Capital One National Association’s American States Water AWR Stock Holding History

Capital One National Association’s Portfolio AWR Stock Details AWR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-12,059	Closed	-$549K	–	512
2016 Q4	$549K	Sell	12,059 -92	-0.8%	-$3.84K	0.04%	318
2016 Q3	$487K	Buy	12,151 +243	+2%	+$10.1K	0.04%	327
2016 Q2	$522K	Sell	11,908 -4,185	-26%	-$169K	0.04%	307
2016 Q1	$633K	Buy	16,093 +663	+4%	+$28.1K	0.06%	288
2015 Q4	$647K	Sell	15,430 -135	-0.9%	-$5.59K	0.06%	291
2015 Q3	$644K	Buy	15,565 +613	+4%	+$23.7K	0.06%	285
2015 Q2	$559K	Buy	14,952 +818	+6%	+$31.5K	0.05%	332
2015 Q1	$564K	Buy	14,134 +4,278	+43%	+$170K	0.05%	333
2014 Q4	$371K	Buy	9,856 +392	+4%	+$13.5K	0.04%	382
2014 Q3	$288K	Sell	9,464 -1,095	-10%	-$34.4K	0.03%	413
2014 Q2	$351K	Buy	10,559 +12	+0.1%	+$368	0.03%	397
2014 Q1	$341K	Buy	+10,547	New	+$309K	0.03%	397
2013 Q3	–	Sell	-10,470	Closed	-$281K	–	533
2013 Q2	$281K	Buy	+10,470	New	+$285K	0.03%	400

Other funds holding AWR

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

PAMU

Pictet Asset Management (UK) London, United Kingdom $91.8B AUM 47.77% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $552B AUM 44.19% 1-Year Est. Return

Bank of New York Mellon New York $609B AUM 40.19% 1-Year Est. Return

State Street Boston, Massachusetts $3.38T AUM 44.17% 1-Year Est. Return

Renaissance Technologies New York $72.6B AUM 54.88% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $170B AUM 46.21% 1-Year Est. Return

Capital One National Association's AWR Position: Q1 2017 in Review

Capital One National Association sold out of American States Water (AWR) in Q1 2017, closing a stake of 12,059 shares — an estimated $549K sold.

Capital One National Association first reported a position in AWR in Q2 2013 and held it in 13 quarters. The position peaked at $647K in Q4 2015. 201 funds tracked by Wall St. Rank hold AWR as of Q1 2017.

Capital One National Association reported no remaining American States Water position as of Q1 2017 after selling out during the quarter.
Capital One National Association sold 12,059 American States Water shares in Q1 2017, an estimated $549K.
Capital One National Association first reported a position in American States Water in Q2 2013 and held it in 13 quarters.
Capital One National Association's American States Water position peaked at $647K in Q4 2015.
201 funds tracked by Wall St. Rank held American States Water as of Q1 2017.

Based on Capital One National Association's 13F filing for Q1 2017, filed 2 May 2017.