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Caption Management Portfolio holdings
AUM
$17.1B
1-Year Est. Return
70.99%
This Fund
S&P 500
This Quarter
Est. Return
+30.39%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$4.39B
AUM Growth
+$111M
(+2.6%)
Cap. Flow
-$575M
Cap. Flow
% of AUM
-13.12%
Top 10 Holdings %
Top 10 Hldgs %
14.05%
Holding
1,400
New
403
Increased
168
Reduced
199
Closed
465
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Teck Resources
TECK
|
+$13.2M |
| 2 |
GE Aerospace
GE
|
+$11.9M |
| 3 |
Invesco DB Agriculture Fund
DBA
|
+$10.8M |
| 4 |
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
|
+$10.3M |
| 5 |
SBNY
Signature Bank
SBNY
|
+$8.05M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Amazon
AMZN
|
+$24M |
| 2 |
American Eagle Outfitters
AEO
|
+$16.5M |
| 3 |
Adobe
ADBE
|
+$15M |
| 4 |
Pfizer
PFE
|
+$13.7M |
| 5 |
LHCG
LHC Group LLC
LHCG
|
+$12.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 3.21% |
| 2 | Consumer Discretionary | 3.05% |
| 3 | Technology | 2.58% |
| 4 | Industrials | 1.15% |
| 5 | Materials | 1.06% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
251
CoreCivic
CXW
$3.01B
| $4.44M | 0.1% |
677,706
+134,477
| +25% | +$967K |
|
|
QVCGA
252
PUT
DELISTED
QVC Group Inc Series A
QVCGA
| $4.43M | 0.1% |
8,080
| – | – |
|
253
CALL
Opko Health
OPK
$1.02B
| $4.4M | 0.1% |
1,113,800
+329,000
| +42% | +$1.37M |
|
254
CALL
BioXcel Therapeutics
BTAI
$26.7M
| $4.37M | 0.1% |
5,906
| – | – |
|
|
QVCGA
255
DELISTED
QVC Group Inc Series A
QVCGA
| $4.37M | 0.1% |
7,958
+3,158
| +66% | +$1.42M |
|
256
TJX Companies
TJX
$173B
| $4.35M | 0.1% |
+63,750
| New | +$3.88M |
|
|
GBT
257
PUT
DELISTED
Global Blood Therapeutics, Inc.
GBT
| $4.33M | 0.1% |
+100,000
| New | +$4.93M |
|
258
PUT
Scotiabank
BNS
$107B
| $4.32M | 0.1% |
+80,000
| New | +$3.79M |
|
259
PUT
GameStop
GME
$8.55B
| $4.3M | 0.1% |
+913,600
| New | +$3.14M |
|
|
JOYY
260
CALL
JOYY Inc
JOYY
$3.68B
| $4.27M | 0.1% |
53,400
+900
| +2% | +$77.4K |
|
261
Zions Bancorporation
ZION
$10.3B
| $4.25M | 0.1% |
97,700
-12,300
| -11% | -$455K |
|
262
Nike
NKE
$62.6B
| $4.24M | 0.1% |
+30,000
| New | +$3.97M |
|
263
PUT
Annaly Capital Management
NLY
$17.3B
| $4.23M | 0.1% |
125,000
| – | – |
|
|
ABMD
264
DELISTED
Abiomed Inc
ABMD
| $4.22M | 0.1% |
13,000
+2,000
| +18% | +$553K |
|
|
ALLK
265
CALL
DELISTED
Allakos
ALLK
| $4.2M | 0.1% |
30,000
| – | – |
|
|
ALLK
266
PUT
DELISTED
Allakos
ALLK
| $4.2M | 0.1% |
30,000
| – | – |
|
|
CLDR
267
CALL
DELISTED
Cloudera, Inc.
CLDR
| $4.17M | 0.1% |
300,000
+50,000
| +20% | +$573K |
|
268
CALL
Lamar Advertising Co
LAMR
$16B
| $4.16M | 0.09% |
+50,000
| New | +$3.74M |
|
269
Ericsson
ERIC
$33B
| $4.12M | 0.09% |
344,375
+174,375
| +103% | +$2.04M |
|
270
CALL
Agnico Eagle Mines
AEM
$74.3B
| $4.09M | 0.09% |
58,000
| – | – |
|
271
PUT
Globus Medical
GMED
$10.9B
| $4.08M | 0.09% |
+62,500
| New | +$3.59M |
|
272
Fox Class A
FOXA
$24.8B
| $4.05M | 0.09% |
+139,000
| New | +$3.88M |
|
|
TWOU
273
DELISTED
2U Inc
TWOU
| $4.04M | 0.09% |
3,367
+2,587
| +332% | +$2.77M |
|
274
CALL
Delta Air Lines
DAL
$60.1B
| $4.02M | 0.09% |
+100,000
| New | +$3.64M |
|
275
PUT
Incyte
INCY
$24.3B
| $4M | 0.09% |
+46,000
| New | +$3.98M |
|
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Caption Management's Q4 2020 Portfolio in Review
As of Q4 2020, Caption Management held 1,400 positions worth $4.39B, up 2.6% from $4.28B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
Caption Management withdrew a net $575M in Q4 2020, closing 465 positions and reducing 199 holdings. Its most notable exit was Adobe, an estimated $15M position sold in full.
By sector, the portfolio is most concentrated in Healthcare at 3.2% of assets, up from 2.8% a quarter earlier, followed by Consumer Discretionary and Technology.
Against the trend, Caption Management opened a new position in GE Aerospace worth $14.3M.
- Caption Management's largest Q4 2020 buy was GE Aerospace: 264,797 shares worth $14.3M.
- Caption Management added most to Teck Resources in Q4 2020, an estimated $13.2M increase.
- Caption Management's biggest Q4 2020 reduction was Amazon, cutting an estimated $24M.
- Caption Management fully exited Adobe in Q4 2020, selling an estimated $15M.
- Caption Management's ten largest holdings make up 14% of its $4.39B portfolio in Q4 2020.
- Caption Management opened 403 new positions and closed 465 in Q4 2020.
- Caption Management's portfolio value rose 2.6% quarter-over-quarter to $4.39B.
Based on Caption Management's 13F filing for Q4 2020, filed 16 Feb 2021.