Capstone Asset Management’s CAPITAL ONE FINANCIAL CORPORATION Called COF.PRP.CL Stock Holding History

Capstone Asset Management’s Portfolio COF.PRP.CL Stock Details COF.PRP.CL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q1	–	Sell	-10,814	Closed	-$235K	–	1828
2013 Q4	$235K	Buy	+10,814	New	+$234K	0.01%	1679

Other funds holding COF.PRP.CL

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

RIG

Roosevelt Investment Group New York $1.39B AUM 5.42% 1-Year Est. Return

MCC

Mid Continent Capital Chicago, Illinois $1.54B AUM 0.7% 1-Year Est. Return

ECM

Estabrook Capital Management New York $739M AUM 31.19% 1-Year Est. Return

Capstone Asset Management's COF.PRP.CL Position: Q1 2014 in Review

Capstone Asset Management sold out of CAPITAL ONE FINANCIAL CORPORATION Called (COF.PRP.CL) in Q1 2014, closing a stake of 10,814 shares — an estimated $235K sold.

Capstone Asset Management first reported a position in COF.PRP.CL in Q4 2013 and held it in 1 quarter. The position peaked at $235K in Q4 2013. 4 funds tracked by Wall St. Rank hold COF.PRP.CL as of Q1 2014.

Capstone Asset Management reported no remaining CAPITAL ONE FINANCIAL CORPORATION Called position as of Q1 2014 after selling out during the quarter.
Capstone Asset Management sold 10,814 CAPITAL ONE FINANCIAL CORPORATION Called shares in Q1 2014, an estimated $235K.
Capstone Asset Management first reported a position in CAPITAL ONE FINANCIAL CORPORATION Called in Q4 2013 and held it in 1 quarter.
Capstone Asset Management's CAPITAL ONE FINANCIAL CORPORATION Called position peaked at $235K in Q4 2013.
4 funds tracked by Wall St. Rank held CAPITAL ONE FINANCIAL CORPORATION Called as of Q1 2014.

Based on Capstone Asset Management's 13F filing for Q1 2014, filed 22 Apr 2014.