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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
-3.11%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$6.49B
AUM Growth
+$847M
Cap. Flow
+$1.01B
Cap. Flow %
15.59%
Top 10 Hldgs %
14.48%
Holding
1,654
New
595
Increased
238
Reduced
232
Closed
414

Top Buys

Rank Stock Value
1
C icon
Citigroup
C
+$75.8M
2
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$49.9M
3
ONON icon
On Holding
ONON
+$19.3M
4
LMT icon
Lockheed Martin
LMT
+$17.5M
5
NEE icon
NextEra Energy
NEE
+$14.3M

Top Sells

Rank Stock Value
1
WWE
World Wrestling Entertainment
WWE
+$20.2M
2
ATVI
Activision Blizzard
ATVI
+$12.8M
3
SPB icon
Spectrum Brands
SPB
+$12.2M
4
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$11.6M
5
SGEN
Seagen Inc. Common Stock
SGEN
+$11.1M

Sector Composition

Rank Sector Weight
1 Healthcare 2.4%
2 Technology 1.47%
3 Consumer Discretionary 1.45%
4 Financials 1.41%
5 Industrials 1.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CBAY
226
PUT
DELISTED
Cymabay Therapeutics
CBAY
$7.31M 0.11%
+490,600
New +$6.5M
AD
227
CALL
Array Digital Infrastructure
AD
$3.01B
$7.3M 0.11%
+170,000
New +$5.51M
OKE icon
228
CALL
Oneok
OKE
$57.2B
$7.29M 0.11%
115,000
-333,200
-74% -$21.8M
KVUE icon
229
Kenvue
KVUE
$36.9B
$7.26M 0.11%
+361,790
New +$8.37M
AKRO
230
PUT
DELISTED
Akero Therapeutics
AKRO
$7.23M 0.11%
143,000
+113,000
+377% +$5.26M
MSOS icon
231
CALL
AdvisorShares Pure US Cannabis ETF
MSOS
$858M
$7.15M 0.11%
+900,000
New +$5.68M
BBWI icon
232
CALL
Bath & Body Works
BBWI
$4.06B
$7.14M 0.11%
211,200
– –
SHEL icon
233
CALL
Shell
SHEL
$254B
$7.08M 0.11%
110,000
-39,500
-26% -$2.46M
URNM icon
234
PUT
Sprott Uranium Miners ETF
URNM
$1.76B
$7.08M 0.11%
+150,000
New +$5.65M
HLF icon
235
PUT
Herbalife
HLF
$1.29B
$7.02M 0.11%
501,500
-50,000
-9% -$756K
DDOG icon
236
CALL
Datadog
DDOG
$95.4B
$6.92M 0.11%
+76,000
New +$7.52M
CBRL icon
237
PUT
Cracker Barrel
CBRL
$1.26B
$6.91M 0.11%
+102,900
New +$8.64M
PRG icon
238
CALL
PROG Holdings
PRG
$1.75B
$6.9M 0.11%
207,700
-101,200
-33% -$3.53M
CPAY icon
239
CALL
Corpay
CPAY
$25B
$6.89M 0.11%
+27,000
New +$7.06M
PGNY icon
240
CALL
Progyny
PGNY
$2.44B
$6.89M 0.11%
202,500
+50,000
+33% +$1.89M
COOP
241
PUT
DELISTED
Mr. Cooper
COOP
$6.89M 0.11%
+128,600
New +$7.07M
GS icon
242
PUT
Goldman Sachs
GS
$300B
$6.83M 0.11%
+21,100
New +$7.05M
NEM icon
243
CALL
Newmont
NEM
$98.7B
$6.78M 0.1%
183,500
– –
NBIX icon
244
CALL
Neurocrine Biosciences
NBIX
$16.8B
$6.75M 0.1%
60,000
+15,000
+33% +$1.58M
EDR
245
PUT
DELISTED
Endeavor Group Holdings, Inc.
EDR
$6.74M 0.1%
+338,500
New +$7.76M
ABCM
246
CALL
DELISTED
Abcam PLC
ABCM
$6.71M 0.1%
+296,300
New +$6.81M
FTAI icon
247
PUT
FTAI Aviation
FTAI
$21.1B
$6.66M 0.1%
187,300
-45,200
-19% -$1.55M
ALNY icon
248
Alnylam Pharmaceuticals
ALNY
$27.5B
$6.64M 0.1%
+37,500
New +$7.15M
TBCH
249
PUT
Turtle Beach Corp
TBCH
$243M
$6.64M 0.1%
731,400
+231,400
+46% +$2.48M
CRM icon
250
CALL
Salesforce
CRM
$151B
$6.59M 0.1%
32,500
– –
8 9
10
11 12

Similar funds

ASRS
Arizona State Retirement System Phoenix, Arizona $17.1B AUM 30.52% 1-Year Est. Return
PP
Prudential plc London, England, United Kingdom $17.1B AUM 15.7% 1-Year Est. Return
VMPIC
Varma Mutual Pension Insurance Co Helsinki, Finland $17B AUM 24.09% 1-Year Est. Return
BCIM
British Columbia Investment Management Victoria, British Columbia, Canada $17B AUM 31.69% 1-Year Est. Return
BBA
Baker Bros. Advisors New York $17.4B AUM 131.5% 1-Year Est. Return
Macquarie Group
Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return
FCM
Farallon Capital Management San Francisco, California $17.5B AUM 50.95% 1-Year Est. Return
AIMCA
Alberta Investment Management Corp (AIMCo) Edmonton, Alberta, Canada $16.7B AUM 23.27% 1-Year Est. Return

Caption Management's Q3 2023 Portfolio in Review

As of Q3 2023, Caption Management held 1,654 positions worth $6.49B, up 15% from $5.65B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management deployed $1.01B of net new capital in Q3 2023, opening 595 new positions and adding to 238 existing holdings. Its largest new stake was Citigroup: 1,727,200 shares worth $71M.

By sector, the portfolio is most concentrated in Healthcare at 2.4% of assets, down from 2.6% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Spectrum Brands, an estimated $12.2M trimmed.

  • Caption Management's largest Q3 2023 buy was Citigroup: 1,727,200 shares worth $71M.
  • Caption Management added most to Lockheed Martin in Q3 2023, an estimated $17.5M increase.
  • Caption Management's biggest Q3 2023 reduction was Spectrum Brands, cutting an estimated $12.2M.
  • Caption Management fully exited World Wrestling Entertainment in Q3 2023, selling an estimated $20.2M.
  • Caption Management's ten largest holdings make up 14% of its $6.49B portfolio in Q3 2023.
  • Caption Management opened 595 new positions and closed 414 in Q3 2023.
  • Caption Management's portfolio value rose 15% quarter-over-quarter to $6.49B.

Based on Caption Management's 13F filing for Q3 2023, filed 14 Nov 2023.