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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
+13.77%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$6.41B
AUM Growth
-$838M
Cap. Flow
-$1.23B
Cap. Flow %
-19.2%
Top 10 Hldgs %
13.63%
Holding
1,903
New
444
Increased
263
Reduced
318
Closed
672

Top Buys

Rank Stock Value
1
PMT
PennyMac Mortgage Investment
PMT
+$19.7M
2
BMY icon
Bristol-Myers Squibb
BMY
+$17M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$13.6M
4
EVA
Enviva Inc.
EVA
+$8.45M
5
APA icon
APA Corp
APA
+$7.51M

Top Sells

Rank Stock Value
1
PBR icon
Petrobras
PBR
+$43.9M
2
UAN icon
CVR Partners
UAN
+$26M
3
ZM icon
Zoom
ZM
+$12.1M
4
EQT icon
EQT Corp
EQT
+$12M
5
PING
Ping Identity Holding Corp.
PING
+$6.13M

Sector Composition

Rank Sector Weight
1 Healthcare 2.55%
2 Energy 1.26%
3 Technology 1.15%
4 Consumer Discretionary 0.9%
5 Materials 0.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTAI icon
251
CALL
FTAI Aviation
FTAI
$20.8B
$6.43M 0.1%
375,400
+259,700
+224% +$4.36M
CF icon
252
CALL
CF Industries
CF
$19.3B
$6.39M 0.1%
75,000
-68,700
-48% -$6.98M
APO icon
253
CALL
Apollo Global Management
APO
$71.8B
$6.38M 0.1%
+100,000
New +$5.94M
RVNC
254
PUT
DELISTED
Revance Therapeutics, Inc.
RVNC
$6.29M 0.1%
340,500
-128,800
-27% -$2.95M
EQNR icon
255
CALL
Equinor
EQNR
$97.7B
$6.27M 0.1%
175,000
+157,000
+872% +$5.63M
GFI icon
256
CALL
Gold Fields
GFI
$29B
$6.26M 0.1%
+604,900
New +$5.86M
HZNP
257
CALL
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$6.26M 0.1%
55,000
+11,000
+25% +$914K
QURE icon
258
CALL
uniQure
QURE
$3.01B
$6.23M 0.1%
275,000
+105,000
+62% +$2.26M
MTZ icon
259
PUT
MasTec
MTZ
$21.1B
$6.2M 0.1%
+72,700
New +$5.96M
KYNB
260
Kyntra Bio
KYNB
$27.7M
$6.07M 0.09%
15,155
+2,155
+17% +$825K
NFLX icon
261
CALL
Netflix
NFLX
$298B
$6.02M 0.09%
204,000
-96,000
-32% -$2.69M
AVTA
262
DELISTED
Avantax, Inc. Common Stock
AVTA
$6M 0.09%
+235,200
New +$5.39M
ALNY icon
263
CALL
Alnylam Pharmaceuticals
ALNY
$27.4B
$5.94M 0.09%
25,000
-25,000
-50% -$5.33M
ALNY icon
264
PUT
Alnylam Pharmaceuticals
ALNY
$27.4B
$5.94M 0.09%
25,000
-2,000
-7% -$427K
LPX icon
265
PUT
Louisiana-Pacific
LPX
$5.04B
$5.92M 0.09%
100,000
– –
BKR icon
266
PUT
Baker Hughes
BKR
$60B
$5.91M 0.09%
200,000
– –
ICUI icon
267
PUT
ICU Medical
ICUI
$4.22B
$5.91M 0.09%
+37,500
New +$5.71M
BTU icon
268
PUT
Peabody Energy
BTU
$2.57B
$5.83M 0.09%
220,700
– –
MRTX
269
CALL
DELISTED
Mirati Therapeutics, Inc. Common Stock
MRTX
$5.8M 0.09%
128,000
+28,000
+28% +$1.81M
CVE icon
270
CALL
Cenovus Energy
CVE
$55.6B
$5.79M 0.09%
298,300
-71,700
-19% -$1.37M
KWEB icon
271
KraneShares CSI China Internet ETF
KWEB
$5.62B
$5.66M 0.09%
+187,300
New +$4.78M
CLF icon
272
CALL
Cleveland-Cliffs
CLF
$6.5B
$5.65M 0.09%
350,800
+140,000
+66% +$2.11M
PCVX icon
273
Vaxcyte
PCVX
$7.87B
$5.62M 0.09%
117,300
+58,700
+100% +$2.3M
NFLX icon
274
PUT
Netflix
NFLX
$298B
$5.6M 0.09%
190,000
+40,000
+27% +$1.12M
CZR icon
275
PUT
Caesars Entertainment
CZR
$6.06B
$5.54M 0.09%
133,100
+13,100
+11% +$583K
9 10
11
12 13

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PP
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VMPIC
Varma Mutual Pension Insurance Co Helsinki, Finland $17B AUM 24.09% 1-Year Est. Return
BCIM
British Columbia Investment Management Victoria, British Columbia, Canada $17B AUM 31.69% 1-Year Est. Return
BBA
Baker Bros. Advisors New York $17.4B AUM 131.5% 1-Year Est. Return
Macquarie Group
Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return
FCM
Farallon Capital Management San Francisco, California $17.5B AUM 50.95% 1-Year Est. Return
AIMCA
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Caption Management's Q4 2022 Portfolio in Review

As of Q4 2022, Caption Management held 1,903 positions worth $6.41B, down 12% from $7.25B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management withdrew a net $1.23B in Q4 2022, closing 672 positions and reducing 318 holdings. Its most notable exit was Petrobras, an estimated $43.9M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 2.5% of assets, up from 1.5% a quarter earlier, followed by Energy and Technology.

Against the trend, Caption Management opened a new position in PennyMac Mortgage Investment worth $17.9M.

  • Caption Management's largest Q4 2022 buy was PennyMac Mortgage Investment: 1,448,050 shares worth $17.9M.
  • Caption Management added most to State Street SPDR S&P Biotech ETF in Q4 2022, an estimated $13.6M increase.
  • Caption Management's biggest Q4 2022 reduction was EQT Corp, cutting an estimated $12M.
  • Caption Management fully exited Petrobras in Q4 2022, selling an estimated $43.9M.
  • Caption Management's ten largest holdings make up 14% of its $6.41B portfolio in Q4 2022.
  • Caption Management opened 444 new positions and closed 672 in Q4 2022.
  • Caption Management's portfolio value fell 12% quarter-over-quarter to $6.41B.

Based on Caption Management's 13F filing for Q4 2022, filed 14 Feb 2023.