CM

Caption Management Portfolio holdings

AUM $1.72B
1-Year Est. Return 7.75%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+7.75%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$602M
AUM Growth
-$28.6M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
809
New
Increased
Reduced
Closed

Top Buys

1
+$15.5M
2
+$14.3M
3
+$11.5M
4
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
+$10.4M
5
SBNY
Signature Bank
SBNY
+$10.4M

Top Sells

1
+$24.5M
2
+$19.7M
3
+$15.3M
4
PFE icon
Pfizer
PFE
+$13.7M
5
PTON icon
Peloton Interactive
PTON
+$13.1M

Sector Composition

1 Healthcare 23.36%
2 Consumer Discretionary 22.24%
3 Technology 18.81%
4 Industrials 8.36%
5 Materials 7.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
301
– –
0
302
– –
-4,400
303
– –
-8,000
304
– –
0
305
– –
0
306
– –
0
307
– –
0
308
– –
0
309
– –
0
310
– –
0
311
– –
-35,000
312
– –
-28,000
313
– –
0
314
– –
0
315
– –
-13,000
316
– –
0
317
– –
0
318
– –
0
319
– –
0
320
– –
-125,333
321
– –
0
322
– –
0
323
– –
-212,500
324
– –
0
325
– –
0
11 12
13
14 15