CM

Caption Management Portfolio holdings

AUM $1.09B
This Quarter Return
+11.07%
1 Year Return
+4.13%
3 Year Return
+12.18%
5 Year Return
+25.84%
10 Year Return
–
AUM
$490M
AUM Growth
+$490M
Cap. Flow
+$105M
Cap. Flow %
21.33%
Top 10 Hldgs %
28.85%
Holding
748
New
158
Increased
56
Reduced
63
Closed
167

Top Buys

1
W icon
Wayfair
W
$24M
2
SEDG icon
SolarEdge
SEDG
$20.6M
3
IONS icon
Ionis Pharmaceuticals
IONS
$9.33M
4
HLT icon
Hilton Worldwide
HLT
$8.59M
5
BMRN icon
BioMarin Pharmaceuticals
BMRN
$8.26M

Top Sells

1
CZR icon
Caesars Entertainment
CZR
$8.79M
2
EHC icon
Encompass Health
EHC
$5.83M
3
BC icon
Brunswick
BC
$5.57M
4
GE icon
GE Aerospace
GE
$5.26M
5
ICUI icon
ICU Medical
ICUI
$4.8M

Sector Composition

1 Healthcare 25.63%
2 Consumer Discretionary 25.58%
3 Technology 16.18%
4 Energy 5.49%
5 Industrials 4.65%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
HEXO
301
DELISTED
HEXO Corp. Common Shares
HEXO
– –
0
– –
DCP
302
DELISTED
DCP Midstream, LP
DCP
– –
-136,505
Closed -$556K
BLCM
303
DELISTED
Bellicum Pharmaceuticals, Inc.
BLCM
– –
0
– –
VNTR
304
DELISTED
Venator Materials PLC
VNTR
– –
-3,619
Closed -$6K
TA
305
DELISTED
TravelCenters of America LLC
TA
– –
-13,327
Closed -$131K
SIOX
306
DELISTED
Sio Gene Therapies Inc. Common Stock
SIOX
– –
-50,000
Closed -$122K
IAA
307
DELISTED
IAA, Inc. Common Stock
IAA
– –
0
– –
COUP
308
DELISTED
Coupa Software Incorporated
COUP
– –
0
– –
SRNE
309
DELISTED
Sorrento Therapeutics, Inc.
SRNE
– –
-81,800
Closed -$150K
ABMD
310
DELISTED
Abiomed Inc
ABMD
– –
0
– –
SWCH
311
DELISTED
Switch, Inc. Class A Common Stock
SWCH
– –
0
– –
PBFX
312
DELISTED
PBF LOGISTICS LP
PBFX
– –
0
– –
AERI
313
DELISTED
Aerie Pharmaceuticals, Inc.
AERI
– –
-80,000
Closed -$1.08M
TEN
314
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
– –
-23,200
Closed -$84K
CVET
315
DELISTED
Covetrus, Inc. Common Stock
CVET
– –
0
– –
MNDT
316
DELISTED
Mandiant, Inc. Common Stock
MNDT
– –
-80,000
Closed -$847K
RDUS
317
DELISTED
Radius Health, Inc.
RDUS
– –
0
– –
MTOR
318
DELISTED
MERITOR, Inc.
MTOR
– –
-142,707
Closed -$1.89M
TVTY
319
DELISTED
Tivity Health, Inc. Common Stock
TVTY
– –
0
– –
ZNGA
320
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
– –
0
– –
XENT
321
DELISTED
Intersect ENT, Inc
XENT
– –
0
– –
FOE
322
DELISTED
Ferro Corporation
FOE
– –
-12,000
Closed -$113K
HMHC
323
DELISTED
Houghton Mifflin Harcourt Company
HMHC
– –
0
– –
KL
324
DELISTED
Kirkland Lake Gold Ltd Ordinary
KL
– –
0
– –
RDS.B
325
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
– –
0
– –
11 12
13
14 15