CM

Caption Management Portfolio holdings

AUM $1.09B
1-Year Return 4.13%
This Quarter Return
+6.32%
1 Year Return
+4.13%
3 Year Return
+12.18%
5 Year Return
+25.84%
10 Year Return
–
AUM
$469M
AUM Growth
+$153M
Cap. Flow
+$123M
Cap. Flow %
26.18%
Top 10 Hldgs %
27.55%
Holding
645
New
153
Increased
60
Reduced
58
Closed
120

Top Buys

1
QURE icon
uniQure
QURE
$22M
2
TW icon
Tradeweb Markets
TW
$11.9M
3
ON icon
ON Semiconductor
ON
$9.51M
4
AXSM icon
Axsome Therapeutics
AXSM
$9.14M
5
CZR icon
Caesars Entertainment
CZR
$7.71M

Top Sells

1
PYPL icon
PayPal
PYPL
$22.3M
2
MPC icon
Marathon Petroleum
MPC
$8.74M
3
AXTA icon
Axalta
AXTA
$6.68M
4
TRGP icon
Targa Resources
TRGP
$5.92M
5
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
$5.44M

Sector Composition

1 Healthcare 36.44%
2 Consumer Discretionary 14.16%
3 Technology 12.72%
4 Financials 6.55%
5 Energy 5.75%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CHS
326
DELISTED
Chicos FAS, Inc.
CHS
– –
-116,320
Closed -$468K
CORR
327
DELISTED
CorEnergy Infrastructure Trust, Inc.
CORR
– –
-3,400
Closed -$161K
APRN
328
DELISTED
Blue Apron Holdings, Inc. Class A Common Stock
APRN
– –
0
– –
TWNK
329
DELISTED
Hostess Brands, Inc. Class A Common Stock
TWNK
– –
0
– –
CEQP
330
DELISTED
Crestwood Equity Partners LP
CEQP
– –
0
– –
ZYNE
331
DELISTED
Zynerba Pharmaceuticals, Inc
ZYNE
– –
0
– –
SDC
332
DELISTED
SmileDirectClub, Inc. Class A Common Stock
SDC
– –
-45,000
Closed -$625K
UNVR
333
DELISTED
Univar Solutions Inc.
UNVR
– –
0
– –
COUP
334
DELISTED
Coupa Software Incorporated
COUP
– –
0
– –
MIC
335
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
– –
0
– –
CDK
336
DELISTED
CDK Global, Inc.
CDK
– –
0
– –
PLAN
337
DELISTED
Anaplan, Inc.
PLAN
– –
-60,000
Closed -$2.82M
XENT
338
DELISTED
Intersect ENT, Inc
XENT
– –
0
– –
HMHC
339
DELISTED
Houghton Mifflin Harcourt Company
HMHC
– –
0
– –
RESN
340
DELISTED
Resonant Inc.
RESN
– –
-100,000
Closed -$296K
VCRA
341
DELISTED
VOCERA COMMUNICATIONS, INC.
VCRA
– –
-200
Closed -$5K
XLRN
342
DELISTED
Acceleron Pharma Inc.
XLRN
– –
-25,000
Closed -$988K
XEC
343
DELISTED
CIMAREX ENERGY CO
XEC
– –
-40,000
Closed -$1.92M
SOGO
344
DELISTED
Sogou Inc. American Depositary Shares, each representing one Class A Ordinary Share
SOGO
– –
0
– –
KIN
345
DELISTED
Kindred Biosciences, Inc.
KIN
– –
-27,000
Closed -$185K
HOME
346
DELISTED
At Home Group Inc.
HOME
– –
-85,000
Closed -$818K
GRUB
347
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
– –
-2,000
Closed -$225K
CZZ
348
DELISTED
Cosan Limited
CZZ
– –
0
– –
ACIA
349
DELISTED
Acacia Communications, Inc. Common Stock
ACIA
– –
0
– –
FBM
350
DELISTED
Foundation Building Materials, Inc. Common Stock
FBM
– –
-149,400
Closed -$2.31M
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