CM

Caption Management Portfolio holdings

AUM $1.72B
1-Year Est. Return 7.75%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+7.75%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$307M
AUM Growth
-$162M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
727
New
Increased
Reduced
Closed

Top Buys

1
+$7.62M
2
+$6.26M
3
+$5.57M
4
ALXN
Alexion Pharmaceuticals
ALXN
+$5.41M
5
ICUI icon
ICU Medical
ICUI
+$4.8M

Top Sells

1
+$28.3M
2
+$11.9M
3
+$9.51M
4
QURE icon
uniQure
QURE
+$8.65M
5
INST
Instructure, Inc.
INST
+$7.04M

Sector Composition

1 Healthcare 27.97%
2 Consumer Discretionary 25.44%
3 Technology 10.37%
4 Industrials 8.67%
5 Energy 4.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
301
$4K ﹤0.01%
5,000
302
$2K ﹤0.01%
+41,100
303
$1K ﹤0.01%
+40
304
– –
-135,000
305
– –
0
306
– –
0
307
– –
-90,000
308
– –
0
309
– –
0
310
– –
-118,700
311
– –
-132,400
312
– –
0
313
– –
-105,000
314
– –
-29,900
315
– –
-8,145
316
– –
0
317
– –
0
318
– –
0
319
– –
0
320
– –
0
321
– –
0
322
– –
0
323
– –
0
324
– –
-4,000
325
– –
-146,000
11 12
13
14 15