Capstone Asset Management’s Invesco Senior Loan ETF BKLN Stock Holding History

Capstone Asset Management’s Portfolio BKLN Stock Details BKLN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-27,060	Closed	-$623K	–	1601
2015 Q3	$623K	Sell	27,060 -8,540	-24%	-$201K	0.02%	778
2015 Q2	$847K	Buy	35,600 +12,355	+53%	+$298K	0.02%	650
2015 Q1	$560K	Sell	23,245 -24,885	-52%	-$598K	0.02%	1003
2014 Q4	$1.16M	Sell	48,130 -7,760	-14%	-$188K	0.03%	567
2014 Q3	$1.36M	Buy	55,890 +1,235	+2%	+$30.4K	0.05%	451
2014 Q2	$1.36M	Buy	54,655 +20,310	+59%	+$504K	0.04%	477
2014 Q1	$852K	Buy	34,345 +2,905	+9%	+$72.3K	0.03%	689
2013 Q4	$782K	Sell	31,440 -2,010	-6%	-$49.8K	0.02%	789
2013 Q3	$826K	Buy	33,450 +15,855	+90%	+$393K	0.02%	899
2013 Q2	$435K	Buy	+17,595	New	+$441K	0.01%	1305

Other funds holding BKLN

Aozora Bank Tokyo, Japan $199M AUM 0.15% 1-Year Est. Return

IndexIQ Advisors New York $2.82B AUM 12.48% 1-Year Est. Return

Manulife (Manufacturers Life Insurance) Canada, Ontario, Canada $128B AUM 35.83% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

NSLI

Nan Shan Life Insurance Taipei City, Taiwan $3.19B AUM 24.42% 1-Year Est. Return

QS Investors New York $8.47B AUM 30.71% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

HMC

Harvard Management Company Boston, Massachusetts $4.26B AUM 5.81% 1-Year Est. Return

Capstone Asset Management's BKLN Position: Q4 2015 in Review

Capstone Asset Management sold out of Invesco Senior Loan ETF (BKLN) in Q4 2015, closing a stake of 27,060 shares — an estimated $623K sold.

Capstone Asset Management first reported a position in BKLN in Q2 2013 and held it in 10 quarters. The position peaked at $1.36M in Q2 2014. 260 funds tracked by Wall St. Rank hold BKLN as of Q4 2015.

Capstone Asset Management reported no remaining Invesco Senior Loan ETF position as of Q4 2015 after selling out during the quarter.
Capstone Asset Management sold 27,060 Invesco Senior Loan ETF shares in Q4 2015, an estimated $623K.
Capstone Asset Management first reported a position in Invesco Senior Loan ETF in Q2 2013 and held it in 10 quarters.
Capstone Asset Management's Invesco Senior Loan ETF position peaked at $1.36M in Q2 2014.
260 funds tracked by Wall St. Rank held Invesco Senior Loan ETF as of Q4 2015.

Based on Capstone Asset Management's 13F filing for Q4 2015, filed 14 Jan 2016.