We are live on ! Find out more
CM

Caption Management Portfolio holdings

AUM $21.5B
1-Year Est. Return 81.81%
This Fund
S&P 500
This Quarter Est. Return
+13.77%
1 Year Est. Return
+81.81%
3 Year Est. Return
+226.72%
5 Year Est. Return
+294.21%
10 Year Est. Return
–
AUM
$6.41B
AUM Growth
-$838M
Cap. Flow
+$4.26M
Cap. Flow %
0.07%
Top 10 Hldgs %
13.63%
Holding
1,903
New
444
Increased
263
Reduced
318
Closed
672

Top Buys

Rank Stock Value
1
PMT
PennyMac Mortgage Investment
PMT
+$19.7M
2
BMY icon
Bristol-Myers Squibb
BMY
+$17M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$13.6M
4
EVA
Enviva Inc.
EVA
+$8.45M
5
APA icon
APA Corp
APA
+$7.51M

Top Sells

Rank Stock Value
1
PBR icon
Petrobras
PBR
+$43.9M
2
UAN icon
CVR Partners
UAN
+$26M
3
ZM icon
Zoom
ZM
+$12.1M
4
EQT icon
EQT Corp
EQT
+$12M
5
PING
Ping Identity Holding Corp.
PING
+$6.13M

Sector Composition

Rank Sector Weight
1 Miscellaneous 91.14%
2 Healthcare 2.61%
3 Energy 1.26%
4 Technology 1.15%
5 Consumer Discretionary 0.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ITRI icon
226
CALL
Itron
ITRI
$4.04B
$6.96M 0.11%
+137,500
New +$6.79M
VST icon
227
CALL
Vistra
VST
$47.5B
$6.96M 0.11%
300,000
-1,806,800
-86% -$41.8M
BKI
228
DELISTED
Black Knight, Inc. Common Stock
BKI
$6.95M 0.11%
+112,609
New +$6.84M
UPS icon
229
CALL
United Parcel Service
UPS
$87.1B
$6.95M 0.11%
+40,000
New +$6.92M
DT icon
230
CALL
Dynatrace
DT
$15.9B
$6.94M 0.11%
+181,100
New +$6.58M
LI icon
231
PUT
Li Auto
LI
$11.5B
$6.93M 0.11%
339,500
– –
PFSI icon
232
PUT
PennyMac Financial
PFSI
$3.54B
$6.91M 0.11%
122,000
-73,000
-37% -$3.87M
RCKT icon
233
CALL
Rocket Pharmaceuticals
RCKT
$374M
$6.91M 0.11%
353,200
+124,600
+55% +$2.29M
VAL icon
234
PUT
Valaris
VAL
$6.13B
$6.9M 0.11%
+102,100
New +$6.37M
OKTA icon
235
CALL
Okta
OKTA
$33.3B
$6.83M 0.11%
+100,000
New +$5.71M
XLV icon
236
PUT
State Street Health Care Select Sector SPDR ETF
XLV
$43.5B
$6.79M 0.11%
50,000
– –
GEO icon
237
CALL
The GEO Group
GEO
$4.11B
$6.79M 0.11%
620,000
+500,000
+417% +$4.86M
FIS icon
238
CALL
Fidelity National Information Services
FIS
$19.3B
$6.79M 0.11%
+100,000
New +$7.1M
AKAM icon
239
CALL
Akamai
AKAM
$15.1B
$6.74M 0.11%
80,000
– –
GM icon
240
CALL
General Motors
GM
$74.9B
$6.73M 0.11%
200,000
-200,000
-50% -$7.39M
HSIC icon
241
PUT
Henry Schein
HSIC
$9.75B
$6.72M 0.1%
+84,100
New +$6.37M
MRTX
242
DELISTED
Mirati Therapeutics, Inc. Common Stock
MRTX
$6.7M 0.1%
147,900
+73,661
+99% +$4.77M
ILMN icon
243
PUT
Illumina
ILMN
$33.6B
$6.67M 0.1%
33,924
+13,364
+65% +$2.77M
CLFD icon
244
CALL
Clearfield
CLFD
$397M
$6.64M 0.1%
+70,500
New +$7.43M
EVA
245
CALL
DELISTED
Enviva Inc.
EVA
$6.62M 0.1%
125,000
-78,700
-39% -$4.5M
UAL icon
246
PUT
United Airlines
UAL
$34.7B
$6.59M 0.1%
174,700
– –
NUVL
247
CALL
DELISTED
Nuvalent
NUVL
$6.55M 0.1%
+220,000
New +$6.14M
ORCL icon
248
PUT
Oracle
ORCL
$404B
$6.54M 0.1%
80,000
– –
CVS icon
249
PUT
CVS Health
CVS
$121B
$6.52M 0.1%
70,000
+20,000
+40% +$1.93M
PTCT icon
250
CALL
PTC Therapeutics
PTCT
$5.48B
$6.43M 0.1%
168,400
+138,400
+461% +$5.75M
8 9
10
11 12

Similar funds

AWM
AE Wealth Management Topeka, Kansas $21.5B AUM 26.98% 1-Year Est. Return
LCIP
Life Cycle Investment Partners London $21.4B AUM
BPA
Beacon Pointe Advisors Newport Beach, California $21.5B AUM 23.65% 1-Year Est. Return
SA
Sanctuary Advisors Indianapolis, Indiana $21.6B AUM 28.31% 1-Year Est. Return
AA
ALPS Advisors Denver, Colorado $21.3B AUM 23.41% 1-Year Est. Return
RAM
Resona Asset Management Koto-Ku,tokyo, Japan $21.3B AUM 36.92% 1-Year Est. Return
FCM
Farallon Capital Management San Francisco, California $21.7B AUM 79.24% 1-Year Est. Return
BG
Bahl & Gaynor Cincinnati, Ohio $21.7B AUM 30.58% 1-Year Est. Return

Caption Management's Q4 2022 Portfolio in Review

As of Q4 2022, Caption Management held 1,903 positions worth $6.41B, down 12% from $7.25B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management's Q4 2022 filing shows 444 new, 263 increased, 318 reduced and 672 closed positions. Its largest new stake was PennyMac Mortgage Investment: 1,448,050 shares worth $17.9M. The largest sale was Petrobras, an estimated $43.9M.

By sector, the portfolio is most concentrated in Miscellaneous at 91% of assets, down from 92% a quarter earlier, followed by Healthcare and Energy.

  • Caption Management's largest Q4 2022 buy was PennyMac Mortgage Investment: 1,448,050 shares worth $17.9M.
  • Caption Management added most to State Street SPDR S&P Biotech ETF in Q4 2022, an estimated $13.6M increase.
  • Caption Management's biggest Q4 2022 reduction was EQT Corp, cutting an estimated $12M.
  • Caption Management fully exited Petrobras in Q4 2022, selling an estimated $43.9M.
  • Caption Management's ten largest holdings make up 14% of its $6.41B portfolio in Q4 2022.
  • Caption Management opened 444 new positions and closed 672 in Q4 2022.
  • Caption Management's portfolio value fell 12% quarter-over-quarter to $6.41B.

Based on Caption Management's 13F filing for Q4 2022, filed 14 Feb 2023.