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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
+40.12%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$2.98B
AUM Growth
+$1.06B
Cap. Flow
+$658M
Cap. Flow %
22.1%
Top 10 Hldgs %
14.47%
Holding
1,103
New
423
Increased
157
Reduced
131
Closed
302

Top Buys

Rank Stock Value
1
QURE icon
uniQure
QURE
+$16.9M
2
TW icon
Tradeweb Markets
TW
+$11M
3
ON icon
ON Semiconductor
ON
+$8.24M
4
SAGE
Sage Therapeutics
SAGE
+$8.03M
5
INST
Instructure, Inc.
INST
+$6.85M

Top Sells

Rank Stock Value
1
PYPL icon
PayPal
PYPL
+$22.3M
2
MPC icon
Marathon Petroleum
MPC
+$9.07M
3
AXTA icon
Axalta
AXTA
+$6.53M
4
TRGP icon
Targa Resources
TRGP
+$5.63M
5
PLNT icon
Planet Fitness
PLNT
+$5.39M

Sector Composition

Rank Sector Weight
1 Healthcare 5.74%
2 Consumer Discretionary 2.23%
3 Technology 2%
4 Financials 1.03%
5 Energy 0.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVYA
351
CALL
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
$2.02M 0.07%
150,000
+85,000
+131% +$1.04M
AABA
352
PUT
DELISTED
Altaba Inc
AABA
$2.02M 0.07%
103,000
– –
EB
353
PUT
DELISTED
Eventbrite
EB
$2.02M 0.07%
100,000
+95,200
+1,983% +$1.82M
GGAL icon
354
PUT
Galicia Financial Group
GGAL
$7.99B
$1.98M 0.07%
122,000
– –
FATE icon
355
CALL
Fate Therapeutics
FATE
$286M
$1.96M 0.07%
+100,000
New +$1.59M
ANIK icon
356
PUT
Anika Therapeutics
ANIK
$258M
$1.96M 0.07%
37,700
-100,800
-73% -$5.86M
BWA icon
357
CALL
BorgWarner
BWA
$13.1B
$1.95M 0.07%
51,120
– –
BWA icon
358
PUT
BorgWarner
BWA
$13.1B
$1.95M 0.07%
51,120
– –
HUN icon
359
CALL
Huntsman Corp
HUN
$1.71B
$1.94M 0.07%
80,100
– –
KYNB
360
CALL
Kyntra Bio
KYNB
$27.2M
$1.93M 0.06%
+1,800
New +$1.84M
BOOT icon
361
PUT
Boot Barn
BOOT
$4.51B
$1.92M 0.06%
+43,000
New +$1.7M
WW
362
DELISTED
WW International
WW
$1.88M 0.06%
49,100
+45,300
+1,192% +$1.72M
CHRD icon
363
CALL
Chord Energy
CHRD
$7.9B
$1.88M 0.06%
+575,000
New +$1.65M
TPB icon
364
CALL
Turning Point Brands
TPB
$1.45B
$1.87M 0.06%
65,500
– –
TPB icon
365
Turning Point Brands
TPB
$1.45B
$1.87M 0.06%
65,500
+15,500
+31% +$388K
TPB icon
366
PUT
Turning Point Brands
TPB
$1.45B
$1.87M 0.06%
65,500
– –
XENT
367
CALL
DELISTED
Intersect ENT, Inc
XENT
$1.87M 0.06%
+75,000
New +$1.52M
BTU icon
368
CALL
Peabody Energy
BTU
$2.6B
$1.82M 0.06%
+200,000
New +$2.3M
WBD icon
369
PUT
Warner Bros
WBD
$65.9B
$1.82M 0.06%
55,500
– –
CRC
370
PUT
DELISTED
California Resources Corporation
CRC
$1.81M 0.06%
+200,000
New +$1.62M
WIFI
371
PUT
DELISTED
Boingo Wireless, Inc.
WIFI
$1.8M 0.06%
+164,300
New +$1.78M
HGV icon
372
Hilton Grand Vacations
HGV
$3.59B
$1.8M 0.06%
52,300
+17,300
+49% +$595K
XRX icon
373
PUT
Xerox
XRX
$387M
$1.8M 0.06%
48,700
-600
-1% -$21K
DBX icon
374
CALL
Dropbox
DBX
$7.6B
$1.79M 0.06%
100,000
-70,600
-41% -$1.33M
ESPR
375
PUT
DELISTED
Esperion Therapeutics
ESPR
$1.79M 0.06%
30,000
– –
13 14
15
16 17

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PP
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VMPIC
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BCIM
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BBA
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Macquarie Group
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FCM
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AIMCA
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Caption Management's Q4 2019 Portfolio in Review

As of Q4 2019, Caption Management held 1,103 positions worth $2.98B, up 55% from $1.92B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management deployed $658M of net new capital in Q4 2019, opening 423 new positions and adding to 157 existing holdings. Its largest new stake was Tradeweb Markets: 256,000 shares worth $11.9M.

By sector, the portfolio is most concentrated in Healthcare at 5.7% of assets, up from 4.6% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the largest reduction was Marathon Petroleum, an estimated $9.07M trimmed.

  • Caption Management's largest Q4 2019 buy was Tradeweb Markets: 256,000 shares worth $11.9M.
  • Caption Management added most to uniQure in Q4 2019, an estimated $16.9M increase.
  • Caption Management's biggest Q4 2019 reduction was Marathon Petroleum, cutting an estimated $9.07M.
  • Caption Management fully exited PayPal in Q4 2019, selling an estimated $22.3M.
  • Caption Management's ten largest holdings make up 14% of its $2.98B portfolio in Q4 2019.
  • Caption Management opened 423 new positions and closed 302 in Q4 2019.
  • Caption Management's portfolio value rose 55% quarter-over-quarter to $2.98B.

Based on Caption Management's 13F filing for Q4 2019, filed 13 Feb 2020.