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Caption Management Portfolio holdings

AUM $21.5B
1-Year Est. Return 81.81%
This Fund
S&P 500
This Quarter Est. Return
+3.14%
1 Year Est. Return
+81.81%
3 Year Est. Return
+226.72%
5 Year Est. Return
+294.21%
10 Year Est. Return
–
AUM
$7.25B
AUM Growth
-$2.88M
Cap. Flow
-$580M
Cap. Flow %
-8%
Top 10 Hldgs %
14.3%
Holding
1,990
New
595
Increased
284
Reduced
345
Closed
531

Top Buys

Rank Stock Value
1
EQT icon
EQT Corp
EQT
+$22.4M
2
ZM icon
Zoom
ZM
+$15.7M
3
SABR icon
Sabre
SABR
+$8.12M
4
EXAS
Exact Sciences
EXAS
+$5.98M
5
OVV icon
Ovintiv
OVV
+$5.76M

Top Sells

Rank Stock Value
1
FANG icon
Diamondback Energy
FANG
+$59.9M
2
TCOM icon
Trip.com Group
TCOM
+$53.8M
3
DVN icon
Devon Energy
DVN
+$42.6M
4
FCX icon
Freeport-McMoran
FCX
+$36.7M
5
CLAR icon
Clarus
CLAR
+$26M

Sector Composition

Rank Sector Weight
1 Miscellaneous 92.49%
2 Energy 2.02%
3 Healthcare 1.54%
4 Technology 0.89%
5 Materials 0.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AKRO
226
PUT
DELISTED
Akero Therapeutics
AKRO
$7.69M 0.11%
+225,800
New +$3.45M
GERN icon
227
CALL
Geron
GERN
$842M
$7.67M 0.11%
3,278,400
+348,200
+12% +$780K
STKL
228
PUT
DELISTED
SunOpta
STKL
$7.67M 0.11%
842,800
-241,400
-22% -$2.29M
TTE icon
229
CALL
TotalEnergies
TTE
$206B
$7.63M 0.11%
164,000
+96,000
+141% +$4.82M
PRTA icon
230
PUT
Prothena Corp
PRTA
$428M
$7.58M 0.1%
+125,000
New +$3.95M
PFE icon
231
CALL
Pfizer
PFE
$157B
$7.54M 0.1%
+172,400
New +$8.38M
SGEN
232
CALL
DELISTED
Seagen Inc. Common Stock
SGEN
$7.53M 0.1%
+55,000
New +$8.96M
POOL icon
233
PUT
Pool Corp
POOL
$6.06B
$7.45M 0.1%
+23,400
New +$8.35M
AXP icon
234
CALL
American Express
AXP
$219B
$7.42M 0.1%
55,000
– –
TGT icon
235
PUT
Target
TGT
$70.1B
$7.42M 0.1%
+50,000
New +$8.01M
WU icon
236
PUT
Western Union
WU
$2.14B
$7.27M 0.1%
538,500
+410,100
+319% +$6.43M
MGM icon
237
CALL
MGM Resorts International
MGM
$9.87B
$7.25M 0.1%
244,000
+99,000
+68% +$3.22M
WYNN icon
238
PUT
Wynn Resorts
WYNN
$8.93B
$7.25M 0.1%
115,000
-7,000
-6% -$436K
OSG
239
PUT
Octave Specialty Group
OSG
$223M
$7.22M 0.1%
+566,100
New +$7.54M
WU icon
240
CALL
Western Union
WU
$2.14B
$7.21M 0.1%
+534,200
New +$8.37M
CTRA
241
CALL
DELISTED
Coterra Energy
CTRA
$7.18M 0.1%
275,000
+87,500
+47% +$2.51M
APA icon
242
CALL
APA Corp
APA
$16.6B
$7.18M 0.1%
+210,000
New +$7.51M
SU icon
243
PUT
Suncor Energy
SU
$84.1B
$7.18M 0.1%
+255,000
New +$8.06M
CVS icon
244
CALL
CVS Health
CVS
$121B
$7.15M 0.1%
75,000
– –
CANO
245
DELISTED
Cano Health, Inc.
CANO
$7.15M 0.1%
+8,250
New +$5.17M
CLNN icon
246
PUT
Clene
CLNN
$51.7M
$7.12M 0.1%
+127,205
New +$8.43M
ICLN icon
247
CALL
iShares Global Clean Energy ETF
ICLN
$2.08B
$7.12M 0.1%
373,000
-60,000
-14% -$1.28M
TEVA icon
248
Teva Pharmaceuticals
TEVA
$45.7B
$7.12M 0.1%
882,115
+51,627
+6% +$457K
MMM icon
249
CALL
3M
MMM
$84.9B
$7.07M 0.1%
+76,544
New +$8.4M
PLD icon
250
PUT
Prologis
PLD
$129B
$7.07M 0.1%
+69,600
New +$8.63M
8 9
10
11 12

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Caption Management's Q3 2022 Portfolio in Review

As of Q3 2022, Caption Management held 1,990 positions worth $7.25B, down 0.04% from $7.25B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management withdrew a net $580M in Q3 2022, closing 531 positions and reducing 345 holdings. Its most notable exit was US Steel, an estimated $21.7M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 92% of assets, up from 85% a quarter earlier, followed by Energy and Healthcare.

Against the trend, Caption Management opened a new position in Zoom worth $12.1M.

  • Caption Management's largest Q3 2022 buy was Zoom: 165,000 shares worth $12.1M.
  • Caption Management added most to EQT Corp in Q3 2022, an estimated $22.4M increase.
  • Caption Management's biggest Q3 2022 reduction was Diamondback Energy, cutting an estimated $59.9M.
  • Caption Management fully exited US Steel in Q3 2022, selling an estimated $21.7M.
  • Caption Management's ten largest holdings make up 14% of its $7.25B portfolio in Q3 2022.
  • Caption Management opened 595 new positions and closed 531 in Q3 2022.
  • Caption Management's portfolio value fell 0.04% quarter-over-quarter to $7.25B.

Based on Caption Management's 13F filing for Q3 2022, filed 14 Nov 2022.