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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
-3.11%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$6.49B
AUM Growth
+$847M
Cap. Flow
+$1.01B
Cap. Flow %
15.59%
Top 10 Hldgs %
14.48%
Holding
1,654
New
595
Increased
238
Reduced
232
Closed
414

Top Buys

Rank Stock Value
1
C icon
Citigroup
C
+$75.8M
2
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$49.9M
3
ONON icon
On Holding
ONON
+$19.3M
4
LMT icon
Lockheed Martin
LMT
+$17.5M
5
NEE icon
NextEra Energy
NEE
+$14.3M

Top Sells

Rank Stock Value
1
WWE
World Wrestling Entertainment
WWE
+$20.2M
2
ATVI
Activision Blizzard
ATVI
+$12.8M
3
SPB icon
Spectrum Brands
SPB
+$12.2M
4
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$11.6M
5
SGEN
Seagen Inc. Common Stock
SGEN
+$11.1M

Sector Composition

Rank Sector Weight
1 Healthcare 2.4%
2 Technology 1.47%
3 Consumer Discretionary 1.45%
4 Financials 1.41%
5 Industrials 1.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MASI
276
CALL
DELISTED
Masimo
MASI
$5.91M 0.09%
+67,400
New +$7.84M
MET icon
277
PUT
MetLife
MET
$61.9B
$5.87M 0.09%
93,300
– –
NUGT icon
278
PUT
Direxion Daily Gold Miners Index Bull 2X ETF
NUGT
$848M
$5.84M 0.09%
219,000
+1,500
+0.7% +$49.3K
SLB icon
279
PUT
SLB Ltd
SLB
$73.6B
$5.83M 0.09%
+100,000
New +$5.8M
SOVO
280
DELISTED
Sovos Brands, Inc. Common Stock
SOVO
$5.75M 0.09%
+255,000
New +$5.36M
VTLE
281
PUT
DELISTED
Vital Energy
VTLE
$5.74M 0.09%
+103,600
New +$5.56M
WOLF icon
282
CALL
Wolfspeed
WOLF
$1.23B
$5.74M 0.09%
150,600
+103,100
+217% +$5.4M
HE icon
283
CALL
Hawaiian Electric Industries
HE
$2.23B
$5.73M 0.09%
+465,400
New +$11.3M
ASPN icon
284
CALL
Aspen Aerogels
ASPN
$384M
$5.71M 0.09%
664,300
+424,300
+177% +$3.01M
AEHR icon
285
PUT
Aehr Test Systems
AEHR
$2.61B
$5.71M 0.09%
125,000
– –
KO icon
286
PUT
Coca-Cola
KO
$377B
$5.6M 0.09%
+100,000
New +$6M
UPS icon
287
United Parcel Service
UPS
$88.6B
$5.59M 0.09%
35,832
+25,432
+245% +$4.39M
DBI icon
288
Designer Brands
DBI
$307M
$5.58M 0.09%
440,800
+279,900
+174% +$2.99M
DAL icon
289
CALL
Delta Air Lines
DAL
$57.5B
$5.55M 0.09%
150,000
-80,900
-35% -$3.51M
MSM icon
290
CALL
MSC Industrial Direct
MSM
$6.89B
$5.53M 0.09%
+56,300
New +$5.56M
CLDX icon
291
CALL
Celldex Therapeutics
CLDX
$2.99B
$5.5M 0.08%
+200,000
New +$6.27M
KWEB icon
292
CALL
KraneShares CSI China Internet ETF
KWEB
$5.64B
$5.47M 0.08%
+200,000
New +$5.69M
GTM
293
CALL
ZoomInfo Technologies
GTM
$973M
$5.46M 0.08%
+332,900
New +$6.8M
BBIO icon
294
CALL
BridgeBio Pharma
BBIO
$15.7B
$5.45M 0.08%
206,700
-1,031,300
-83% -$29.3M
FLG
295
PUT
Flagstar Bank National Association
FLG
$5.93B
$5.42M 0.08%
159,333
+149,333
+1,493% +$5.4M
AEM icon
296
Agnico Eagle Mines
AEM
$73.6B
$5.41M 0.08%
118,995
+34,825
+41% +$1.71M
DXCM icon
297
PUT
DexCom
DXCM
$31.5B
$5.38M 0.08%
57,700
-30,000
-34% -$3.38M
CSCO icon
298
PUT
Cisco
CSCO
$457B
$5.38M 0.08%
100,000
– –
DELL icon
299
PUT
Dell
DELL
$262B
$5.37M 0.08%
+78,000
New +$4.65M
SRCL
300
CALL
DELISTED
Stericycle Inc
SRCL
$5.37M 0.08%
+120,000
New +$5.36M
10 11
12
13 14

Similar funds

ASRS
Arizona State Retirement System Phoenix, Arizona $17.1B AUM 30.52% 1-Year Est. Return
PP
Prudential plc London, England, United Kingdom $17.1B AUM 15.7% 1-Year Est. Return
VMPIC
Varma Mutual Pension Insurance Co Helsinki, Finland $17B AUM 24.09% 1-Year Est. Return
BCIM
British Columbia Investment Management Victoria, British Columbia, Canada $17B AUM 31.69% 1-Year Est. Return
BBA
Baker Bros. Advisors New York $17.4B AUM 131.5% 1-Year Est. Return
Macquarie Group
Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return
FCM
Farallon Capital Management San Francisco, California $17.5B AUM 50.95% 1-Year Est. Return
AIMCA
Alberta Investment Management Corp (AIMCo) Edmonton, Alberta, Canada $16.7B AUM 23.27% 1-Year Est. Return

Caption Management's Q3 2023 Portfolio in Review

As of Q3 2023, Caption Management held 1,654 positions worth $6.49B, up 15% from $5.65B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management deployed $1.01B of net new capital in Q3 2023, opening 595 new positions and adding to 238 existing holdings. Its largest new stake was Citigroup: 1,727,200 shares worth $71M.

By sector, the portfolio is most concentrated in Healthcare at 2.4% of assets, down from 2.6% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Spectrum Brands, an estimated $12.2M trimmed.

  • Caption Management's largest Q3 2023 buy was Citigroup: 1,727,200 shares worth $71M.
  • Caption Management added most to Lockheed Martin in Q3 2023, an estimated $17.5M increase.
  • Caption Management's biggest Q3 2023 reduction was Spectrum Brands, cutting an estimated $12.2M.
  • Caption Management fully exited World Wrestling Entertainment in Q3 2023, selling an estimated $20.2M.
  • Caption Management's ten largest holdings make up 14% of its $6.49B portfolio in Q3 2023.
  • Caption Management opened 595 new positions and closed 414 in Q3 2023.
  • Caption Management's portfolio value rose 15% quarter-over-quarter to $6.49B.

Based on Caption Management's 13F filing for Q3 2023, filed 14 Nov 2023.