CM

Caption Management Portfolio holdings

AUM $1.09B
1-Year Return 4.13%
This Quarter Return
+0.61%
1 Year Return
+4.13%
3 Year Return
+12.18%
5 Year Return
+25.84%
10 Year Return
–
AUM
$289M
AUM Growth
+$5.39M
Cap. Flow
+$3.77M
Cap. Flow %
1.31%
Top 10 Hldgs %
22.99%
Holding
554
New
155
Increased
32
Reduced
41
Closed
110

Top Buys

1
ONCE
Spark Therapeutics, Inc. Common Stock
ONCE
$7.99M
2
MPC icon
Marathon Petroleum
MPC
$5.59M
3
LBTYK icon
Liberty Global Class C
LBTYK
$5.57M
4
AEM icon
Agnico Eagle Mines
AEM
$5.4M
5
ORLY icon
O'Reilly Automotive
ORLY
$5.17M

Top Sells

1
BMY icon
Bristol-Myers Squibb
BMY
$12.3M
2
TPR icon
Tapestry
TPR
$12.2M
3
KSA icon
iShares MSCI Saudi Arabia ETF
KSA
$8.33M
4
SAGE
Sage Therapeutics
SAGE
$6.46M
5
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
$6.35M

Sector Composition

1 Healthcare 20.31%
2 Consumer Discretionary 17.24%
3 Technology 13.5%
4 Energy 9.82%
5 Communication Services 7.09%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SEMG
276
DELISTED
SEMGROUP CORPORATION
SEMG
– –
-25,000
Closed -$369K
DOVA
277
DELISTED
Dova Pharmaceuticals, Inc. Common Stock
DOVA
– –
0
– –
VSM
278
DELISTED
Versum Materials, Inc.
VSM
– –
-40,000
Closed -$2.01M
WAGE
279
DELISTED
WageWorks, Inc.
WAGE
– –
0
– –
APC
280
DELISTED
Anadarko Petroleum
APC
– –
0
– –
ARRY
281
DELISTED
Array Biopharma Inc
ARRY
– –
0
– –
WFT
282
DELISTED
Weatherford International plc
WFT
– –
-100,000
Closed -$70K
HZNP
283
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
– –
0
– –
ULTI
284
DELISTED
Ultimate Software Group Inc
ULTI
– –
-17,000
Closed -$5.61M
ELLI
285
DELISTED
Ellie Mae Inc
ELLI
– –
-6,000
Closed -$591K
CRC
286
DELISTED
California Resources Corporation
CRC
– –
-18,000
Closed -$463K
NLSN
287
DELISTED
Nielsen Holdings plc
NLSN
– –
0
– –
MOBL
288
DELISTED
MobileIron, Inc.
MOBL
– –
0
– –
DISH
289
DELISTED
DISH Network Corp.
DISH
– –
0
– –
UFS
290
DELISTED
DOMTAR CORPORATION (New)
UFS
– –
0
– –
WLH
291
DELISTED
WILLIAM LYON HOMES
WLH
– –
0
– –
CELG
292
DELISTED
Celgene Corp
CELG
– –
-18,512
Closed -$1.75M
RHT
293
DELISTED
Red Hat Inc
RHT
– –
0
– –
RESI
294
DELISTED
Front Yard Residential Corporation Common Stock
RESI
– –
-57,200
Closed -$530K
BHVN
295
DELISTED
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
– –
-123,400
Closed -$6.35M
FDC
296
DELISTED
First Data Corporation
FDC
– –
-130,000
Closed -$3.42M
LW icon
297
Lamb Weston
LW
$8.08B
– –
0
– –
LYV icon
298
Live Nation Entertainment
LYV
$37.9B
– –
0
– –
MAT icon
299
Mattel
MAT
$6.06B
– –
0
– –
MATX icon
300
Matsons
MATX
$3.36B
– –
-19,500
Closed -$704K
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