Mid Continent Capital’s CAPITAL ONE FINANCIAL CORPORATION Called COF.PRP.CL Stock Holding History

Mid Continent Capital’s Portfolio COF.PRP.CL Stock Details COF.PRP.CL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q2	–	Sell	-11,600	Closed	-$272K	–	313
2014 Q1	$272K	Sell	11,600 -1,500	-11%	-$34.2K	0.02%	278
2013 Q4	$285K	Sell	13,100 -16,900	-56%	-$366K	0.02%	277
2013 Q3	$657K	Sell	30,000 -47,532	-61%	-$1.1M	0.05%	196
2013 Q2	$1.91M	Buy	+77,532	New	+$1.98M	0.14%	124

Other funds holding COF.PRP.CL

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

RIG

Roosevelt Investment Group New York $1.39B AUM 5.42% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $51.6B AUM 27.34% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

Mid Continent Capital's COF.PRP.CL Position: Q2 2014 in Review

Mid Continent Capital sold out of CAPITAL ONE FINANCIAL CORPORATION Called (COF.PRP.CL) in Q2 2014, closing a stake of 11,600 shares — an estimated $272K sold.

Mid Continent Capital first reported a position in COF.PRP.CL in Q2 2013 and held it in 4 quarters. The position peaked at $1.91M in Q2 2013. 4 funds tracked by Wall St. Rank hold COF.PRP.CL as of Q2 2014.

Mid Continent Capital reported no remaining CAPITAL ONE FINANCIAL CORPORATION Called position as of Q2 2014 after selling out during the quarter.
Mid Continent Capital sold 11,600 CAPITAL ONE FINANCIAL CORPORATION Called shares in Q2 2014, an estimated $272K.
Mid Continent Capital first reported a position in CAPITAL ONE FINANCIAL CORPORATION Called in Q2 2013 and held it in 4 quarters.
Mid Continent Capital's CAPITAL ONE FINANCIAL CORPORATION Called position peaked at $1.91M in Q2 2013.
4 funds tracked by Wall St. Rank held CAPITAL ONE FINANCIAL CORPORATION Called as of Q2 2014.

Based on Mid Continent Capital's 13F filing for Q2 2014, filed 25 Jul 2014.