We are live on
!
Find out more
CM
Caption Management Portfolio holdings
AUM
$17.1B
1-Year Est. Return
70.99%
This Fund
S&P 500
This Quarter
Est. Return
+30.39%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$4.39B
AUM Growth
+$111M
(+2.6%)
Cap. Flow
-$575M
Cap. Flow
% of AUM
-13.12%
Top 10 Holdings %
Top 10 Hldgs %
14.05%
Holding
1,400
New
403
Increased
168
Reduced
199
Closed
465
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Teck Resources
TECK
|
+$13.2M |
| 2 |
GE Aerospace
GE
|
+$11.9M |
| 3 |
Invesco DB Agriculture Fund
DBA
|
+$10.8M |
| 4 |
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
|
+$10.3M |
| 5 |
SBNY
Signature Bank
SBNY
|
+$8.05M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Amazon
AMZN
|
+$24M |
| 2 |
American Eagle Outfitters
AEO
|
+$16.5M |
| 3 |
Adobe
ADBE
|
+$15M |
| 4 |
Pfizer
PFE
|
+$13.7M |
| 5 |
LHCG
LHC Group LLC
LHCG
|
+$12.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 3.21% |
| 2 | Consumer Discretionary | 3.05% |
| 3 | Technology | 2.58% |
| 4 | Industrials | 1.15% |
| 5 | Materials | 1.06% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
WW
276
DELISTED
WW International
WW
| $4M | 0.09% |
164,003
+150,103
| +1,080% | +$3.9M |
|
277
PUT
Brighthouse Financial
BHF
$3.6B
| $3.93M | 0.09% |
+108,500
| New | +$3.64M |
|
|
SPR
278
CALL
DELISTED
Spirit AeroSystems
SPR
| $3.91M | 0.09% |
100,000
-263,300
| -72% | -$7.55M |
|
279
CALL
GoPro
GPRO
$132M
| $3.91M | 0.09% |
472,100
+119,600
| +34% | +$862K |
|
280
PUT
Alnylam Pharmaceuticals
ALNY
$29B
| $3.9M | 0.09% |
30,000
+10,000
| +50% | +$1.34M |
|
281
F5
FFIV
$23.1B
| $3.87M | 0.09% |
+22,000
| New | +$3.34M |
|
282
CALL
Middleby
MIDD
$6.09B
| $3.87M | 0.09% |
30,000
| – | – |
|
283
CALL
Alerian MLP ETF
AMLP
$12.9B
| $3.85M | 0.09% |
150,000
| – | – |
|
|
284
PUT
Alerian MLP ETF
AMLP
$12.9B
| $3.85M | 0.09% |
150,000
| – | – |
|
285
CALL
Deutsche Bank
DB
$69.6B
| $3.85M | 0.09% |
352,900
+9,200
| +3% | +$94.7K |
|
|
286
Amazon
AMZN
$3.06T
| $3.83M | 0.09% |
23,540
-150,460
| -86% | -$24M |
|
287
CALL
Liberty Global Class C
LBTYK
$3.6B
| $3.83M | 0.09% |
161,800
| – | – |
|
288
CALL
Uber
UBER
$145B
| $3.83M | 0.09% |
75,000
-25,000
| -25% | -$1.12M |
|
289
PUT
JELD-WEN Holding
JELD
$123M
| $3.8M | 0.09% |
150,000
| – | – |
|
290
CALL
Ultragenyx Pharmaceutical
RARE
$2.49B
| $3.79M | 0.09% |
27,400
+400
| +1% | +$47.5K |
|
291
CALL
Invitation Homes
INVH
$18B
| $3.79M | 0.09% |
127,500
+77,500
| +155% | +$2.23M |
|
|
PRSP
292
DELISTED
Perspecta Inc. Common Stock
PRSP
| $3.76M | 0.09% |
156,143
+104,143
| +200% | +$2.24M |
|
293
CALL
C.H. Robinson
CHRW
$17.2B
| $3.75M | 0.09% |
+40,000
| New | +$3.82M |
|
294
PUT
Invesco Mortgage Capital
IVR
$760M
| $3.75M | 0.09% |
110,800
+25,200
| +29% | +$780K |
|
295
CALL
Virgin Galactic
SPCE
$356M
| $3.73M | 0.08% |
7,850
| – | – |
|
296
CALL
Caesars Entertainment
CZR
$6.05B
| $3.71M | 0.08% |
+50,000
| New | +$3.14M |
|
|
SFIX
297
CALL
Stitch Fix
SFIX
$543M
| $3.67M | 0.08% |
+62,600
| New | +$2.68M |
|
298
CALL
Wabtec
WAB
$49.6B
| $3.66M | 0.08% |
50,000
| – | – |
|
299
PUT
B&G Foods
BGS
$284M
| $3.64M | 0.08% |
131,300
| – | – |
|
300
CALL
Chewy
CHWY
$9.39B
| $3.6M | 0.08% |
40,000
| – | – |
|
Similar funds
ASRS
PP
VMPIC
BCIM
BBA
FCM
AIMCA
Caption Management's Q4 2020 Portfolio in Review
As of Q4 2020, Caption Management held 1,400 positions worth $4.39B, up 2.6% from $4.28B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
Caption Management withdrew a net $575M in Q4 2020, closing 465 positions and reducing 199 holdings. Its most notable exit was Adobe, an estimated $15M position sold in full.
By sector, the portfolio is most concentrated in Healthcare at 3.2% of assets, up from 2.8% a quarter earlier, followed by Consumer Discretionary and Technology.
Against the trend, Caption Management opened a new position in GE Aerospace worth $14.3M.
- Caption Management's largest Q4 2020 buy was GE Aerospace: 264,797 shares worth $14.3M.
- Caption Management added most to Teck Resources in Q4 2020, an estimated $13.2M increase.
- Caption Management's biggest Q4 2020 reduction was Amazon, cutting an estimated $24M.
- Caption Management fully exited Adobe in Q4 2020, selling an estimated $15M.
- Caption Management's ten largest holdings make up 14% of its $4.39B portfolio in Q4 2020.
- Caption Management opened 403 new positions and closed 465 in Q4 2020.
- Caption Management's portfolio value rose 2.6% quarter-over-quarter to $4.39B.
Based on Caption Management's 13F filing for Q4 2020, filed 16 Feb 2021.