Caprock Group’s Kansas City Southern KSU Stock Holding History

Caprock Group’s Portfolio KSU Stock Details KSU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q3	–	Sell	-764	Closed	-$217K	–	578
2021 Q2	$217K	Buy	+764	New	+$221K	0.02%	476

Other funds holding KSU

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

UOC

UBS O'Connor Chicago, Illinois $3.38B AUM 63.08% 1-Year Est. Return

Massachusetts Financial Services Boston, Massachusetts $298B AUM 21.96% 1-Year Est. Return

HBK Investments Dallas, Texas $9.85B AUM 55.6% 1-Year Est. Return

Parnassus Investments San Francisco, California $34.1B AUM 20.22% 1-Year Est. Return

Gates Foundation Trust Kirkland, Washington $31.7B AUM 20.52% 1-Year Est. Return

PCM

Pentwater Capital Management Naples, Florida $19.3B AUM 58.13% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Caprock Group's KSU Position: Q3 2021 in Review

Caprock Group sold out of Kansas City Southern (KSU) in Q3 2021, closing a stake of 764 shares — an estimated $217K sold.

Caprock Group first reported a position in KSU in Q2 2021 and held it in 1 quarter. The position peaked at $217K in Q2 2021. 733 funds tracked by Wall St. Rank hold KSU as of Q3 2021.

Caprock Group reported no remaining Kansas City Southern position as of Q3 2021 after selling out during the quarter.
Caprock Group sold 764 Kansas City Southern shares in Q3 2021, an estimated $217K.
Caprock Group first reported a position in Kansas City Southern in Q2 2021 and held it in 1 quarter.
Caprock Group's Kansas City Southern position peaked at $217K in Q2 2021.
733 funds tracked by Wall St. Rank held Kansas City Southern as of Q3 2021.

Based on Caprock Group's 13F filing for Q3 2021, filed 7 Oct 2021.