CM

Caption Management Portfolio holdings

AUM $1.09B
1-Year Return 4.13%
This Quarter Return
+3.04%
1 Year Return
+4.13%
3 Year Return
+12.18%
5 Year Return
+25.84%
10 Year Return
–
AUM
$631M
AUM Growth
+$141M
Cap. Flow
+$76.7M
Cap. Flow %
12.17%
Top 10 Hldgs %
35.23%
Holding
801
New
181
Increased
75
Reduced
70
Closed
142

Top Buys

1
AMZN icon
Amazon
AMZN
$27.3M
2
CRM icon
Salesforce
CRM
$22.7M
3
ADBE icon
Adobe
ADBE
$15.3M
4
PFE icon
Pfizer
PFE
$13.7M
5
AEO icon
American Eagle Outfitters
AEO
$13.5M

Top Sells

1
SEDG icon
SolarEdge
SEDG
$17.6M
2
VSLR
VIVINT SOLAR, INC.
VSLR
$9.31M
3
HLT icon
Hilton Worldwide
HLT
$8.59M
4
IMMU
Immunomedics Inc
IMMU
$8.49M
5
MYOK
MyoKardia, Inc. Common Stock
MYOK
$8.21M

Sector Composition

1 Consumer Discretionary 32.49%
2 Healthcare 18.64%
3 Technology 18.2%
4 Industrials 6.27%
5 Communication Services 5.72%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BCLI
326
DELISTED
BRAINSTORM CELL THERAPUTC
BCLI
$24K ﹤0.01%
+93
New +$24K
PGEN icon
327
Precigen
PGEN
$1.3B
$22K ﹤0.01%
6,500
– –
CRC
328
DELISTED
California Resources Corporation
CRC
$14K ﹤0.01%
148,000
+55,000
+59% +$5.2K
EIX icon
329
Edison International
EIX
$21B
$10K ﹤0.01%
+200
New +$10K
MJ icon
330
Amplify Alternative Harvest ETF
MJ
$183M
$8K ﹤0.01%
+67
New +$8K
GLPI icon
331
Gaming and Leisure Properties
GLPI
$13.7B
$6K ﹤0.01%
145
-103,951
-100% -$4.3M
WES icon
332
Western Midstream Partners
WES
$14.5B
$1K ﹤0.01%
100
– –
SCPL
333
DELISTED
SciPlay Corporation Class A Common Stock
SCPL
– –
-100,000
Closed -$1.48M
RAD
334
DELISTED
Rite Aid Corporation
RAD
– –
0
– –
ZYNE
335
DELISTED
Zynerba Pharmaceuticals, Inc
ZYNE
– –
0
– –
NATI
336
DELISTED
National Instruments Corp
NATI
– –
0
– –
SDC
337
DELISTED
SmileDirectClub, Inc. Class A Common Stock
SDC
– –
-64
Closed -$1K
RETA
338
DELISTED
Reata Pharmaceuticals, Inc. Class A Common Stock
RETA
– –
-39,100
Closed -$6.1M
IDEX
339
DELISTED
Ideanomics, Inc. Common Stock
IDEX
– –
0
– –
AMRS
340
DELISTED
Amyris Inc.
AMRS
– –
0
– –
KDNY
341
DELISTED
Chinook Therapeutics, Inc. Common Stock
KDNY
– –
0
– –
UNVR
342
DELISTED
Univar Solutions Inc.
UNVR
– –
0
– –
HEXO
343
DELISTED
HEXO Corp. Common Shares
HEXO
– –
0
– –
BLCM
344
DELISTED
Bellicum Pharmaceuticals, Inc.
BLCM
– –
0
– –
MNTV
345
DELISTED
Momentive Global Inc. Common Stock
MNTV
– –
-182,840
Closed -$4.31M
AUY
346
DELISTED
Yamana Gold, Inc.
AUY
– –
0
– –
AIMC
347
DELISTED
Altra Industrial Motion Corp.
AIMC
– –
-30,575
Closed -$973K
SIOX
348
DELISTED
Sio Gene Therapies Inc. Common Stock
SIOX
– –
0
– –
IAA
349
DELISTED
IAA, Inc. Common Stock
IAA
– –
0
– –
ALBO
350
DELISTED
Albireo Pharma, Inc. Common Stock
ALBO
– –
0
– –
12 13
14
15 16