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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
+13.77%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$6.41B
AUM Growth
-$838M
Cap. Flow
-$1.23B
Cap. Flow %
-19.2%
Top 10 Hldgs %
13.63%
Holding
1,903
New
444
Increased
263
Reduced
318
Closed
672

Top Buys

Rank Stock Value
1
PMT
PennyMac Mortgage Investment
PMT
+$19.7M
2
BMY icon
Bristol-Myers Squibb
BMY
+$17M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$13.6M
4
EVA
Enviva Inc.
EVA
+$8.45M
5
APA icon
APA Corp
APA
+$7.51M

Top Sells

Rank Stock Value
1
PBR icon
Petrobras
PBR
+$43.9M
2
UAN icon
CVR Partners
UAN
+$26M
3
ZM icon
Zoom
ZM
+$12.1M
4
EQT icon
EQT Corp
EQT
+$12M
5
PING
Ping Identity Holding Corp.
PING
+$6.13M

Sector Composition

Rank Sector Weight
1 Healthcare 2.55%
2 Energy 1.26%
3 Technology 1.15%
4 Consumer Discretionary 0.9%
5 Materials 0.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AZN icon
326
CALL
AstraZeneca
AZN
$263B
$4.53M 0.07%
33,400
-48,300
-59% -$6.06M
AZN icon
327
AstraZeneca
AZN
$263B
$4.49M 0.07%
33,100
+26,567
+407% +$3.33M
NRG icon
328
CALL
NRG Energy
NRG
$28.3B
$4.45M 0.07%
140,000
– –
SU icon
329
PUT
Suncor Energy
SU
$79.4B
$4.44M 0.07%
140,000
-115,000
-45% -$3.78M
U icon
330
PUT
Unity
U
$13.8B
$4.43M 0.07%
155,000
+135,000
+675% +$4.23M
HOG icon
331
PUT
Harley-Davidson
HOG
$2.58B
$4.42M 0.07%
+106,200
New +$4.52M
MOS icon
332
CALL
The Mosaic Company
MOS
$7.03B
$4.39M 0.07%
100,000
-10,000
-9% -$495K
CELH icon
333
CALL
Celsius Holdings
CELH
$7.47B
$4.37M 0.07%
126,000
– –
BMRN icon
334
CALL
BioMarin Pharmaceuticals
BMRN
$11.6B
$4.35M 0.07%
42,000
-18,000
-30% -$1.69M
SHLS icon
335
PUT
Shoals Technologies Group
SHLS
$1.47B
$4.32M 0.07%
175,000
– –
VTRS icon
336
CALL
Viatris
VTRS
$20.4B
$4.31M 0.07%
+387,500
New +$4.05M
CHWY icon
337
PUT
Chewy
CHWY
$9.25B
$4.26M 0.07%
115,000
– –
CL icon
338
Colgate-Palmolive
CL
$73.1B
$4.25M 0.07%
54,000
+14,000
+35% +$1.05M
STX icon
339
CALL
Seagate
STX
$194B
$4.25M 0.07%
80,800
+65,000
+411% +$3.46M
LHX icon
340
L3Harris
LHX
$51.6B
$4.25M 0.07%
+20,400
New +$4.6M
COIN icon
341
PUT
Coinbase
COIN
$38.5B
$4.25M 0.07%
+120,000
New +$6.32M
EQT icon
342
CALL
EQT Corp
EQT
$33.3B
$4.23M 0.07%
125,000
-135,000
-52% -$5.42M
GERN icon
343
Geron
GERN
$828M
$4.2M 0.07%
1,735,708
+727,510
+72% +$1.63M
HLF icon
344
Herbalife
HLF
$1.29B
$4.19M 0.07%
281,300
+156,300
+125% +$2.72M
VSTO
345
DELISTED
Vista Outdoor Inc.
VSTO
$4.16M 0.07%
170,900
+123,469
+260% +$3.25M
LKFT
346
CALL
Lakefront Biotherapeutics American Depositary Shares
LKFT
$1.78B
$4.16M 0.06%
+93,800
New +$3.95M
CLW icon
347
CALL
Clearwater Paper
CLW
$339M
$4.16M 0.06%
110,000
-27,000
-20% -$1.05M
SGRY icon
348
CALL
Surgery Partners
SGRY
$2.01B
$4.15M 0.06%
149,000
-248,700
-63% -$6.59M
SGRY icon
349
PUT
Surgery Partners
SGRY
$2.01B
$4.15M 0.06%
149,000
-99,000
-40% -$2.62M
BBD icon
350
PUT
Banco Bradesco
BBD
$38.2B
$4.15M 0.06%
1,440,400
-15,000
-1% -$48.6K
12 13
14
15 16

Similar funds

ASRS
Arizona State Retirement System Phoenix, Arizona $17.1B AUM 30.52% 1-Year Est. Return
PP
Prudential plc London, England, United Kingdom $17.1B AUM 15.7% 1-Year Est. Return
VMPIC
Varma Mutual Pension Insurance Co Helsinki, Finland $17B AUM 24.09% 1-Year Est. Return
BCIM
British Columbia Investment Management Victoria, British Columbia, Canada $17B AUM 31.69% 1-Year Est. Return
BBA
Baker Bros. Advisors New York $17.4B AUM 131.5% 1-Year Est. Return
Macquarie Group
Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return
FCM
Farallon Capital Management San Francisco, California $17.5B AUM 50.95% 1-Year Est. Return
AIMCA
Alberta Investment Management Corp (AIMCo) Edmonton, Alberta, Canada $16.7B AUM 23.27% 1-Year Est. Return

Caption Management's Q4 2022 Portfolio in Review

As of Q4 2022, Caption Management held 1,903 positions worth $6.41B, down 12% from $7.25B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management withdrew a net $1.23B in Q4 2022, closing 672 positions and reducing 318 holdings. Its most notable exit was Petrobras, an estimated $43.9M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 2.5% of assets, up from 1.5% a quarter earlier, followed by Energy and Technology.

Against the trend, Caption Management opened a new position in PennyMac Mortgage Investment worth $17.9M.

  • Caption Management's largest Q4 2022 buy was PennyMac Mortgage Investment: 1,448,050 shares worth $17.9M.
  • Caption Management added most to State Street SPDR S&P Biotech ETF in Q4 2022, an estimated $13.6M increase.
  • Caption Management's biggest Q4 2022 reduction was EQT Corp, cutting an estimated $12M.
  • Caption Management fully exited Petrobras in Q4 2022, selling an estimated $43.9M.
  • Caption Management's ten largest holdings make up 14% of its $6.41B portfolio in Q4 2022.
  • Caption Management opened 444 new positions and closed 672 in Q4 2022.
  • Caption Management's portfolio value fell 12% quarter-over-quarter to $6.41B.

Based on Caption Management's 13F filing for Q4 2022, filed 14 Feb 2023.