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Caption Management Portfolio holdings
AUM
$17.1B
1-Year Est. Return
70.99%
This Fund
S&P 500
This Quarter
Est. Return
+13.77%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$6.41B
AUM Growth
-$838M
(-12%)
Cap. Flow
-$1.23B
Cap. Flow
% of AUM
-19.2%
Top 10 Holdings %
Top 10 Hldgs %
13.63%
Holding
1,903
New
444
Increased
263
Reduced
318
Closed
672
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
PMT
PennyMac Mortgage Investment
PMT
|
+$19.7M |
| 2 |
Bristol-Myers Squibb
BMY
|
+$17M |
| 3 |
State Street SPDR S&P Biotech ETF
XBI
|
+$13.6M |
| 4 |
EVA
Enviva Inc.
EVA
|
+$8.45M |
| 5 |
APA Corp
APA
|
+$7.51M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Petrobras
PBR
|
+$43.9M |
| 2 |
CVR Partners
UAN
|
+$26M |
| 3 |
Zoom
ZM
|
+$12.1M |
| 4 |
EQT Corp
EQT
|
+$12M |
| 5 |
PING
Ping Identity Holding Corp.
PING
|
+$6.13M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 2.55% |
| 2 | Energy | 1.26% |
| 3 | Technology | 1.15% |
| 4 | Consumer Discretionary | 0.9% |
| 5 | Materials | 0.62% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
276
CALL
MongoDB
MDB
$27.1B
| $5.51M | 0.09% |
28,000
| – | – |
|
277
CALL
Thermo Fisher Scientific
TMO
$213B
| $5.51M | 0.09% |
10,000
| – | – |
|
|
278
PUT
Thermo Fisher Scientific
TMO
$213B
| $5.51M | 0.09% |
10,000
| – | – |
|
279
PUT
Nutrien
NTR
$33.2B
| $5.48M | 0.09% |
75,000
-8,000
| -10% | -$632K |
|
280
PUT
Kymera Therapeutics
KYMR
$8.51B
| $5.45M | 0.09% |
+218,200
| New | +$5.82M |
|
281
CALL
Medtronic
MDT
$109B
| $5.39M | 0.08% |
69,300
| – | – |
|
282
CALL
WIX.com
WIX
$2.3B
| $5.38M | 0.08% |
+70,000
| New | +$5.65M |
|
283
CALL
Automatic Data Processing
ADP
$106B
| $5.37M | 0.08% |
+22,500
| New | +$5.52M |
|
284
CALL
Avis
CAR
$4.86B
| $5.33M | 0.08% |
+32,500
| New | +$6.52M |
|
285
PUT
SoFi Technologies
SOFI
$21B
| $5.31M | 0.08% |
1,151,800
-598,200
| -34% | -$2.97M |
|
286
PUT
Textron
TXT
$14.7B
| $5.29M | 0.08% |
+74,700
| New | +$5.07M |
|
287
PUT
Vaxcyte
PCVX
$7.81B
| $5.27M | 0.08% |
+110,000
| New | +$4.32M |
|
|
VSTO
288
PUT
DELISTED
Vista Outdoor Inc.
VSTO
| $5.26M | 0.08% |
216,000
-410,300
| -66% | -$10.8M |
|
289
CALL
Oneok
OKE
$57.2B
| $5.26M | 0.08% |
80,000
+15,000
| +23% | +$922K |
|
290
PUT
Shopify
SHOP
$152B
| $5.21M | 0.08% |
+150,000
| New | +$5.12M |
|
291
PUT
Phillips 66
PSX
$84.9B
| $5.2M | 0.08% |
+50,000
| New | +$5.11M |
|
292
PUT
Noble Corp
NE
$6.77B
| $5.2M | 0.08% |
+137,900
| New | +$4.9M |
|
293
CALL
Marathon Petroleum
MPC
$92.4B
| $5.18M | 0.08% |
44,500
| – | – |
|
|
DOCU
294
CALL
DocuSign
DOCU
$10.5B
| $5.18M | 0.08% |
93,400
+43,400
| +87% | +$2.11M |
|
295
PUT
State Street Financial Select Sector SPDR ETF
XLF
$56.7B
| $5.13M | 0.08% |
150,000
| – | – |
|
296
PUT
Marriott International
MAR
$98.3B
| $5.12M | 0.08% |
34,400
| – | – |
|
|
HIBB
297
CALL
DELISTED
Hibbett, Inc. Common Stock
HIBB
| $5.12M | 0.08% |
+75,000
| New | +$4.68M |
|
|
VRNA
298
CALL
DELISTED
Verona Pharma
VRNA
| $5.1M | 0.08% |
195,100
+120,100
| +160% | +$1.6M |
|
299
CALL
Truist Financial
TFC
$63.3B
| $5.08M | 0.08% |
118,100
| – | – |
|
300
CALL
VanEck Semiconductor ETF
SMH
$65.2B
| $5.07M | 0.08% |
50,000
| – | – |
|
Similar funds
ASRS
PP
VMPIC
BCIM
BBA
FCM
AIMCA
Caption Management's Q4 2022 Portfolio in Review
As of Q4 2022, Caption Management held 1,903 positions worth $6.41B, down 12% from $7.25B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
Caption Management withdrew a net $1.23B in Q4 2022, closing 672 positions and reducing 318 holdings. Its most notable exit was Petrobras, an estimated $43.9M position sold in full.
By sector, the portfolio is most concentrated in Healthcare at 2.5% of assets, up from 1.5% a quarter earlier, followed by Energy and Technology.
Against the trend, Caption Management opened a new position in PennyMac Mortgage Investment worth $17.9M.
- Caption Management's largest Q4 2022 buy was PennyMac Mortgage Investment: 1,448,050 shares worth $17.9M.
- Caption Management added most to State Street SPDR S&P Biotech ETF in Q4 2022, an estimated $13.6M increase.
- Caption Management's biggest Q4 2022 reduction was EQT Corp, cutting an estimated $12M.
- Caption Management fully exited Petrobras in Q4 2022, selling an estimated $43.9M.
- Caption Management's ten largest holdings make up 14% of its $6.41B portfolio in Q4 2022.
- Caption Management opened 444 new positions and closed 672 in Q4 2022.
- Caption Management's portfolio value fell 12% quarter-over-quarter to $6.41B.
Based on Caption Management's 13F filing for Q4 2022, filed 14 Feb 2023.