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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
+30.39%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$4.39B
AUM Growth
+$111M
Cap. Flow
-$575M
Cap. Flow %
-13.12%
Top 10 Hldgs %
14.05%
Holding
1,400
New
403
Increased
168
Reduced
199
Closed
465

Top Buys

Rank Stock Value
1
TECK icon
Teck Resources
TECK
+$13.2M
2
GE icon
GE Aerospace
GE
+$11.9M
3
DBA icon
Invesco DB Agriculture Fund
DBA
+$10.8M
4
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
+$10.3M
5
SBNY
Signature Bank
SBNY
+$8.05M

Top Sells

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$24M
2
AEO icon
American Eagle Outfitters
AEO
+$16.5M
3
ADBE icon
Adobe
ADBE
+$15M
4
PFE icon
Pfizer
PFE
+$13.7M
5
LHCG
LHC Group LLC
LHCG
+$12.5M

Sector Composition

Rank Sector Weight
1 Healthcare 3.21%
2 Consumer Discretionary 3.05%
3 Technology 2.58%
4 Industrials 1.15%
5 Materials 1.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSFT icon
226
CALL
Microsoft
MSFT
$3.63T
$4.94M 0.11%
22,200
-61,500
-73% -$13.2M
FIT
227
CALL
DELISTED
Fitbit, Inc. Class A common stock
FIT
$4.93M 0.11%
725,000
+125,000
+21% +$881K
QURE icon
228
CALL
uniQure
QURE
$3.03B
$4.92M 0.11%
136,200
-3,800
-3% -$160K
CVNA icon
229
Carvana
CVNA
$70.6B
$4.91M 0.11%
102,500
+16,500
+19% +$754K
AAP icon
230
Advance Auto Parts
AAP
$3.34B
$4.88M 0.11%
31,000
+2,000
+7% +$308K
NIO icon
231
PUT
NIO
NIO
$12.1B
$4.87M 0.11%
100,000
– –
BNS icon
232
CALL
Scotiabank
BNS
$107B
$4.86M 0.11%
90,000
+30,000
+50% +$1.42M
ERIC icon
233
CALL
Ericsson
ERIC
$32.7B
$4.78M 0.11%
400,000
– –
GWPH
234
PUT
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$4.78M 0.11%
+41,400
New +$4.64M
PAG icon
235
CALL
Penske Automotive Group
PAG
$14.2B
$4.75M 0.11%
80,000
– –
ABBV icon
236
AbbVie
ABBV
$435B
$4.75M 0.11%
+44,300
New +$4.26M
ZYME icon
237
CALL
Zymeworks
ZYME
$1.61B
$4.73M 0.11%
100,000
+75,000
+300% +$3.48M
TJX icon
238
PUT
TJX Companies
TJX
$173B
$4.72M 0.11%
+69,200
New +$4.21M
PVG
239
CALL
DELISTED
PRETIUM RESOURCES INC.
PVG
$4.71M 0.11%
410,000
+267,500
+188% +$3.22M
ALXN
240
PUT
DELISTED
Alexion Pharmaceuticals
ALXN
$4.69M 0.11%
30,000
-25,000
-45% -$3.21M
ZTO icon
241
CALL
ZTO Express
ZTO
$18.7B
$4.67M 0.11%
+160,000
New +$4.7M
ZTO icon
242
PUT
ZTO Express
ZTO
$18.7B
$4.67M 0.11%
+160,000
New +$4.7M
AEO icon
243
PUT
American Eagle Outfitters
AEO
$2.92B
$4.65M 0.11%
231,500
-312,000
-57% -$5.24M
FOLD
244
DELISTED
Amicus Therapeutics
FOLD
$4.61M 0.11%
199,654
+36,854
+23% +$754K
SIX
245
PUT
DELISTED
Six Flags Entertainment Corp.
SIX
$4.61M 0.11%
135,100
+70,100
+108% +$1.92M
CXW icon
246
PUT
CoreCivic
CXW
$3.02B
$4.6M 0.1%
702,700
-600
-0.1% -$4.32K
CYRX icon
247
CALL
CryoPort
CYRX
$770M
$4.59M 0.1%
104,500
+4,500
+5% +$214K
ACAD icon
248
PUT
Acadia Pharmaceuticals
ACAD
$4.38B
$4.56M 0.1%
85,200
+30,000
+54% +$1.49M
CSTM icon
249
CALL
Constellium
CSTM
$3.8B
$4.55M 0.1%
325,000
+280,000
+622% +$3.16M
MLCO icon
250
PUT
Melco Resorts & Entertainment
MLCO
$2.16B
$4.45M 0.1%
240,000
-190,000
-44% -$3.3M
8 9
10
11 12

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VMPIC
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BCIM
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BBA
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Macquarie Group
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FCM
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Caption Management's Q4 2020 Portfolio in Review

As of Q4 2020, Caption Management held 1,400 positions worth $4.39B, up 2.6% from $4.28B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management withdrew a net $575M in Q4 2020, closing 465 positions and reducing 199 holdings. Its most notable exit was Adobe, an estimated $15M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 3.2% of assets, up from 2.8% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, Caption Management opened a new position in GE Aerospace worth $14.3M.

  • Caption Management's largest Q4 2020 buy was GE Aerospace: 264,797 shares worth $14.3M.
  • Caption Management added most to Teck Resources in Q4 2020, an estimated $13.2M increase.
  • Caption Management's biggest Q4 2020 reduction was Amazon, cutting an estimated $24M.
  • Caption Management fully exited Adobe in Q4 2020, selling an estimated $15M.
  • Caption Management's ten largest holdings make up 14% of its $4.39B portfolio in Q4 2020.
  • Caption Management opened 403 new positions and closed 465 in Q4 2020.
  • Caption Management's portfolio value rose 2.6% quarter-over-quarter to $4.39B.

Based on Caption Management's 13F filing for Q4 2020, filed 16 Feb 2021.