AXSM
+$9.14M
5
CZR icon
Caesars Entertainment
CZR
+$7.71M

Top Sells

1
+$22.3M
2
+$8.74M
3
+$6.68M
4
TRGP icon
Targa Resources
TRGP
+$5.92M
5
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
+$5.44M

Sector Composition

1 Healthcare 36.44%
2 Consumer Discretionary 14.16%
3 Technology 12.72%
4 Financials 6.55%
5 Energy 5.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
351
– –
-10,000
352
– –
0
353
– –
0
354
– –
0
355
– –
-49,568
356
– –
0
357
– –
-22,900
358
– –
0
359
– –
0
360
– –
0
361
– –
-67,200
362
– –
-20,000
363
– –
-97
364
– –
0
365
– –
0
366
– –
-15,000
367
– –
-25,800
368
– –
0
369
– –
0
370
– –
-26,650
371
– –
0
372
– –
0
373
– –
0
374
– –
0
375
– –
0
13 14
15
16 17