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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
+30.39%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$4.39B
AUM Growth
+$111M
Cap. Flow
-$575M
Cap. Flow %
-13.12%
Top 10 Hldgs %
14.05%
Holding
1,400
New
403
Increased
168
Reduced
199
Closed
465

Top Buys

Rank Stock Value
1
TECK icon
Teck Resources
TECK
+$13.2M
2
GE icon
GE Aerospace
GE
+$11.9M
3
DBA icon
Invesco DB Agriculture Fund
DBA
+$10.8M
4
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
+$10.3M
5
SBNY
Signature Bank
SBNY
+$8.05M

Top Sells

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$24M
2
AEO icon
American Eagle Outfitters
AEO
+$16.5M
3
ADBE icon
Adobe
ADBE
+$15M
4
PFE icon
Pfizer
PFE
+$13.7M
5
LHCG
LHC Group LLC
LHCG
+$12.5M

Sector Composition

Rank Sector Weight
1 Healthcare 3.21%
2 Consumer Discretionary 3.05%
3 Technology 2.58%
4 Industrials 1.15%
5 Materials 1.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KR icon
326
PUT
Kroger
KR
$35.4B
$3.18M 0.07%
+100,000
New +$3.24M
CYRX icon
327
PUT
CryoPort
CYRX
$761M
$3.15M 0.07%
+71,900
New +$3.42M
LYB icon
328
CALL
LyondellBasell Industries
LYB
$20B
$3.14M 0.07%
+34,300
New +$2.79M
DNLI icon
329
CALL
Denali Therapeutics
DNLI
$3.65B
$3.14M 0.07%
+37,500
New +$2.27M
DNLI icon
330
PUT
Denali Therapeutics
DNLI
$3.65B
$3.14M 0.07%
+37,500
New +$2.27M
GPRO icon
331
PUT
GoPro
GPRO
$130M
$3.13M 0.07%
378,000
-4,500
-1% -$32.4K
VCRA
332
CALL
DELISTED
VOCERA COMMUNICATIONS, INC.
VCRA
$3.12M 0.07%
+75,000
New +$2.57M
VCRA
333
PUT
DELISTED
VOCERA COMMUNICATIONS, INC.
VCRA
$3.12M 0.07%
+75,000
New +$2.57M
APHA
334
CALL
DELISTED
Aphria Inc. Common Shares
APHA
$3.08M 0.07%
445,200
– –
SNV
335
PUT
DELISTED
Synovus
SNV
$3.08M 0.07%
95,000
– –
MRNA icon
336
Moderna
MRNA
$21.8B
$3.06M 0.07%
+29,323
New +$2.97M
AUPH icon
337
PUT
Aurinia Pharmaceuticals
AUPH
$1.91B
$3.06M 0.07%
221,200
+11,200
+5% +$163K
CNK icon
338
CALL
Cinemark Holdings
CNK
$4.24B
$3.05M 0.07%
175,200
-91,800
-34% -$1.15M
CCL icon
339
PUT
Carnival Corporation Ltd
CCL
$38.1B
$3.03M 0.07%
140,000
-50,000
-26% -$889K
NOG icon
340
PUT
Northern Oil and Gas
NOG
$2.3B
$3M 0.07%
342,800
– –
EQT icon
341
CALL
EQT Corp
EQT
$33.3B
$2.99M 0.07%
235,000
– –
LVS icon
342
CALL
Las Vegas Sands
LVS
$31.7B
$2.98M 0.07%
50,000
– –
IRTC icon
343
PUT
iRhythm Holdings
IRTC
$3.85B
$2.96M 0.07%
+12,500
New +$2.85M
ZNGA
344
PUT
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$2.96M 0.07%
+300,000
New +$2.7M
WEN icon
345
CALL
Wendy's
WEN
$1.4B
$2.96M 0.07%
135,000
-7,500
-5% -$171K
WBT
346
DELISTED
Welbilt, Inc.
WBT
$2.96M 0.07%
223,847
+28,847
+15% +$259K
VST icon
347
CALL
Vistra
VST
$50B
$2.95M 0.07%
150,000
+100,000
+200% +$1.86M
KOD icon
348
CALL
Kodiak Sciences
KOD
$2.6B
$2.94M 0.07%
+20,000
New +$2.23M
ACIA
349
PUT
DELISTED
Acacia Communications Inc
ACIA
$2.92M 0.07%
+40,000
New +$2.77M
CXO
350
CALL
DELISTED
CONCHO RESOURCES INC.
CXO
$2.92M 0.07%
50,000
– –
12 13
14
15 16

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PP
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VMPIC
Varma Mutual Pension Insurance Co Helsinki, Finland $17B AUM 24.09% 1-Year Est. Return
BCIM
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BBA
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Macquarie Group
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FCM
Farallon Capital Management San Francisco, California $17.5B AUM 50.95% 1-Year Est. Return
AIMCA
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Caption Management's Q4 2020 Portfolio in Review

As of Q4 2020, Caption Management held 1,400 positions worth $4.39B, up 2.6% from $4.28B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management withdrew a net $575M in Q4 2020, closing 465 positions and reducing 199 holdings. Its most notable exit was Adobe, an estimated $15M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 3.2% of assets, up from 2.8% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, Caption Management opened a new position in GE Aerospace worth $14.3M.

  • Caption Management's largest Q4 2020 buy was GE Aerospace: 264,797 shares worth $14.3M.
  • Caption Management added most to Teck Resources in Q4 2020, an estimated $13.2M increase.
  • Caption Management's biggest Q4 2020 reduction was Amazon, cutting an estimated $24M.
  • Caption Management fully exited Adobe in Q4 2020, selling an estimated $15M.
  • Caption Management's ten largest holdings make up 14% of its $4.39B portfolio in Q4 2020.
  • Caption Management opened 403 new positions and closed 465 in Q4 2020.
  • Caption Management's portfolio value rose 2.6% quarter-over-quarter to $4.39B.

Based on Caption Management's 13F filing for Q4 2020, filed 16 Feb 2021.