Capital One National Association’s American States Water AWR Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-12,059	Closed	-$549K	–	512
2016 Q4	$549K	Sell	12,059 -92	-0.8%	-$3.84K	0.04%	318
2016 Q3	$487K	Buy	12,151 +243	+2%	+$10.1K	0.04%	327
2016 Q2	$522K	Sell	11,908 -4,185	-26%	-$169K	0.04%	307
2016 Q1	$633K	Buy	16,093 +663	+4%	+$28.1K	0.06%	288
2015 Q4	$647K	Sell	15,430 -135	-0.9%	-$5.59K	0.06%	291
2015 Q3	$644K	Buy	15,565 +613	+4%	+$23.7K	0.06%	285
2015 Q2	$559K	Buy	14,952 +818	+6%	+$31.5K	0.05%	332
2015 Q1	$564K	Buy	14,134 +4,278	+43%	+$170K	0.05%	333
2014 Q4	$371K	Buy	9,856 +392	+4%	+$13.5K	0.04%	382
2014 Q3	$288K	Sell	9,464 -1,095	-10%	-$34.4K	0.03%	413
2014 Q2	$351K	Buy	10,559 +12	+0.1%	+$368	0.03%	397
2014 Q1	$341K	Buy	+10,547	New	+$309K	0.03%	397
2013 Q3	–	Sell	-10,470	Closed	-$281K	–	533
2013 Q2	$281K	Buy	+10,470	New	+$285K	0.03%	400