We are live on ! Find out more
CM

Caption Management Portfolio holdings

AUM $21.5B
1-Year Est. Return 81.81%
This Fund
S&P 500
This Quarter Est. Return
+13.77%
1 Year Est. Return
+81.81%
3 Year Est. Return
+226.72%
5 Year Est. Return
+294.21%
10 Year Est. Return
–
AUM
$6.41B
AUM Growth
-$838M
Cap. Flow
+$4.26M
Cap. Flow %
0.07%
Top 10 Hldgs %
13.63%
Holding
1,903
New
444
Increased
263
Reduced
318
Closed
672

Top Buys

Rank Stock Value
1
PMT
PennyMac Mortgage Investment
PMT
+$19.7M
2
BMY icon
Bristol-Myers Squibb
BMY
+$17M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$13.6M
4
EVA
Enviva Inc.
EVA
+$8.45M
5
APA icon
APA Corp
APA
+$7.51M

Top Sells

Rank Stock Value
1
PBR icon
Petrobras
PBR
+$43.9M
2
UAN icon
CVR Partners
UAN
+$26M
3
ZM icon
Zoom
ZM
+$12.1M
4
EQT icon
EQT Corp
EQT
+$12M
5
PING
Ping Identity Holding Corp.
PING
+$6.13M

Sector Composition

Rank Sector Weight
1 Miscellaneous 91.14%
2 Healthcare 2.61%
3 Energy 1.26%
4 Technology 1.15%
5 Consumer Discretionary 0.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDB icon
276
CALL
MongoDB
MDB
$30.4B
$5.51M 0.09%
28,000
– –
TMO icon
277
CALL
Thermo Fisher Scientific
TMO
$237B
$5.51M 0.09%
10,000
– –
TMO icon
278
PUT
Thermo Fisher Scientific
TMO
$237B
$5.51M 0.09%
10,000
– –
NTR icon
279
PUT
Nutrien
NTR
$37.6B
$5.48M 0.09%
75,000
-8,000
-10% -$632K
KYMR icon
280
PUT
Kymera Therapeutics
KYMR
$9.41B
$5.45M 0.09%
+218,200
New +$5.82M
MDT icon
281
CALL
Medtronic
MDT
$120B
$5.39M 0.08%
69,300
– –
WIX icon
282
CALL
WIX.com
WIX
$3.46B
$5.38M 0.08%
+70,000
New +$5.65M
ADP icon
283
CALL
Automatic Data Processing
ADP
$110B
$5.37M 0.08%
+22,500
New +$5.52M
CAR icon
284
CALL
Avis
CAR
$4.19B
$5.33M 0.08%
+32,500
New +$6.52M
SOFI icon
285
PUT
SoFi Technologies
SOFI
$22B
$5.31M 0.08%
1,151,800
-598,200
-34% -$2.97M
TXT icon
286
PUT
Textron
TXT
$13.9B
$5.29M 0.08%
+74,700
New +$5.07M
PCVX icon
287
PUT
Vaxcyte
PCVX
$8.81B
$5.27M 0.08%
+110,000
New +$4.32M
VSTO
288
PUT
DELISTED
Vista Outdoor Inc.
VSTO
$5.26M 0.08%
216,000
-410,300
-66% -$10.8M
OKE icon
289
CALL
Oneok
OKE
$59.7B
$5.26M 0.08%
80,000
+15,000
+23% +$922K
SHOP icon
290
PUT
Shopify
SHOP
$167B
$5.21M 0.08%
+150,000
New +$5.12M
PSX icon
291
PUT
Phillips 66
PSX
$106B
$5.2M 0.08%
+50,000
New +$5.11M
NE icon
292
PUT
Noble Corp
NE
$7.43B
$5.2M 0.08%
+137,900
New +$4.9M
MPC icon
293
CALL
Marathon Petroleum
MPC
$115B
$5.18M 0.08%
44,500
– –
DOCU
294
CALL
DocuSign
DOCU
$13.4B
$5.18M 0.08%
93,400
+43,400
+87% +$2.11M
XLF icon
295
PUT
State Street Financial Select Sector SPDR ETF
XLF
$54.4B
$5.13M 0.08%
150,000
– –
MAR icon
296
PUT
Marriott International
MAR
$87.9B
$5.12M 0.08%
34,400
– –
HIBB
297
CALL
DELISTED
Hibbett, Inc. Common Stock
HIBB
$5.12M 0.08%
+75,000
New +$4.68M
VRNA
298
CALL
DELISTED
Verona Pharma
VRNA
$5.1M 0.08%
195,100
+120,100
+160% +$1.6M
TFC icon
299
CALL
Truist Financial
TFC
$61.6B
$5.08M 0.08%
118,100
– –
SMH icon
300
CALL
VanEck Semiconductor ETF
SMH
$67.1B
$5.07M 0.08%
50,000
– –
10 11
12
13 14

Similar funds

AWM
AE Wealth Management Topeka, Kansas $21.5B AUM 26.98% 1-Year Est. Return
LCIP
Life Cycle Investment Partners London $21.4B AUM
BPA
Beacon Pointe Advisors Newport Beach, California $21.5B AUM 23.65% 1-Year Est. Return
SA
Sanctuary Advisors Indianapolis, Indiana $21.6B AUM 28.31% 1-Year Est. Return
AA
ALPS Advisors Denver, Colorado $21.3B AUM 23.41% 1-Year Est. Return
RAM
Resona Asset Management Koto-Ku,tokyo, Japan $21.3B AUM 36.92% 1-Year Est. Return
FCM
Farallon Capital Management San Francisco, California $21.7B AUM 79.24% 1-Year Est. Return
BG
Bahl & Gaynor Cincinnati, Ohio $21.7B AUM 30.58% 1-Year Est. Return

Caption Management's Q4 2022 Portfolio in Review

As of Q4 2022, Caption Management held 1,903 positions worth $6.41B, down 12% from $7.25B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management's Q4 2022 filing shows 444 new, 263 increased, 318 reduced and 672 closed positions. Its largest new stake was PennyMac Mortgage Investment: 1,448,050 shares worth $17.9M. The largest sale was Petrobras, an estimated $43.9M.

By sector, the portfolio is most concentrated in Miscellaneous at 91% of assets, down from 92% a quarter earlier, followed by Healthcare and Energy.

  • Caption Management's largest Q4 2022 buy was PennyMac Mortgage Investment: 1,448,050 shares worth $17.9M.
  • Caption Management added most to State Street SPDR S&P Biotech ETF in Q4 2022, an estimated $13.6M increase.
  • Caption Management's biggest Q4 2022 reduction was EQT Corp, cutting an estimated $12M.
  • Caption Management fully exited Petrobras in Q4 2022, selling an estimated $43.9M.
  • Caption Management's ten largest holdings make up 14% of its $6.41B portfolio in Q4 2022.
  • Caption Management opened 444 new positions and closed 672 in Q4 2022.
  • Caption Management's portfolio value fell 12% quarter-over-quarter to $6.41B.

Based on Caption Management's 13F filing for Q4 2022, filed 14 Feb 2023.